WELLS FARGO INVESTMENT INSTITUTE, INC. SEC EDGAR Filings (CIK 0001467728)

SEC EDGAR filings, ownership reports, and insider transactions for WELLS FARGO INVESTMENT INSTITUTE, INC..

Business address
550 South Tryon, 40 Th Floor, Charlotte, NC, 28202
State of incorporation
DE
Fiscal year end
31 December
Former names
ALTERNATIVE STRATEGIES GROUP, INC. (to 12 Jul 2013), Wachovia Alternative Strategies, Inc. (to 22 Jun 2009)
⭐ Add to watchlist ⭐
WELLS FARGO INVESTMENT INSTITUTE, INC. has filed 34 SEC EDGAR filings since 22 Jun 2009

Latest Filings

Recent SEC filings for WELLS FARGO INVESTMENT INSTITUTE, INC. including 13F-NT, 13F-NT/A, 40-APP and more.

Form type Document Filing Description Filing date Reporting date File number(s)
13F-NT Open 13F-NT document View SEC filing for 13F-NT 13 Feb 2026 31 Dec 2025 028-22080
13F-NT Open 13F-NT document View SEC filing for 13F-NT 13 Nov 2025 30 Sep 2025 028-22080
13F-NT Open 13F-NT document View SEC filing for 13F-NT 14 Aug 2025 30 Jun 2025 028-22080
13F-NT Open 13F-NT document View SEC filing for 13F-NT 13 May 2025 31 Mar 2025 028-22080
13F-NT Open 13F-NT document View SEC filing for 13F-NT 13 Feb 2025 31 Dec 2024 028-22080
13F-NT Open 13F-NT document View SEC filing for 13F-NT 13 Nov 2024 30 Sep 2024 028-22080
13F-NT Open 13F-NT document View SEC filing for 13F-NT 13 Aug 2024 30 Jun 2024 028-22080
13F-NT Open 13F-NT document View SEC filing for 13F-NT 10 May 2024 31 Mar 2024 028-22080
13F-NT Open 13F-NT document View SEC filing for 13F-NT 09 Feb 2024 31 Dec 2023 028-22080
13F-NT Open 13F-NT document View SEC filing for 13F-NT 13 Nov 2023 30 Sep 2023 028-22080
13F-NT Open 13F-NT document View SEC filing for 13F-NT 15 Aug 2023 30 Jun 2023 028-22080
13F-NT Open 13F-NT document View SEC filing for 13F-NT 12 May 2023 31 Mar 2023 028-22080
13F-NT Open 13F-NT document View SEC filing for 13F-NT 13 Feb 2023 31 Dec 2022 028-22080
13F-NT Open 13F-NT document View SEC filing for 13F-NT 14 Nov 2022 30 Sep 2022 028-22080
13F-NT Open 13F-NT document View SEC filing for 13F-NT 12 Aug 2022 30 Jun 2022 028-22080
13F-NT Open 13F-NT document View SEC filing for 13F-NT 16 May 2022 31 Mar 2022 028-22080
13F-NT/A Open 13F-NT/A document View SEC filing for 13F-NT/A 16 May 2022 31 Dec 2021 028-22080
13F-NT Open 13F-NT document View SEC filing for 13F-NT 14 Feb 2022 31 Dec 2021 028-22080
40-APP Open 40-APP document View SEC filing for 40-APP 20 Mar 2019 812-15011-09
4 Open 4 document View SEC filing for 4 FORM 4 06 Jun 2017 23 May 2017 811-22517
4 Open 4 document View SEC filing for 4 FORM 4 06 Jun 2017 23 May 2017 811-22466
40-APP Open 40-APP document View SEC filing for 40-APP 12 Jul 2013 812-14176-09
40-APP/A Open 40-APP/A document View SEC filing for 40-APP/A 21 Sep 2012 812-14074-06
40-APP Open 40-APP document View SEC filing for 40-APP 31 Aug 2012 812-14074-06
APP ORDR Open APP ORDR document View SEC filing for APP ORDR 12 Mar 2012 812-13987-07
40-APP/A Open 40-APP/A document View SEC filing for 40-APP/A AMENDMENT NO. 2 TO 40-APP 09 Dec 2011 812-13987-07
40-APP/A Open 40-APP/A document View SEC filing for 40-APP/A AMENDMENT NO. 1 TO 40-APP 09 Dec 2011 812-13987-07
40-APP Open 40-APP document View SEC filing for 40-APP 40-APP 08 Dec 2011 812-13987-07
3/A Open 3/A document View SEC filing for 3/A FORM 3/A 18 Nov 2011 01 Jan 2011 811-22516
3 Open 3 document View SEC filing for 3 FORM 3 18 Aug 2011 01 Jan 2011 811-22516
3 Open 3 document View SEC filing for 3 FORM 3 18 Aug 2011 01 Jan 2011 811-22517
3 Open 3 document View SEC filing for 3 FORM 3 18 Aug 2011 01 Oct 2010 811-22466

About this filer

WELLS FARGO INVESTMENT INSTITUTE, INC. files with the SEC under CIK 0001467728. This page aggregates EDGAR filings and related ownership activity.

FAQ

What is a CIK?
A Central Index Key (CIK) is a unique identifier assigned by the SEC to each filer.
Why are some filings missing?
New filings appear as the SEC updates EDGAR, and older records can vary by availability.
How often is this page updated?
Updates follow new EDGAR submissions and periodic data refreshes.

Related pages