Northwestern Mutual Life Insurance Co

Insider Reports History

Entity
Company
Location
720 E Wisconsin Avenue, Milwaukee, WI
Signature
/s/ Douglas D. Timmer
All insider transactions
Transactions in reports broken out by “transaction date” reported in original SEC filing, see here for transactions aggregated across transaction date

Holdings reported by Northwestern Mutual Life Insurance Co:

Stock Role Class Num Shares Value Price $ Report Date Ownership
CALAMOS CONVERTIBLE & HIGH INCOME FUND 10%+ Owner Series G Mandatory Redeemable Preferred Shares 640K $16M $25.00 Sep 9, 2024 Direct
CALAMOS CONVERTIBLE OPPORTUNITIES & INCOME FUND 10%+ Owner Series G Mandatory Redeemable Preferred Shares 480K $12M $25.00 Sep 9, 2024 Direct
Calamos Dynamic Convertible & Income Fund 10%+ Owner Series G Mandatory Redeemable Preferred Shares 400K $10M $25.00 Sep 9, 2024 Direct
CION Ares Diversified Credit Fund 10%+ Owner Series H Mandatory Redeemable Preferred Shares 1.68M May 22, 2024 Direct
CION Ares Diversified Credit Fund 10%+ Owner Series F Mandatory Redeemable Preferred Shares 1.24M May 22, 2024 Direct
CALAMOS STRATEGIC TOTAL RETURN FUND 10%+ Owner Series G Mandatory Redeemable Preferred Shares 1.2M Sep 9, 2024 Direct
Carlyle Tactical Private Credit Fund 10%+ Owner Series E Mandatory Redeemable Preferred Shares 960K Oct 2, 2023 Direct
Carlyle Tactical Private Credit Fund 10%+ Owner Series D Mandatory Redeemable Preferred Shares 720K Oct 2, 2023 Direct
CION Ares Diversified Credit Fund 10%+ Owner Series J Mandatory Redeemable Preferred Shares 720K May 22, 2024 Direct
CION Ares Diversified Credit Fund 10%+ Owner Series G Mandatory Redeemable Preferred Shares 400K May 22, 2024 Direct
Calamos Global Dynamic Income Fund 10%+ Owner Series D Mandatory Redeemable Preferred Shares 200K Aug 24, 2021 Direct
CALAMOS GLOBAL TOTAL RETURN FUND 10%+ Owner Series D Mandatory Redeemable Preferred Shares 200K Aug 24, 2021 Direct

Insider Reports Filed by Northwestern Mutual Life Insurance Co

Symbol Company Period Transactions Value $ Form Type Date Filed Role
CCD Calamos Dynamic Convertible & Income Fund Sep 9, 2024 0 $0 3 Sep 10, 2024 10%+ Owner
CHI CALAMOS CONVERTIBLE OPPORTUNITIES & INCOME FUND Sep 9, 2024 0 $0 3 Sep 10, 2024 10%+ Owner
CSQ CALAMOS STRATEGIC TOTAL RETURN FUND Sep 9, 2024 0 $0 3 Sep 10, 2024 10%+ Owner
CHY CALAMOS CONVERTIBLE & HIGH INCOME FUND Sep 9, 2024 0 $0 3 Sep 10, 2024 10%+ Owner
CADCX CION Ares Diversified Credit Fund May 22, 2024 0 $0 3 May 29, 2024 10%+ Owner
CTAC Carlyle Tactical Private Credit Fund Oct 2, 2023 0 $0 3 Oct 26, 2023 10%+ Owner
CHW Calamos Global Dynamic Income Fund Aug 24, 2021 0 $0 3 Oct 14, 2021 10%+ Owner
CHY CALAMOS CONVERTIBLE & HIGH INCOME FUND Aug 24, 2021 0 $0 3 Oct 14, 2021 10%+ Owner
CHI CALAMOS CONVERTIBLE OPPORTUNITIES & INCOME FUND Aug 24, 2021 0 $0 3 Oct 14, 2021 10%+ Owner
CGO CALAMOS GLOBAL TOTAL RETURN FUND Aug 24, 2021 0 $0 3 Sep 13, 2021 10%+ Owner
CCD Calamos Dynamic Convertible & Income Fund Aug 24, 2021 0 $0 3 Sep 13, 2021 10%+ Owner