| Company | Role | Class | Num Shares | Value | Price $ | Report Date | Ownership |
|---|---|---|---|---|---|---|---|
| LIBERTY ALL STAR EQUITY FUND | Access Person of the Fund | Common Shares of Beneficial Ownership | 30,625 | $183,138 | $5.98 | 26 May 2023 | Direct |
| Symbol | Company | Period | Transactions | Value $ | Form Type | Role | Filing Time |
|---|---|---|---|---|---|---|---|
| USA | LIBERTY ALL STAR EQUITY FUND | 26 May 2023 | 1 | -$208,887 | 4/A | Access Person of the Fund | 26 May 2023, 16:46 |
| RIV | RIVERNORTH OPPORTUNITIES FUND, INC. | 30 Sep 2022 | 0 | $0 | 5 | Officer of Investment Adviser | 04 Oct 2022, 12:55 |