Empirical Financial Services, LLC d.b.a. Empirical Wealth Management SEC EDGAR Filings (CIK 0001510434)

SEC EDGAR filings, ownership reports, and insider transactions for Empirical Financial Services, LLC d.b.a. Empirical Wealth Management.

Business address
1420 5 Th Ave Suite 3150, Seattle, WA, 98101
Top securities (13F)
QUAL, NVDA, IQLT, MTUM, VTIP, VCSH, AAPL, DFUV, EFV, IEMG, VCIT, MSFT, DFIV, SJNK, META, AMZN, SPY, VTV, VGSH, and AVDV
Top holdings (Schedule 13G)
OZ and PBP
State of incorporation
WA
Fiscal year end
31 December
Former names
Empirical Financial Services, LLC (to 12 Feb 2018)
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Empirical Financial Services, LLC d.b.a. Empirical Wealth Management has filed 73 SEC EDGAR filings since 28 Jan 2011

Latest Filings

Recent SEC filings for Empirical Financial Services, LLC d.b.a. Empirical Wealth Management including SCHEDULE 13G/A, 13F-HR, N-PX and more.

Form type Document Filing Description Filing date Reporting date File number(s)
SCHEDULE 13G/A Open SCHEDULE 13G/A document View SEC filing for SCHEDULE 13G/A 29 Jan 2026
SCHEDULE 13G/A Open SCHEDULE 13G/A document View SEC filing for SCHEDULE 13G/A 29 Jan 2026
13F-HR Open 13F-HR document View SEC filing for 13F-HR 16 Jan 2026 31 Dec 2025 028-14067
13F-HR Open 13F-HR document View SEC filing for 13F-HR 10 Nov 2025 30 Sep 2025 028-14067
13F-HR Open 13F-HR document View SEC filing for 13F-HR 21 Jul 2025 30 Jun 2025 028-14067
N-PX Open N-PX document View SEC filing for N-PX 21 Jul 2025 30 Jun 2025 028-14067
13F-HR Open 13F-HR document View SEC filing for 13F-HR 08 May 2025 31 Mar 2025 028-14067
SCHEDULE 13G/A Open SCHEDULE 13G/A document View SEC filing for SCHEDULE 13G/A 28 Jan 2025
SCHEDULE 13G/A Open SCHEDULE 13G/A document View SEC filing for SCHEDULE 13G/A 28 Jan 2025
13F-HR Open 13F-HR document View SEC filing for 13F-HR 22 Jan 2025 31 Dec 2024 028-14067
13F-HR Open 13F-HR document View SEC filing for 13F-HR 01 Nov 2024 30 Sep 2024 028-14067
13F-HR Open 13F-HR document View SEC filing for 13F-HR 09 Aug 2024 30 Jun 2024 028-14067
N-PX Open N-PX document View SEC filing for N-PX 26 Jul 2024 30 Jun 2024 028-14067
13F-HR Open 13F-HR document View SEC filing for 13F-HR 07 May 2024 31 Mar 2024 028-14067
SC 13G Open SC 13G document View SEC filing for SC 13G EMPIRICAL FINANCIAL SERVICES 08 Feb 2024
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A EMPIRICAL FINANCIAL SERVICES 08 Feb 2024
13F-HR Open 13F-HR document View SEC filing for 13F-HR 06 Feb 2024 31 Dec 2023 028-14067
13F-HR Open 13F-HR document View SEC filing for 13F-HR 03 Nov 2023 30 Sep 2023 028-14067
13F-HR Open 13F-HR document View SEC filing for 13F-HR 11 Aug 2023 30 Jun 2023 028-14067
13F-HR Open 13F-HR document View SEC filing for 13F-HR 09 May 2023 31 Mar 2023 028-14067
13F-HR Open 13F-HR document View SEC filing for 13F-HR 08 Feb 2023 31 Dec 2022 028-14067
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A EMPIRICAL FINANCIAL SERVICES 07 Feb 2023
13F-HR Open 13F-HR document View SEC filing for 13F-HR 03 Nov 2022 30 Sep 2022 028-14067
13F-HR Open 13F-HR document View SEC filing for 13F-HR 02 Aug 2022 30 Jun 2022 028-14067
13F-HR Open 13F-HR document View SEC filing for 13F-HR 13 May 2022 31 Mar 2022 028-14067
SC 13G Open SC 13G document View SEC filing for SC 13G EMPIRICAL FINANCIAL SERVICES 14 Feb 2022
13F-HR Open 13F-HR document View SEC filing for 13F-HR 14 Feb 2022 31 Dec 2021 028-14067
13F-HR Open 13F-HR document View SEC filing for 13F-HR 02 Nov 2021 30 Sep 2021 028-14067
13F-HR Open 13F-HR document View SEC filing for 13F-HR 12 Aug 2021 30 Jun 2021 028-14067
13F-HR Open 13F-HR document View SEC filing for 13F-HR 17 May 2021 31 Mar 2021 028-14067
13F-HR Open 13F-HR document View SEC filing for 13F-HR 12 Feb 2021 31 Dec 2020 028-14067
13F-HR Open 13F-HR document View SEC filing for 13F-HR 12 Nov 2020 30 Sep 2020 028-14067
13F-HR Open 13F-HR document View SEC filing for 13F-HR 12 Aug 2020 30 Jun 2020 028-14067
13F-HR Open 13F-HR document View SEC filing for 13F-HR 11 May 2020 31 Mar 2020 028-14067
13F-HR Open 13F-HR document View SEC filing for 13F-HR 13 Feb 2020 31 Dec 2019 028-14067
13F-HR Open 13F-HR document View SEC filing for 13F-HR 13 Nov 2019 30 Sep 2019 028-14067
13F-HR Open 13F-HR document View SEC filing for 13F-HR 12 Aug 2019 30 Jun 2019 028-14067
13F-HR Open 13F-HR document View SEC filing for 13F-HR 13 May 2019 31 Mar 2019 028-14067
13F-HR Open 13F-HR document View SEC filing for 13F-HR 13 Feb 2019 31 Dec 2018 028-14067
13F-HR Open 13F-HR document View SEC filing for 13F-HR 13 Nov 2018 30 Sep 2018 028-14067
13F-HR Open 13F-HR document View SEC filing for 13F-HR 13 Aug 2018 30 Jun 2018 028-14067
13F-HR/A Open 13F-HR/A document View SEC filing for 13F-HR/A 14 May 2018 31 Mar 2018 028-14067
13F-HR Open 13F-HR document View SEC filing for 13F-HR 14 May 2018 31 Mar 2018 028-14067
13F-HR Open 13F-HR document View SEC filing for 13F-HR 12 Feb 2018 31 Dec 2017 028-14067
13F-HR Open 13F-HR document View SEC filing for 13F-HR 13 Nov 2017 30 Sep 2017 028-14067
13F-HR Open 13F-HR document View SEC filing for 13F-HR 10 Aug 2017 30 Jun 2017 028-14067
13F-HR Open 13F-HR document View SEC filing for 13F-HR 12 May 2017 31 Mar 2017 028-14067
13F-HR Open 13F-HR document View SEC filing for 13F-HR 08 Feb 2017 31 Dec 2016 028-14067
13F-HR Open 13F-HR document View SEC filing for 13F-HR 04 Nov 2016 30 Sep 2016 028-14067
13F-HR Open 13F-HR document View SEC filing for 13F-HR 01 Aug 2016 30 Jun 2016 028-14067
13F-HR Open 13F-HR document View SEC filing for 13F-HR 21 Apr 2016 31 Mar 2016 028-14067
13F-HR Open 13F-HR document View SEC filing for 13F-HR 26 Jan 2016 31 Dec 2015 028-14067
13F-HR Open 13F-HR document View SEC filing for 13F-HR 22 Oct 2015 30 Sep 2015 028-14067
13F-HR Open 13F-HR document View SEC filing for 13F-HR 06 Aug 2015 30 Jun 2015 028-14067
13F-HR Open 13F-HR document View SEC filing for 13F-HR 07 May 2015 31 Mar 2015 028-14067
13F-HR Open 13F-HR document View SEC filing for 13F-HR 10 Feb 2015 31 Dec 2014 028-14067
13F-HR Open 13F-HR document View SEC filing for 13F-HR 12 Nov 2014 30 Sep 2014 028-14067
13F-HR Open 13F-HR document View SEC filing for 13F-HR 17 Jul 2014 30 Jun 2014 028-14067
13F-HR Open 13F-HR document View SEC filing for 13F-HR 06 May 2014 31 Mar 2014 028-14067
13F-HR Open 13F-HR document View SEC filing for 13F-HR 24 Jan 2014 31 Dec 2013 028-14067
13F-HR Open 13F-HR document View SEC filing for 13F-HR 24 Oct 2013 30 Sep 2013 028-14067
13F-HR Open 13F-HR document View SEC filing for 13F-HR 19 Jul 2013 30 Jun 2013 028-14067
13F-HR Open 13F-HR document View SEC filing for 13F-HR EMPIRICAL FINANCIAL SERVICES 23 Apr 2013 31 Mar 2013 028-14067
13F-HR Open 13F-HR document View SEC filing for 13F-HR EMPIRICAL FINANCIAL SERVICES 06 Feb 2013 31 Dec 2012 028-14067
13F-HR Open 13F-HR document View SEC filing for 13F-HR EMPIRICAL FINANCIAL SERVICES 05 Nov 2012 30 Sep 2012 028-14067
13F-HR Open 13F-HR document View SEC filing for 13F-HR EMPIRICAL FINANCIAL SERVICES 08 Aug 2012 30 Jun 2012 028-14067
13F-HR/A Open 13F-HR/A document View SEC filing for 13F-HR/A EMPIRICAL FINANCIAL SERVICES LLC 11 May 2012 31 Mar 2012 028-14067
13F-HR Open 13F-HR document View SEC filing for 13F-HR EMPIRICAL FINANCIAL SERVICES 02 May 2012 31 Mar 2012 028-14067
13F-HR Open 13F-HR document View SEC filing for 13F-HR EMPIRICAL FINANCIAL SERVICES 03 Feb 2012 31 Dec 2011 028-14067
13F-HR Open 13F-HR document View SEC filing for 13F-HR EMPIRICAL FINANCIAL SERVICES, LLC 04 Nov 2011 30 Sep 2011 028-14067
13F-HR Open 13F-HR document View SEC filing for 13F-HR EMPIRICAL FINANCIAL SERVICES 11 Aug 2011 30 Jun 2011 028-14067
13F-HR Open 13F-HR document View SEC filing for 13F-HR EMPIRICAL FINANCIAL SERVICES 16 May 2011 31 Mar 2011 028-14067
13F-HR Open 13F-HR document View SEC filing for 13F-HR EMPIRICAL FINANCIAL SERVICES 28 Jan 2011 31 Dec 2010 028-14067

About this filer

Empirical Financial Services, LLC d.b.a. Empirical Wealth Management files with the SEC under CIK 0001510434. This page aggregates EDGAR filings and related ownership activity.

FAQ

What is a CIK?
A Central Index Key (CIK) is a unique identifier assigned by the SEC to each filer.
Why are some filings missing?
New filings appear as the SEC updates EDGAR, and older records can vary by availability.
How often is this page updated?
Updates follow new EDGAR submissions and periodic data refreshes.

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