| Stock | Role | Class | Num Shares | Value | Price $ | Report Date | Ownership |
|---|---|---|---|---|---|---|---|
| Marygold Companies, Inc. | Director | Common Stock | 9.93K | $14.7K | $1.48 | Dec 9, 2024 | Direct |
| Symbol | Company | Period | Transactions | Value $ | Form Type | Date Filed | Role |
|---|---|---|---|---|---|---|---|
| MCN | Madison Covered Call & Equity Strategy Fund | Dec 2, 2024 | 0 | $0 | 3 | Dec 2, 2024 | Treasurer & PFO |
| [NONE] | Octagon XAI CLO Income Fund | Feb 16, 2024 | 0 | $0 | 3 | Feb 23, 2024 | PFO & Treasurer |
| [ NONE ] | Meketa Infrastructure Fund | Jan 26, 2024 | 0 | $0 | 3 | Jan 31, 2024 | Treasurer PFO Prncpl Acct Ofcr |
| MGLD | Marygold Companies, Inc. | Mar 29, 2023 | 3 | $15K | 4 | Dec 12, 2024 | Director |
| DMA | Destra Multi-Alternative Fund | Dec 5, 2018 | 0 | $0 | 3 | Jul 28, 2022 | CFO and Treasurer |
| CEDIX | BlueBay Destra International Event-Driven Credit Fund | May 17, 2018 | 0 | $0 | 3 | Aug 8, 2022 | CFO and Treasurer |