Guggenheim Partners Investment Management, LLC SEC EDGAR Filings (CIK 0001425852)

SEC EDGAR filings, ownership reports, and insider transactions for Guggenheim Partners Investment Management, LLC.

Business address
100 Wilshire Boulevard, 5 Th Floor, Santa Monica, CA, 90401
Fiscal year end
31 December
Former names
Guggenheim Partners Asset Management, Inc. (to 14 Aug 2012)
⭐ Add to watchlist ⭐
Get insider transactions for this reporting owner
Guggenheim Partners Investment Management, LLC has filed 91 SEC EDGAR filings since 14 Feb 2008

Latest Filings

Recent SEC filings for Guggenheim Partners Investment Management, LLC including 13F-NT, 40-APP, N-PX and more.

Form type Document Filing Description Filing date Reporting date File number(s)
13F-NT Open 13F-NT document View SEC filing for 13F-NT 17 Feb 2026 31 Dec 2025 028-12837
40-APP Open 40-APP document View SEC filing for 40-APP 40-APP 10 Nov 2025 812-15938-24
13F-NT Open 13F-NT document View SEC filing for 13F-NT 06 Nov 2025 30 Sep 2025 028-12837
N-PX Open N-PX document View SEC filing for N-PX 26 Aug 2025 30 Jun 2025 028-12837
13F-NT Open 13F-NT document View SEC filing for 13F-NT 13 Aug 2025 30 Jun 2025 028-12837
13F-NT Open 13F-NT document View SEC filing for 13F-NT 14 May 2025 31 Mar 2025 028-12837
13F-NT Open 13F-NT document View SEC filing for 13F-NT 13 Feb 2025 31 Dec 2024 028-12837
13F-NT Open 13F-NT document View SEC filing for 13F-NT 13 Nov 2024 30 Sep 2024 028-12837
N-PX Open N-PX document View SEC filing for N-PX 28 Aug 2024 30 Jun 2024 028-12837
13F-NT Open 13F-NT document View SEC filing for 13F-NT 14 Aug 2024 30 Jun 2024 028-12837
13F-NT Open 13F-NT document View SEC filing for 13F-NT 14 May 2024 31 Mar 2024 028-12837
13F-NT Open 13F-NT document View SEC filing for 13F-NT 14 Feb 2024 31 Dec 2023 028-12837
13F-NT Open 13F-NT document View SEC filing for 13F-NT 14 Nov 2023 30 Sep 2023 028-12837
13F-NT Open 13F-NT document View SEC filing for 13F-NT 11 Aug 2023 30 Jun 2023 028-12837
13F-NT Open 13F-NT document View SEC filing for 13F-NT 11 May 2023 31 Mar 2023 028-12837
13F-NT Open 13F-NT document View SEC filing for 13F-NT 14 Feb 2023 31 Dec 2022 028-12837
13F-NT Open 13F-NT document View SEC filing for 13F-NT 14 Nov 2022 30 Sep 2022 028-12837
13F-NT Open 13F-NT document View SEC filing for 13F-NT 15 Aug 2022 30 Jun 2022 028-12837
13F-NT Open 13F-NT document View SEC filing for 13F-NT 16 May 2022 31 Mar 2022 028-12837
13F-NT Open 13F-NT document View SEC filing for 13F-NT 14 Feb 2022 31 Dec 2021 028-12837
3 Open 3 document View SEC filing for 3 FORM 3 - 24 Nov 2021 24 Nov 2021 811-23702
13F-NT Open 13F-NT document View SEC filing for 13F-NT 15 Nov 2021 30 Sep 2021 028-12837
13F-NT Open 13F-NT document View SEC filing for 13F-NT 13 Aug 2021 30 Jun 2021 028-12837
13F-NT Open 13F-NT document View SEC filing for 13F-NT 13 May 2021 31 Mar 2021 028-12837
13F-NT Open 13F-NT document View SEC filing for 13F-NT 16 Feb 2021 31 Dec 2020 028-12837
13F-NT Open 13F-NT document View SEC filing for 13F-NT 13 Nov 2020 30 Sep 2020 028-12837
13F-NT Open 13F-NT document View SEC filing for 13F-NT 14 Aug 2020 30 Jun 2020 028-12837
13F-NT Open 13F-NT document View SEC filing for 13F-NT 15 May 2020 31 Mar 2020 028-12837
13F-NT Open 13F-NT document View SEC filing for 13F-NT 14 Feb 2020 31 Dec 2019 028-12837
13F-NT Open 13F-NT document View SEC filing for 13F-NT 14 Nov 2019 30 Sep 2019 028-12837
13F-NT Open 13F-NT document View SEC filing for 13F-NT 14 Aug 2019 30 Jun 2019 028-12837
13F-NT Open 13F-NT document View SEC filing for 13F-NT 15 May 2019 31 Mar 2019 028-12837
13F-NT Open 13F-NT document View SEC filing for 13F-NT 14 Feb 2019 31 Dec 2018 028-12837
13F-NT Open 13F-NT document View SEC filing for 13F-NT 14 Nov 2018 30 Sep 2018 028-12837
13F-NT Open 13F-NT document View SEC filing for 13F-NT 14 Aug 2018 30 Jun 2018 028-12837
13F-NT Open 13F-NT document View SEC filing for 13F-NT 15 May 2018 31 Mar 2018 028-12837
13F-NT Open 13F-NT document View SEC filing for 13F-NT 14 Feb 2018 31 Dec 2017 028-12837
40-APP/A Open 40-APP/A document View SEC filing for 40-APP/A 40-APP/A 22 Nov 2017 812-14821-29
13F-NT Open 13F-NT document View SEC filing for 13F-NT 14 Nov 2017 30 Sep 2017 028-12837
40-APP Open 40-APP document View SEC filing for 40-APP 40-APP 22 Sep 2017 812-14821-29
40-APP/A Open 40-APP/A document View SEC filing for 40-APP/A 40-APP/A 20 Sep 2017 812-14426-01
13F-NT Open 13F-NT document View SEC filing for 13F-NT 14 Aug 2017 30 Jun 2017 028-12837
13F-NT Open 13F-NT document View SEC filing for 13F-NT 15 May 2017 31 Mar 2017 028-12837
13F-NT Open 13F-NT document View SEC filing for 13F-NT 14 Feb 2017 31 Dec 2016 028-12837
13F-NT Open 13F-NT document View SEC filing for 13F-NT 15 Nov 2016 30 Sep 2016 028-12837
13F-NT Open 13F-NT document View SEC filing for 13F-NT 15 Aug 2016 30 Jun 2016 028-12837
4 Open 4 document View SEC filing for 4 FORM 4 19 Jul 2016 15 Jul 2016 001-35967
13F-NT Open 13F-NT document View SEC filing for 13F-NT 16 May 2016 31 Mar 2016 028-12837
40-APP/A Open 40-APP/A document View SEC filing for 40-APP/A 40-APP/A 29 Apr 2016 812-14426-01
40-APP/A Open 40-APP/A document View SEC filing for 40-APP/A 40-APP/A 13 Apr 2016 812-14525-03
APP WD Open APP WD document View SEC filing for APP WD APP WD 13 Apr 2016 812-14638-01
40-APP Open 40-APP document View SEC filing for 40-APP 40-APP 08 Apr 2016 812-14638-01
40-APP/A Open 40-APP/A document View SEC filing for 40-APP/A 40-APP/A 25 Feb 2016 812-14426-01
13F-NT Open 13F-NT document View SEC filing for 13F-NT 16 Feb 2016 31 Dec 2015 028-12837
40-APP/A Open 40-APP/A document View SEC filing for 40-APP/A 40-APP 16 Dec 2015 812-14525-03
13F-NT Open 13F-NT document View SEC filing for 13F-NT 16 Nov 2015 30 Sep 2015 028-12837
APP WD Open APP WD document View SEC filing for APP WD APP WD 21 Oct 2015 812-14569-01
40-APP/A Open 40-APP/A document View SEC filing for 40-APP/A 40-APP/A 20 Oct 2015 812-14426-01
40-APP Open 40-APP document View SEC filing for 40-APP 40-APP 20 Oct 2015 812-14569-01
4 Open 4 document View SEC filing for 4 FORM 4 15 Oct 2015 13 Oct 2015 001-33006
13F-NT Open 13F-NT document View SEC filing for 13F-NT 14 Aug 2015 30 Jun 2015 028-12837
40-APP Open 40-APP document View SEC filing for 40-APP 40-APP 31 Jul 2015 812-14525-03
40-APP/A Open 40-APP/A document View SEC filing for 40-APP/A 40-APP 12 Jun 2015 812-14426-01
13F-NT Open 13F-NT document View SEC filing for 13F-NT 15 May 2015 31 Mar 2015 028-12837
4 Open 4 document View SEC filing for 4 FORM 4 24 Mar 2015 20 Mar 2015 001-35967
4 Open 4 document View SEC filing for 4 FORM 4 11 Mar 2015 10 Mar 2015 001-35967
3 Open 3 document View SEC filing for 3 FORM 3 09 Mar 2015 25 Feb 2015 001-33006
40-APP Open 40-APP document View SEC filing for 40-APP 40-APP 23 Feb 2015 812-14426-01
13F-NT Open 13F-NT document View SEC filing for 13F-NT 17 Feb 2015 31 Dec 2014 028-12837
13F-NT Open 13F-NT document View SEC filing for 13F-NT 14 Nov 2014 30 Sep 2014 028-12837
13F-NT Open 13F-NT document View SEC filing for 13F-NT 14 Aug 2014 30 Jun 2014 028-12837
13F-NT Open 13F-NT document View SEC filing for 13F-NT 16 May 2014 31 Mar 2014 028-12837
13F-NT Open 13F-NT document View SEC filing for 13F-NT 14 Feb 2014 31 Dec 2013 028-12837
13F-NT Open 13F-NT document View SEC filing for 13F-NT 14 Nov 2013 30 Sep 2013 028-12837
13F-NT Open 13F-NT document View SEC filing for 13F-NT 14 Aug 2013 30 Jun 2013 028-12837
3/A Open 3/A document View SEC filing for 3/A FORM 3/A 25 Jul 2013 18 Jul 2013 001-35967
3 Open 3 document View SEC filing for 3 FORM 3 18 Jul 2013 18 Jul 2013 001-35967
13F-NT Open 13F-NT document View SEC filing for 13F-NT FORM 13F NOTICE FILING 15 May 2013 31 Mar 2013 028-12837
13F-NT Open 13F-NT document View SEC filing for 13F-NT FORM 13F NOTICE FILING 14 Feb 2013 31 Dec 2012 028-12837
13F-NT Open 13F-NT document View SEC filing for 13F-NT FORM 13F NOTICE FILING 14 Nov 2012 30 Sep 2012 028-12837
13F-NT Open 13F-NT document View SEC filing for 13F-NT FORM 13F NOTICE FILING 14 Aug 2012 30 Jun 2012 028-12837
13F-NT Open 13F-NT document View SEC filing for 13F-NT FORM 13F NOTICE FILING 15 May 2012 31 Mar 2012 028-12837
13F-NT Open 13F-NT document View SEC filing for 13F-NT FORM 13F NOTICE FILING 14 Feb 2012 31 Dec 2011 028-12837
13F-NT Open 13F-NT document View SEC filing for 13F-NT FORM 13F NOTICE FILING 10 Nov 2011 30 Sep 2011 028-12837
13F-NT Open 13F-NT document View SEC filing for 13F-NT FORM 13F NOTICE FILING 12 Aug 2011 30 Jun 2011 028-12837
13F-NT Open 13F-NT document View SEC filing for 13F-NT FORM 13F NOTICE FILING 16 May 2011 31 Mar 2011 028-12837
13F-NT Open 13F-NT document View SEC filing for 13F-NT FORM 13F NOTICE FILING 14 Feb 2011 31 Dec 2010 028-12837

About this filer

Guggenheim Partners Investment Management, LLC files with the SEC under CIK 0001425852. This page aggregates EDGAR filings and related ownership activity.

See reporting owner transactions.

FAQ

What is a CIK?
A Central Index Key (CIK) is a unique identifier assigned by the SEC to each filer.
Why are some filings missing?
New filings appear as the SEC updates EDGAR, and older records can vary by availability.
How often is this page updated?
Updates follow new EDGAR submissions and periodic data refreshes.

Related pages