| Stock | Role | Class | Num Shares | Value | Price $ | Report Date | Ownership |
|---|---|---|---|---|---|---|---|
| Neuberger Berman High Yield Strategies Fund Inc. | Director | Common Stock | 13.7K | $102K | $7.42 | Jun 21, 2023 | Direct |
| Neuberger Berman Next Generation Connectivity Fund Inc. | Director | Common Stock | 5K | $67.4K | $13.48 | May 25, 2021 | Direct |
| 1WS Credit Income Fund | Trustee | Class I Shares | 2.31K | $49.6K | $21.44 | Jun 24, 2021 | Direct |
| Neuberger Berman High Yield Strategies Fund Inc. | Director | Transferable Subscription Rights (rights to buy) | 0 | Jun 21, 2023 | Direct | ||
| Neuberger Berman Next Generation Connectivity Fund Inc. | Director | Shares of Common Stock | 0 | $16.37 | May 25, 2021 | Direct | |
| Thrivent Church Loan & Income Fund | Director | Class S shares of beneficial interest | 0 | $9.16 | Mar 16, 2023 | Direct |
| Symbol | Company | Period | Transactions | Value $ | Form Type | Date Filed | Role |
|---|---|---|---|---|---|---|---|
| NHS | Neuberger Berman High Yield Strategies Fund Inc. | Jun 21, 2023 | 2 | $25.4K | 4 | Jun 23, 2023 | Director |
| XCLIX | Thrivent Church Loan & Income Fund | Mar 16, 2023 | 1 | -$49.3K | 4 | Mar 20, 2023 | Director |
| NHS | Neuberger Berman High Yield Strategies Fund Inc. | May 17, 2022 | 2 | $32.4K | 4 | May 19, 2022 | Director |
| OWSCX | 1WS Credit Income Fund | Jun 24, 2021 | 1 | $35.3K | 4 | Jun 28, 2021 | Trustee |
| OWSCX | 1WS Credit Income Fund | Jun 4, 2021 | 1 | $35K | 4 | Jun 8, 2021 | Trustee |
| NBXG | Neuberger Berman Next Generation Connectivity Fund Inc. | May 27, 2021 | 1 | $100K | 4 | May 27, 2021 | Director |
| NBXG | Neuberger Berman Next Generation Connectivity Fund Inc. | May 25, 2021 | 0 | $0 | 3 | May 25, 2021 | Director |