Filer Snapshot

440 INVESTMENT GROUP, LLC SEC EDGAR Filings

SEC filings, ownership reports, and insider transactions for CIK 0001473174.

Entity Type

Company

Total Filings

13

Latest Filing

16 Jan 2018

Industry

n/a

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Business address
5700 W 112 Th St, Suite 500, Overland Park, KS, 66211
Top securities (13F)
USB, UNH, MMM, MSFT, SPY, CELG, AAPL, TECH, WBA, DIS, PG, MDT, JPM, MAR, GOOGL, XOM, GIS, UPS, GGG, and SBUX
State of incorporation
DE
Fiscal year end
31 December
Former names
MARINER ALTERNATIVE ASSET MANAGEMENT, LLC (to 19 Oct 2009)

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Quick Takeaways

  • 440 INVESTMENT GROUP, LLC is an SEC filer tracked under CIK 0001473174.
  • 13 filings are listed on this profile.
  • Common form coverage includes 13F-HR, 3.

What Changed

  • Latest filing: 13F-HR filed on 16 Jan 2018.
  • Report period: 31 Dec 2017.

Why This Matters

  • You can quote filing dates and form types directly from the SEC record on this page.
  • Use this profile before deeper ownership or insider analysis to confirm filing history context.

Official SEC Source

Official SEC Source

SEC EDGAR submissions for CIK 0001473174.

See Original Filing

Filer Overview

440 INVESTMENT GROUP, LLC has filed 13 SEC EDGAR filings since 19 Oct 2009. Common forms include 13F-HR, 3.

Latest 13F filings

Latest Filings

Recent SEC filings for 440 INVESTMENT GROUP, LLC with direct links to document and filing folders.

Form type Document Filing Description Filing date Reporting date File number(s)
13F-HR Open 13F-HR document View SEC filing for 13F-HR 16 Jan 2018 31 Dec 2017 028-18065
13F-HR Open 13F-HR document View SEC filing for 13F-HR 16 Oct 2017 30 Sep 2017 028-18065
13F-HR Open 13F-HR document View SEC filing for 13F-HR 02 Aug 2017 30 Jun 2017 028-18065
13F-HR Open 13F-HR document View SEC filing for 13F-HR 15 May 2017 31 Mar 2017 028-18065
3 Open 3 document View SEC filing for 3 PRIMARY DOCUMENT 04 Mar 2013 31 Jul 2012 811-22690
3 Open 3 document View SEC filing for 3 PRIMARY DOCUMENT 05 Dec 2011 31 Oct 2011 811-22585
3 Open 3 document View SEC filing for 3 FORM 3 06 Aug 2010 30 Jul 2010 811-22409

About this filer

440 INVESTMENT GROUP, LLC files with the SEC under CIK 0001473174. This page aggregates EDGAR filings and related ownership activity.

FAQ

What is a CIK?
A Central Index Key (CIK) is a unique identifier assigned by the SEC to each filer.
Why are some filings missing?
New filings appear as the SEC updates EDGAR, and older records can vary by availability.
How often is this page updated?
Updates follow new EDGAR submissions and periodic data refreshes.

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