A Central Index Key (CIK) is a unique identifier assigned by the SEC to each filer.

Why are some filings missing?

New filings appear as the SEC updates EDGAR, and older records can vary by availability.

How often is this page updated?

Updates follow new EDGAR submissions and periodic data refreshes.

SEC EDGAR filings, ownership reports, and insider transactions for 440 INVESTMENT GROUP, LLC.

Business address: 5700 W 112 Th St, Suite 500, Overland Park, KS, 66211
Top securities (13F): USB, UNH, MMM, MSFT, SPY, CELG, AAPL, TECH, WBA, DIS, PG, MDT, JPM, MAR, GOOGL, XOM, GIS, UPS, GGG, and SBUX
State of incorporation: DE
Fiscal year end: 31 December
Former names: MARINER ALTERNATIVE ASSET MANAGEMENT, LLC (to 19 Oct 2009)

440 INVESTMENT GROUP, LLC has filed 13 SEC EDGAR filings since 19 Oct 2009

Recent SEC filings for 440 INVESTMENT GROUP, LLC including 13F-HR, 3.

Form type	Document	Filing	Description	Filing date	Reporting date	File number(s)
13F-HR	Open 13F-HR document	View SEC filing for 13F-HR		16 Jan 2018	31 Dec 2017	028-18065
13F-HR	Open 13F-HR document	View SEC filing for 13F-HR		16 Oct 2017	30 Sep 2017	028-18065
13F-HR	Open 13F-HR document	View SEC filing for 13F-HR		02 Aug 2017	30 Jun 2017	028-18065
13F-HR	Open 13F-HR document	View SEC filing for 13F-HR		15 May 2017	31 Mar 2017	028-18065
3	Open 3 document	View SEC filing for 3	PRIMARY DOCUMENT	04 Mar 2013	31 Jul 2012	811-22690
3	Open 3 document	View SEC filing for 3	PRIMARY DOCUMENT	05 Dec 2011	31 Oct 2011	811-22585
3	Open 3 document	View SEC filing for 3	FORM 3	06 Aug 2010	30 Jul 2010	811-22409

440 INVESTMENT GROUP, LLC files with the SEC under CIK 0001473174. This page aggregates EDGAR filings and related ownership activity.

What is a CIK?: A Central Index Key (CIK) is a unique identifier assigned by the SEC to each filer.
Why are some filings missing?: New filings appear as the SEC updates EDGAR, and older records can vary by availability.
How often is this page updated?: Updates follow new EDGAR submissions and periodic data refreshes.