Emmanuel Roman SEC EDGAR Filings (CIK 0001416185)

SEC EDGAR filings, ownership reports, and insider transactions for Emmanuel Roman.

Business address
C/O Pimco, 650 Newport Center Drive, Newport Beach, CA, 92660
Top holdings (ownership)
PDO and PDI
Get insider transactions for this reporting owner
Emmanuel Roman has filed 67 SEC EDGAR filings since 06 Nov 2007

Latest Filings

Recent SEC filings for Emmanuel Roman including 4, 3, 4/A and more.

Form type Document Filing Description Filing date Reporting date File number(s)
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 03 Jun 2025 30 May 2025 811-23779
4 Open 4 document View SEC filing for 4 04 Nov 2024 31 Oct 2024 811-23779
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 14 Apr 2023 12 Apr 2023 811-23505
3 Open 3 document View SEC filing for 3 FORM 3 SUBMISSION 14 Nov 2022 14 Nov 2022 811-23779
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 13 Sep 2022 12 Sep 2022 811-23505
3 Open 3 document View SEC filing for 3 FORM 3 SUBMISSION 15 Jun 2022 15 Jun 2022 811-23781
3 Open 3 document View SEC filing for 3 FORM 3 SUBMISSION 26 Jan 2022 26 Jan 2022 811-23749
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 15 Dec 2021 10 Dec 2021 811-22673
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 14 Dec 2021 10 Dec 2021 811-22758
3 Open 3 document View SEC filing for 3 FORM 3 SUBMISSION 29 Jul 2021 29 Jul 2021 811-23648
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 28 Jan 2021 27 Jan 2021 811-23505
3 Open 3 document View SEC filing for 3 FORM 3 SUBMISSION 26 Jan 2021 26 Jan 2021 811-23505
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 20 Nov 2020 18 Nov 2020 811-23314
4/A Open 4/A document View SEC filing for 4/A FORM 4/A SUBMISSION 12 Feb 2020 10 Mar 2017 811-22758
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 08 Nov 2019 07 Nov 2019 811-23390
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 30 Sep 2019 27 Sep 2019 811-23314
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 01 Feb 2019 30 Jan 2019 811-23390
3 Open 3 document View SEC filing for 3 FORM 3 SUBMISSION 29 Jan 2019 29 Jan 2019 811-23390
3 Open 3 document View SEC filing for 3 FORM 3 SUBMISSION 19 Jul 2018 19 Jul 2018 811-23314
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 14 Mar 2017 10 Mar 2017 811-22758
3 Open 3 document View SEC filing for 3 FORM 3 SUBMISSION 09 Feb 2017 09 Feb 2017 811-23211
3 Open 3 document View SEC filing for 3 FORM 3 SUBMISSION 02 Nov 2016 01 Nov 2016 811-08216
3 Open 3 document View SEC filing for 3 FORM 3 SUBMISSION 02 Nov 2016 01 Nov 2016 811-21189
3 Open 3 document View SEC filing for 3 FORM 3 SUBMISSION 02 Nov 2016 01 Nov 2016 811-21078
3 Open 3 document View SEC filing for 3 FORM 3 SUBMISSION 02 Nov 2016 01 Nov 2016 811-10381
3 Open 3 document View SEC filing for 3 FORM 3 SUBMISSION 02 Nov 2016 01 Nov 2016 811-21187
3 Open 3 document View SEC filing for 3 FORM 3 SUBMISSION 02 Nov 2016 01 Nov 2016 811-21076
3 Open 3 document View SEC filing for 3 FORM 3 SUBMISSION 02 Nov 2016 01 Nov 2016 811-10377
3 Open 3 document View SEC filing for 3 FORM 3 SUBMISSION 02 Nov 2016 01 Nov 2016 811-22121
3 Open 3 document View SEC filing for 3 FORM 3 SUBMISSION 02 Nov 2016 01 Nov 2016 811-21311
3 Open 3 document View SEC filing for 3 FORM 3 SUBMISSION 02 Nov 2016 01 Nov 2016 811-21734
3 Open 3 document View SEC filing for 3 FORM 3 SUBMISSION 02 Nov 2016 01 Nov 2016 811-21601
3 Open 3 document View SEC filing for 3 FORM 3 SUBMISSION 02 Nov 2016 01 Nov 2016 811-21374
3 Open 3 document View SEC filing for 3 FORM 3 SUBMISSION 02 Nov 2016 01 Nov 2016 811-22673
3 Open 3 document View SEC filing for 3 FORM 3 SUBMISSION 02 Nov 2016 01 Nov 2016 811-22758
3 Open 3 document View SEC filing for 3 FORM 3 SUBMISSION 02 Nov 2016 01 Nov 2016 811-21238
3 Open 3 document View SEC filing for 3 FORM 3 SUBMISSION 02 Nov 2016 01 Nov 2016 811-10555
3 Open 3 document View SEC filing for 3 FORM 3 SUBMISSION 02 Nov 2016 01 Nov 2016 811-21188
3 Open 3 document View SEC filing for 3 FORM 3 SUBMISSION 02 Nov 2016 01 Nov 2016 811-21077
3 Open 3 document View SEC filing for 3 FORM 3 SUBMISSION 02 Nov 2016 01 Nov 2016 811-10379
3 Open 3 document View SEC filing for 3 FORM 3 SUBMISSION 02 Nov 2016 01 Nov 2016 811-07816
SC 13D/A Open SC 13D/A document View SEC filing for SC 13D/A SC 13D/A 19 Oct 2010
4 Open 4 document View SEC filing for 4 FORM 4 18 Oct 2010 14 Oct 2010 001-33217
SC 13D/A Open SC 13D/A document View SEC filing for SC 13D/A SC 13D/A 28 Jun 2010
SC 13D/A Open SC 13D/A document View SEC filing for SC 13D/A SC 13D/A 19 May 2010
SC 13D/A Open SC 13D/A document View SEC filing for SC 13D/A SCHEDULE 13D AMENDMENT NO. 6 19 Feb 2010

About this filer

Emmanuel Roman files with the SEC under CIK 0001416185. This page aggregates EDGAR filings and related ownership activity.

See reporting owner transactions.

FAQ

What is a CIK?
A Central Index Key (CIK) is a unique identifier assigned by the SEC to each filer.
Why are some filings missing?
New filings appear as the SEC updates EDGAR, and older records can vary by availability.
How often is this page updated?
Updates follow new EDGAR submissions and periodic data refreshes.

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