Richard A. Baker SEC EDGAR Filings (CIK 0001415409)

SEC EDGAR filings, ownership reports, and insider transactions for Richard A. Baker.

Business address
3 Manhattanville Road, Purchase, NY, 10577
Top holdings (ownership)
ROIC
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Richard A. Baker has filed 45 SEC EDGAR filings since 17 Oct 2007

Latest Filings

Recent SEC filings for Richard A. Baker including 4, 4/A, SC 13D/A and more.

Form type Document Filing Description Filing date Reporting date File number(s)
4 Open 4 document View SEC filing for 4 FORM 4 14 Feb 2025 12 Feb 2025 001-33749
4 Open 4 document View SEC filing for 4 FORM 4 21 Jan 2025 16 Jan 2025 001-33749
4 Open 4 document View SEC filing for 4 FORM 4 03 Jan 2025 01 Jan 2025 001-33749
4 Open 4 document View SEC filing for 4 FORM 4 16 Dec 2024 13 Dec 2024 001-33749
4 Open 4 document View SEC filing for 4 FORM 4 21 Feb 2024 20 Feb 2024 001-33749
4 Open 4 document View SEC filing for 4 FORM 4 16 Jan 2024 15 Jan 2024 001-33749
4 Open 4 document View SEC filing for 4 FORM 4 03 Jan 2024 01 Jan 2024 001-33749
4 Open 4 document View SEC filing for 4 FORM 4 22 Feb 2023 21 Feb 2023 001-33749
4 Open 4 document View SEC filing for 4 FORM 4 26 Jan 2023 25 Jan 2023 001-33749
4 Open 4 document View SEC filing for 4 FORM 4 04 Jan 2023 01 Jan 2023 001-33749
4 Open 4 document View SEC filing for 4 FORM 4 17 Feb 2022 15 Feb 2022 001-33749
4 Open 4 document View SEC filing for 4 FORM 4 19 Jan 2022 14 Jan 2022 001-33749
4 Open 4 document View SEC filing for 4 FORM 4 04 Jan 2022 01 Jan 2022 001-33749
4 Open 4 document View SEC filing for 4 FORM 4 25 Feb 2021 23 Feb 2021 001-33749
4/A Open 4/A document View SEC filing for 4/A FORM 4/A 11 Jan 2021 01 Jan 2021 001-33749
4 Open 4 document View SEC filing for 4 FORM 4 05 Jan 2021 01 Jan 2021 001-33749
4 Open 4 document View SEC filing for 4 FORM 4 20 Feb 2020 18 Feb 2020 001-33749
4 Open 4 document View SEC filing for 4 FORM 4 03 Jan 2020 01 Jan 2020 001-33749
4 Open 4 document View SEC filing for 4 FORM 4 01 Nov 2019 31 Oct 2019 001-33749
4 Open 4 document View SEC filing for 4 FORM 4 15 Oct 2019 10 Oct 2019 001-33749
4 Open 4 document View SEC filing for 4 14 Mar 2019 12 Mar 2019 001-33749
4 Open 4 document View SEC filing for 4 03 Jan 2019 01 Jan 2019 001-33749
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 16 Mar 2018 14 Mar 2018 001-33749
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 03 Jan 2018 01 Jan 2018 001-33749
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 04 Jan 2017 01 Jan 2017 001-33749
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 26 Feb 2016 23 Feb 2016 001-33749
4 Open 4 document View SEC filing for 4 05 Jan 2016 01 Jan 2016 001-33749
SC 13D/A Open SC 13D/A document View SEC filing for SC 13D/A 21 Apr 2015
4 Open 4 document View SEC filing for 4 26 Feb 2015 24 Feb 2015 001-33749
4 Open 4 document View SEC filing for 4 05 Jan 2015 01 Jan 2015 001-33749
4 Open 4 document View SEC filing for 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES 25 Feb 2014 21 Feb 2014 001-33749
4 Open 4 document View SEC filing for 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES 03 Jan 2014 31 Dec 2013 001-33749
4 Open 4 document View SEC filing for 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES 28 Feb 2013 26 Feb 2013 001-33749
4 Open 4 document View SEC filing for 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES 05 Feb 2013 01 Feb 2013 001-33749
4/A Open 4/A document View SEC filing for 4/A AMENDED STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES 14 Jan 2013 31 Dec 2012 001-33749
4 Open 4 document View SEC filing for 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES 03 Jan 2013 31 Dec 2012 001-33749
4 Open 4 document View SEC filing for 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES 13 Dec 2012 20 Oct 2012 001-33749
4 Open 4 document View SEC filing for 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES 04 Apr 2012 02 Apr 2012 001-33749
4 Open 4 document View SEC filing for 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES 04 Jan 2012 31 Dec 2011 001-33749
4 Open 4 document View SEC filing for 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES 28 Oct 2011 25 Oct 2011 001-33749
4 Open 4 document View SEC filing for 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES 15 Mar 2011 11 Mar 2011 001-33749
4 Open 4 document View SEC filing for 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES 07 Dec 2010 06 Dec 2010 001-33749

About this filer

Richard A. Baker files with the SEC under CIK 0001415409. This page aggregates EDGAR filings and related ownership activity.

See reporting owner transactions.

FAQ

What is a CIK?
A Central Index Key (CIK) is a unique identifier assigned by the SEC to each filer.
Why are some filings missing?
New filings appear as the SEC updates EDGAR, and older records can vary by availability.
How often is this page updated?
Updates follow new EDGAR submissions and periodic data refreshes.

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