| Stock | Role | Class | Num Shares | Value | Price $ | Report Date | Ownership |
|---|---|---|---|---|---|---|---|
| Cardiff Oncology, Inc. | Former Director | Stock Options | 478K | $1.24M | $2.60 | Jun 10, 2021 | Direct |
| Hepion Pharmaceuticals, Inc. | Director | Stock Options | 291K | May 18, 2021 | Direct |
| Symbol | Company | Period | Transactions | Value $ | Form Type | Date Filed | Role |
|---|---|---|---|---|---|---|---|
| CRDF | Cardiff Oncology, Inc. | Jun 10, 2021 | 7 | $0 | 4 | Jun 14, 2021 | Former Director |
| HEPA | Hepion Pharmaceuticals, Inc. | May 18, 2021 | 1 | $0 | 4 | May 20, 2021 | Director |