| Stock | Role | Class | Num Shares | Value | Price $ | Report Date | Ownership |
|---|---|---|---|---|---|---|---|
| RIVERNORTH OPPORTUNITIES FUND, INC. | Director | Common Shares of Beneficial Interest | 1.38K | $15.3K | $11.12 | Nov 15, 2021 | Direct |
| RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. | Director | Preferred Stock | 2.02K | Dec 27, 2021 | Direct | ||
| RiverNorth Managed Duration Municipal Income Fund II, Inc. | Director | No securities beneficially owned | 0 | Feb 10, 2022 | Direct |
| Symbol | Company | Period | Transactions | Value $ | Form Type | Date Filed | Role |
|---|---|---|---|---|---|---|---|
| RMMZ | RiverNorth Managed Duration Municipal Income Fund II, Inc. | Feb 10, 2022 | 0 | $0 | 3 | Feb 14, 2022 | Director |
| OPP | RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. | Dec 27, 2021 | 1 | $50.1K | 4 | Dec 28, 2021 | Director |
| RIV | RIVERNORTH OPPORTUNITIES FUND, INC. | Nov 15, 2021 | 1 | $5.78K | 4 | Nov 15, 2021 | Director |
| OPP | RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. | Sep 13, 2021 | 3 | $5.14K | 4 | Oct 8, 2021 | Director |
| RIV | RIVERNORTH OPPORTUNITIES FUND, INC. | Jul 31, 2021 | 0 | $0 | 5 | Sep 28, 2021 | Director |