B. RILEY PRINCIPAL INVESTMENTS, LLC SEC EDGAR Filings (CIK 0001776226)

SEC EDGAR filings, ownership reports, and insider transactions for B. RILEY PRINCIPAL INVESTMENTS, LLC.

Business address
11100 Santa Monica Blvd., Suite 800, Los Angeles, CA, 90025
State of incorporation
DE
Fiscal year end
31 December
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B. RILEY PRINCIPAL INVESTMENTS, LLC has filed 84 SEC EDGAR filings since 09 May 2019

Latest Filings

Recent SEC filings for B. RILEY PRINCIPAL INVESTMENTS, LLC including 4, 13F-NT, 4/A and more.

Form type Document Filing Description Filing date Reporting date File number(s)
4 Open 4 document View SEC filing for 4 26 Mar 2024 07 Mar 2024 001-40083
4 Open 4 document View SEC filing for 4 04 Dec 2023 30 Nov 2023 001-12471
4 Open 4 document View SEC filing for 4 22 Aug 2023 10 Aug 2023 001-12471
4 Open 4 document View SEC filing for 4 23 Jun 2023 21 Jun 2023 001-12471
4 Open 4 document View SEC filing for 4 20 Jun 2023 15 Jun 2023 001-12471
4 Open 4 document View SEC filing for 4 02 Jun 2023 02 Jun 2023 001-40389
4 Open 4 document View SEC filing for 4 31 May 2023 26 May 2023 001-12471
4 Open 4 document View SEC filing for 4 24 May 2023 22 May 2023 001-12471
4 Open 4 document View SEC filing for 4 19 May 2023 17 May 2023 001-12471
4 Open 4 document View SEC filing for 4 17 May 2023 16 May 2023 001-12471
4 Open 4 document View SEC filing for 4 09 May 2023 04 May 2023 001-40389
4 Open 4 document View SEC filing for 4 13 Apr 2023 11 Apr 2023 001-12471
4 Open 4 document View SEC filing for 4 06 Apr 2023 05 Apr 2023 001-12471
4 Open 4 document View SEC filing for 4 31 Mar 2023 31 Mar 2023 001-12471
4 Open 4 document View SEC filing for 4 13 Dec 2022 06 Dec 2022 001-40083
4 Open 4 document View SEC filing for 4 14 Nov 2022 10 Nov 2022 001-38424
13F-NT Open 13F-NT document View SEC filing for 13F-NT 09 Nov 2022 30 Sep 2022 028-21322
4 Open 4 document View SEC filing for 4 11 Oct 2022 07 Oct 2022 001-38424
4 Open 4 document View SEC filing for 4 06 Oct 2022 04 Oct 2022 001-38424
4 Open 4 document View SEC filing for 4 26 Sep 2022 22 Sep 2022 001-38424
4/A Open 4/A document View SEC filing for 4/A 01 Sep 2022 29 Aug 2022 001-40682
3/A Open 3/A document View SEC filing for 3/A 01 Sep 2022 19 Aug 2022 001-40682
4 Open 4 document View SEC filing for 4 31 Aug 2022 29 Aug 2022 001-40682
3 Open 3 document View SEC filing for 3 29 Aug 2022 19 Aug 2022 001-40682
4 Open 4 document View SEC filing for 4 26 Jul 2022 22 Jul 2022 001-40083
4 Open 4 document View SEC filing for 4 21 Jul 2022 19 Jul 2022 001-40083
4 Open 4 document View SEC filing for 4 14 Jul 2022 12 Jul 2022 001-38424
4 Open 4 document View SEC filing for 4 11 Jul 2022 07 Jul 2022 001-38424
4 Open 4 document View SEC filing for 4 06 Jul 2022 01 Jul 2022 001-38424
4 Open 4 document View SEC filing for 4 29 Jun 2022 27 Jun 2022 001-38424
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 22 Jun 2022 17 Jun 2022 001-38424
3 Open 3 document View SEC filing for 3 16 Jun 2022 06 Jun 2022 001-38424
4 Open 4 document View SEC filing for 4 10 May 2022 06 May 2022 001-12471
4/A Open 4/A document View SEC filing for 4/A 31 Mar 2022 25 Mar 2022 001-12471
4 Open 4 document View SEC filing for 4 29 Mar 2022 25 Mar 2022 001-12471
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 10 Mar 2022 02 Mar 2022 001-12471
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 03 Mar 2022 01 Mar 2022 001-12471
4 Open 4 document View SEC filing for 4 28 Feb 2022 24 Feb 2022 001-12471
4 Open 4 document View SEC filing for 4 23 Feb 2022 18 Feb 2022 001-12471
4 Open 4 document View SEC filing for 4 18 Feb 2022 16 Feb 2022 001-12471
4 Open 4 document View SEC filing for 4 15 Feb 2022 11 Feb 2022 001-12471
4 Open 4 document View SEC filing for 4 29 Oct 2021 30 Sep 2021 001-12471
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 08 Oct 2021 06 Oct 2021 001-12471
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 21 Sep 2021 17 Sep 2021 001-39291
4 Open 4 document View SEC filing for 4 09 Sep 2021 07 Sep 2021 001-39291
4 Open 4 document View SEC filing for 4 03 Sep 2021 01 Sep 2021 001-39291
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 31 Aug 2021 27 Aug 2021 001-39291
4/A Open 4/A document View SEC filing for 4/A 30 Aug 2021 24 Aug 2021 001-39291
4 Open 4 document View SEC filing for 4 27 Aug 2021 24 Aug 2021 001-39291
4 Open 4 document View SEC filing for 4 25 Aug 2021 23 Aug 2021 001-38907
13F-NT Open 13F-NT document View SEC filing for 13F-NT 12 Aug 2021 30 Jun 2021 028-21322
4 Open 4 document View SEC filing for 4 17 Jun 2021 14 Jun 2021 001-40389
4 Open 4 document View SEC filing for 4 24 May 2021 20 May 2021 001-12471
4 Open 4 document View SEC filing for 4 12 May 2021 11 May 2021 001-40389
3 Open 3 document View SEC filing for 3 07 May 2021 06 May 2021 001-40389
4 Open 4 document View SEC filing for 4 12 Apr 2021 12 Apr 2021 001-38864
4 Open 4 document View SEC filing for 4 18 Mar 2021 16 Mar 2021 001-38907
4 Open 4 document View SEC filing for 4 15 Mar 2021 11 Mar 2021 001-38907
4 Open 4 document View SEC filing for 4 25 Feb 2021 23 Feb 2021 001-40083
3 Open 3 document View SEC filing for 3 18 Feb 2021 18 Feb 2021 001-40083
4/A Open 4/A document View SEC filing for 4/A OWNERSHIP DOCUMENT 02 Feb 2021 18 Dec 2020 001-12471
4 Open 4 document View SEC filing for 4 04 Jan 2021 18 Dec 2020 001-12471
3 Open 3 document View SEC filing for 3 04 Dec 2020 24 Nov 2020 001-12471
4/A Open 4/A document View SEC filing for 4/A 18 Nov 2020 16 Nov 2020 001-39291
4 Open 4 document View SEC filing for 4 17 Nov 2020 13 Nov 2020 001-39291
4 Open 4 document View SEC filing for 4 17 Nov 2020 16 Nov 2020 001-39291
4 Open 4 document View SEC filing for 4 12 Nov 2020 10 Nov 2020 001-39291
4 Open 4 document View SEC filing for 4 12 Nov 2020 09 Nov 2020 001-39291
4 Open 4 document View SEC filing for 4 06 Nov 2020 04 Nov 2020 001-39291
4 Open 4 document View SEC filing for 4 29 Jun 2020 04 Jun 2020 001-38907
4/A Open 4/A document View SEC filing for 4/A OWNERSHIP DOCUMENT 05 Jun 2020 20 May 2020 001-39291
3/A Open 3/A document View SEC filing for 3/A 05 Jun 2020 19 May 2020 001-39291
4 Open 4 document View SEC filing for 4 22 May 2020 22 May 2020 001-39291
3 Open 3 document View SEC filing for 3 19 May 2020 19 May 2020 001-39291
4/A Open 4/A document View SEC filing for 4/A 27 Apr 2020 28 Feb 2020 001-38864
4/A Open 4/A document View SEC filing for 4/A 27 Apr 2020 25 Feb 2020 001-38864
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 13 Mar 2020 11 Mar 2020 001-38864
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 10 Mar 2020 06 Mar 2020 001-38864
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 03 Mar 2020 28 Feb 2020 001-38864
4 Open 4 document View SEC filing for 4 27 Feb 2020 25 Feb 2020 001-38864
4 Open 4 document View SEC filing for 4 24 Feb 2020 20 Feb 2020 001-38864
4 Open 4 document View SEC filing for 4 19 Feb 2020 14 Feb 2020 001-38864
4 Open 4 document View SEC filing for 4 01 Nov 2019 30 Oct 2019 001-38907
3 Open 3 document View SEC filing for 3 FORM 3 SUBMISSION 09 May 2019 09 May 2019 001-38907

About this filer

B. RILEY PRINCIPAL INVESTMENTS, LLC files with the SEC under CIK 0001776226. This page aggregates EDGAR filings and related ownership activity.

FAQ

What is a CIK?
A Central Index Key (CIK) is a unique identifier assigned by the SEC to each filer.
Why are some filings missing?
New filings appear as the SEC updates EDGAR, and older records can vary by availability.
How often is this page updated?
Updates follow new EDGAR submissions and periodic data refreshes.

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