A Central Index Key (CIK) is a unique identifier assigned by the SEC to each filer.

Why are some filings missing?

New filings appear as the SEC updates EDGAR, and older records can vary by availability.

How often is this page updated?

Updates follow new EDGAR submissions and periodic data refreshes.

SEC EDGAR filings, ownership reports, and insider transactions for Dragon Financial & Investment Group, LLC.

Business address: 1700 S. El Camino Real, Suite 200, San Mateo, CA, 94402
Top securities (13F): SPY, SCHZ, XLG, VEA, VWO, HEFA, XLV, XLF, CRBN, VEU, DSI, SHE, IVV, ESGD, AET, ESGE, AAPL, MMM, V, and HD
State of incorporation: CA
Fiscal year end: 31 December

Dragon Financial & Investment Group, LLC has filed 4 SEC EDGAR filings since 09 Feb 2018

Recent SEC filings for Dragon Financial & Investment Group, LLC including 13F-HR.

Form type	Document	Filing	Filing date	Reporting date	File number(s)
13F-HR	Open 13F-HR document	View SEC filing for 13F-HR	19 Oct 2018	30 Sep 2018	028-18334
13F-HR	Open 13F-HR document	View SEC filing for 13F-HR	03 Aug 2018	30 Jun 2018	028-18334
13F-HR	Open 13F-HR document	View SEC filing for 13F-HR	30 Apr 2018	31 Mar 2018	028-18334
13F-HR	Open 13F-HR document	View SEC filing for 13F-HR	09 Feb 2018	31 Dec 2017	028-18334

Dragon Financial & Investment Group, LLC files with the SEC under CIK 0001730476. This page aggregates EDGAR filings and related ownership activity.

What is a CIK?: A Central Index Key (CIK) is a unique identifier assigned by the SEC to each filer.
Why are some filings missing?: New filings appear as the SEC updates EDGAR, and older records can vary by availability.
How often is this page updated?: Updates follow new EDGAR submissions and periodic data refreshes.