| Stock | Role | Class | Num Shares | Value | Price $ | Report Date | Ownership |
|---|---|---|---|---|---|---|---|
| Bow River Capital Evergreen Fund | Director | Class I Shares | 5.13K | Sep 30, 2020 | Direct |
| Symbol | Company | Period | Transactions | Value $ | Form Type | Date Filed | Role |
|---|---|---|---|---|---|---|---|
| GLO | Clough Global Opportunities Fund | Apr 17, 2023 | 0 | $0 | 3 | Apr 24, 2023 | President |
| GLQ | Clough Global Equity Fund | Apr 17, 2023 | 0 | $0 | 3 | Apr 24, 2023 | President |
| GLV | Clough Global Dividend & Income Fund | Apr 17, 2023 | 0 | $0 | 3 | Apr 24, 2023 | President |
| STEW | BOULDER GROWTH & INCOME FUND | Nov 22, 2021 | 0 | $0 | 3 | Nov 30, 2021 | Officer of Adviser |
| N/A | Bow River Capital Evergreen Fund | Jan 4, 2021 | 1 | $152K | 4 | Jul 19, 2021 | Director |