| Stock | Role | Class | Num Shares | Value | Price $ | Report Date | Ownership |
|---|---|---|---|---|---|---|---|
| CAPITAL SOUTHWEST CORP | Director | Common Stock | 45.8K | $1.1M | $23.94 | Aug 9, 2024 | Direct |
| CAPITAL SOUTHWEST CORP | Director | Common Stock | 39K | $934K | $23.94 | Aug 9, 2024 | FMAB Partners, LP |
| ROC Energy Acquisition Corp. | Director | Common Stock | 118K | $539K | $4.56 | Jun 20, 2023 | By Oak Stream Investors II, Ltd. |
| Drilling Tools International Corp | Director | Restricted Stock Units | 13.7K | $62.5K | $4.56 | May 14, 2024 | Direct |
| ROC Energy Acquisition Corp. | Director | Stock Option (right to buy) | 57.1K | Jun 20, 2023 | Direct |
| Symbol | Company | Period | Transactions | Value $ | Form Type | Date Filed | Role |
|---|---|---|---|---|---|---|---|
| CSWC | CAPITAL SOUTHWEST CORP | Aug 9, 2024 | 1 | $0 | 4 | Aug 12, 2024 | Director |
| DTI | Drilling Tools International Corp | May 14, 2024 | 2 | $0 | 4 | May 16, 2024 | Director |
| CSWC | CAPITAL SOUTHWEST CORP | Aug 10, 2023 | 1 | $0 | 4 | Aug 14, 2023 | Director |
| DTI | ROC Energy Acquisition Corp. | Jun 20, 2023 | 2 | $0 | 4 | Jun 22, 2023 | Director |
| DTI | ROC Energy Acquisition Corp. | Jun 20, 2023 | 0 | $0 | 3 | Jun 22, 2023 | Director |
| CSWC | CAPITAL SOUTHWEST CORP | Aug 10, 2022 | 1 | $0 | 4 | Aug 12, 2022 | Director |