Tom L. Brock SEC EDGAR Filings (CIK 0001589561)

SEC EDGAR filings, ownership reports, and insider transactions for Tom L. Brock.

Business address
1614 15 Th Street, Suite 300, Denver, CO, 80202
Top holdings (ownership)
XOG
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Tom L. Brock has filed 37 SEC EDGAR filings since 21 Nov 2013

Latest Filings

Recent SEC filings for Tom L. Brock including 4, 3.

Form type Document Filing Description Filing date Reporting date File number(s)
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 02 Jan 2024 31 Dec 2023 001-36204
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 04 Apr 2023 31 Mar 2023 001-36204
4 Open 4 document View SEC filing for 4 FORM 4 30 Jan 2023 26 Jan 2023 001-36204
3 Open 3 document View SEC filing for 3 FORM 3 08 Aug 2022 04 Aug 2022 001-36204
3 Open 3 document View SEC filing for 3 FORM 3 08 Aug 2022 04 Aug 2022 001-36204
4 Open 4 document View SEC filing for 4 FORM 4 01 Nov 2021 01 Nov 2021 001-37907
4 Open 4 document View SEC filing for 4 FORM 4 29 Oct 2021 27 Oct 2021 001-37907
4 Open 4 document View SEC filing for 4 FORM 4 22 Jan 2021 20 Jan 2021 001-37907
4 Open 4 document View SEC filing for 4 FORM 4 03 Apr 2020 01 Apr 2020 001-37907
4 Open 4 document View SEC filing for 4 FORM 4 17 Mar 2020 15 Mar 2020 001-37907
4 Open 4 document View SEC filing for 4 FORM 4 21 Oct 2019 17 Oct 2019 001-37907
4 Open 4 document View SEC filing for 4 FORM 4 16 Sep 2019 15 Sep 2019 001-37907
4 Open 4 document View SEC filing for 4 FORM 4 09 Apr 2019 05 Apr 2019 001-37907
4 Open 4 document View SEC filing for 4 FORM 4 18 Mar 2019 15 Mar 2019 001-37907
4 Open 4 document View SEC filing for 4 FORM 4 18 Jan 2019 17 Jan 2019 001-37907
4 Open 4 document View SEC filing for 4 FORM 4 19 Oct 2018 17 Oct 2018 001-37907
4 Open 4 document View SEC filing for 4 FORM 4 18 Sep 2018 15 Sep 2018 001-37907
4 Open 4 document View SEC filing for 4 FORM 4 18 Jul 2018 17 Jul 2018 001-37907
4 Open 4 document View SEC filing for 4 FORM 4 19 Mar 2018 15 Mar 2018 001-37907
4 Open 4 document View SEC filing for 4 FORM 4 19 Jan 2018 17 Jan 2018 001-37907
4 Open 4 document View SEC filing for 4 FORM 4 19 Oct 2017 17 Oct 2017 001-37907
4 Open 4 document View SEC filing for 4 FORM 4 06 Oct 2017 04 Oct 2017 001-37907
4 Open 4 document View SEC filing for 4 FORM 4 18 Sep 2017 15 Sep 2017 001-37907
4 Open 4 document View SEC filing for 4 FORM 4 19 Jul 2017 17 Jul 2017 001-37907
4 Open 4 document View SEC filing for 4 FORM 4 17 Mar 2017 26 Feb 2016 001-35257
4 Open 4 document View SEC filing for 4 FORM 4 - 16 Mar 2017 15 Mar 2017 001-37907
4 Open 4 document View SEC filing for 4 FORM 4 - 16 Nov 2016 14 Nov 2016 001-37907
3 Open 3 document View SEC filing for 3 3 03 Nov 2016 28 Oct 2016 001-37907
4 Open 4 document View SEC filing for 4 FORM 4 29 Aug 2016 26 Aug 2016 001-35257
4 Open 4 document View SEC filing for 4 FORM 4 04 Mar 2016 02 Mar 2016 001-35257
4 Open 4 document View SEC filing for 4 FORM 4 25 Feb 2016 23 Feb 2016 001-35257
4 Open 4 document View SEC filing for 4 FORM 4 23 Feb 2016 19 Feb 2016 001-35257
4 Open 4 document View SEC filing for 4 FORM 4 04 Mar 2015 27 Feb 2015 001-35257
4 Open 4 document View SEC filing for 4 FORM 4 23 Feb 2015 19 Feb 2015 001-35257
4 Open 4 document View SEC filing for 4 FORM 4 05 Mar 2014 02 Mar 2014 001-35257
4 Open 4 document View SEC filing for 4 FORM 4 28 Feb 2014 19 Feb 2014 001-35257
3 Open 3 document View SEC filing for 3 FORM 3 21 Nov 2013 21 Nov 2013 001-35257

About this filer

Tom L. Brock files with the SEC under CIK 0001589561. This page aggregates EDGAR filings and related ownership activity.

See reporting owner transactions.

FAQ

What is a CIK?
A Central Index Key (CIK) is a unique identifier assigned by the SEC to each filer.
Why are some filings missing?
New filings appear as the SEC updates EDGAR, and older records can vary by availability.
How often is this page updated?
Updates follow new EDGAR submissions and periodic data refreshes.

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