FIRST TRUST SPECIALTY FINANCE & FINANCIAL OPPORTUNITIES FUND SEC EDGAR Filings (CIK 0001392994)

SEC EDGAR filings, ownership reports, and insider transactions for FIRST TRUST SPECIALTY FINANCE & FINANCIAL OPPORTUNITIES FUND.

Business address
120 East Liberty Drive, Suite 400, Wheaton, IL, 60187
Fiscal year end
30 November
Former names
FIRST TRUST/GALLATIN SPECIALTY FINANCE & FINANCIAL OPPORTUNITIES FUND (to 06 Aug 2008)
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FIRST TRUST SPECIALTY FINANCE & FINANCIAL OPPORTUNITIES FUND has filed 418 SEC EDGAR filings since 21 Mar 2007

Latest Filings

Recent SEC filings for FIRST TRUST SPECIALTY FINANCE & FINANCIAL OPPORTUNITIES FUND including N-CEN, N-8F ORDR, N-8F NTC and more.

Form type Document Filing Description Filing date Reporting date File number(s)
N-CEN Open N-CEN document View SEC filing for N-CEN 10 Feb 2026 30 Nov 2025 811-22039
N-8F ORDR Open N-8F ORDR document View SEC filing for N-8F ORDR 25 Sep 2025 811-22039
N-8F NTC Open N-8F NTC document View SEC filing for N-8F NTC 03 Sep 2025 811-22039
N-CSRS Open N-CSRS document | Open XBRL data View SEC filing for N-CSRS SEMI-ANNUAL REPORT TO SHAREHOLDERS 11 Aug 2025 31 May 2025 811-22039
N-8F Open N-8F document View SEC filing for N-8F APPLICATION FOR DEREGISTRATION 04 Aug 2025 811-22039
N-PX Open N-PX document View SEC filing for N-PX 29 Jul 2025 30 Jun 2025 811-22039
NPORT-P Open NPORT-P document View SEC filing for NPORT-P 25 Jul 2025 30 May 2025 811-22039
25-NSE Open 25-NSE document View SEC filing for 25-NSE 30 Jun 2025 001-33477
8-K Open 8-K document | Open XBRL data View SEC filing for 8-K CURRENT REPORT 30 Jun 2025 30 Jun 2025 811-22039
8-K Open 8-K document | Open XBRL data View SEC filing for 8-K CURRENT REPORT 06 Jun 2025 06 Jun 2025 811-22039
8-K Open 8-K document | Open XBRL data View SEC filing for 8-K CURRENT REPORT 06 May 2025 06 May 2025 811-22039
NPORT-P Open NPORT-P document View SEC filing for NPORT-P 23 Apr 2025 28 Feb 2025 811-22039
8-K Open 8-K document | Open XBRL data View SEC filing for 8-K CURRENT REPORT 21 Apr 2025 21 Apr 2025 811-22039
8-K Open 8-K document | Open XBRL data View SEC filing for 8-K CURRENT REPORT 05 Mar 2025 05 Mar 2025 811-22039
DEFA14A Open DEFA14A document View SEC filing for DEFA14A DEFINITIVE ADDITIONAL MATERIALS 28 Feb 2025 811-22039
N-CSR Open N-CSR document | Open XBRL data View SEC filing for N-CSR ANNUAL REPORT TO SHAREHOLDERS 05 Feb 2025 30 Nov 2024 811-22039
N-CEN Open N-CEN document View SEC filing for N-CEN 31 Jan 2025 30 Nov 2024 811-22039
NPORT-P Open NPORT-P document View SEC filing for NPORT-P 24 Jan 2025 29 Nov 2024 811-22039
SCHEDULE 13G Open SCHEDULE 13G document View SEC filing for SCHEDULE 13G 03 Jan 2025 005-84058
40-17G Open 40-17G document View SEC filing for 40-17G AMENDED FIDELITY BOND 07 Nov 2024 811-22039
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A SC 13G/A 06 Nov 2024 005-84058
NPORT-P Open NPORT-P document View SEC filing for NPORT-P 24 Oct 2024 30 Aug 2024 811-22039
SC 13D/A Open SC 13D/A document View SEC filing for SC 13D/A FORM SC 13D/A 15 Oct 2024 005-84058
DEF 14A Open DEF 14A document View SEC filing for DEF 14A DEFINITIVE PROXY STATEMENT 03 Oct 2024 02 Oct 2024 811-22039
SC 13D/A Open SC 13D/A document View SEC filing for SC 13D/A FORM SC 13D/A 01 Oct 2024 005-84058
SC 13D/A Open SC 13D/A document View SEC filing for SC 13D/A FORM SC 13D/A 23 Sep 2024 005-84058
8-K Open 8-K document | Open XBRL data View SEC filing for 8-K CURRENT REPORT 10 Sep 2024 10 Sep 2024 811-22039
8-K Open 8-K document | Open XBRL data View SEC filing for 8-K CURRENT REPORT 29 Aug 2024 29 Aug 2024 811-22039
8-K Open 8-K document | Open XBRL data View SEC filing for 8-K CURRENT REPORT 23 Aug 2024 23 Aug 2024 811-22039
N-PX Open N-PX document View SEC filing for N-PX 19 Aug 2024 30 Jun 2024 811-22039
N-CSRS Open N-CSRS document | Open XBRL data View SEC filing for N-CSRS SEMI-ANNUAL REPORT TO SHAREHOLDERS 09 Aug 2024 31 May 2024 811-22039
8-K Open 8-K document | Open XBRL data View SEC filing for 8-K CURRENT REPORT 25 Jul 2024 25 Jul 2024 811-22039
NPORT-P Open NPORT-P document View SEC filing for NPORT-P 24 Jul 2024 31 May 2024 811-22039
8-K Open 8-K document | Open XBRL data View SEC filing for 8-K CURRENT REPORT 11 Jul 2024 11 Jul 2024 811-22039
8-K Open 8-K document | Open XBRL data View SEC filing for 8-K CURRENT REPORT 18 Jun 2024 18 Jun 2024 811-22039
8-K Open 8-K document | Open XBRL data View SEC filing for 8-K CURRENT REPORT 31 May 2024 31 May 2024 811-22039
SC 13D/A Open SC 13D/A document View SEC filing for SC 13D/A FORM SC 13D/A 14 May 2024 005-84058
DEFA14A Open DEFA14A document View SEC filing for DEFA14A DEFINITIVE ADDITIONAL MATERIALS 02 May 2024 811-22039
SC 13D Open SC 13D document View SEC filing for SC 13D FORM SC 13D 29 Apr 2024 005-84058
NPORT-P Open NPORT-P document View SEC filing for NPORT-P 25 Apr 2024 29 Feb 2024 811-22039
DEFA14A Open DEFA14A document View SEC filing for DEFA14A DEFINITIVE ADDITIONAL MATERIALS 25 Apr 2024 811-22039
8-K Open 8-K document | Open XBRL data View SEC filing for 8-K CURRENT REPORT 18 Apr 2024 18 Apr 2024 811-22039
3 Open 3 document View SEC filing for 3 OWNERSHIP DOCUMENT 18 Apr 2024 05 Jun 2023
DEFA14A Open DEFA14A document View SEC filing for DEFA14A DEFINITIVE ADDITIONAL MATERIALS 08 Apr 2024 811-22039
DEFA14A Open DEFA14A document View SEC filing for DEFA14A DEFINITIVE ADDITIONAL MATERIALS 01 Apr 2024 811-22039
DEFA14A Open DEFA14A document View SEC filing for DEFA14A DEFINITIVE ADDITIONAL MATERIALS 22 Mar 2024 811-22039
DEFA14A Open DEFA14A document View SEC filing for DEFA14A DEFINITIVE ADDITIONAL MATERIALS 14 Mar 2024 811-22039
DEFA14A Open DEFA14A document View SEC filing for DEFA14A DEFINITIVE ADDITIONAL MATERIALS 07 Mar 2024 811-22039
8-K Open 8-K document | Open XBRL data View SEC filing for 8-K CURRENT REPORT 07 Mar 2024 07 Mar 2024 811-22039
DEFA14A Open DEFA14A document View SEC filing for DEFA14A DEFINITIVE ADDITIONAL MATERIALS 01 Mar 2024 811-22039
DEFA14A Open DEFA14A document View SEC filing for DEFA14A DEFINITIVE ADDITIONAL MATERIALS 23 Feb 2024 811-22039
DEFA14A Open DEFA14A document View SEC filing for DEFA14A DEFINITIVE ADDITIONAL MATERIALS 21 Feb 2024 811-22039
DEFA14A Open DEFA14A document View SEC filing for DEFA14A DEFINITIVE ADDITIONAL MATERIALS 20 Feb 2024 811-22039
N-CEN Open N-CEN document View SEC filing for N-CEN 12 Feb 2024 30 Nov 2023 811-22039
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A SC 13G/A 09 Feb 2024 005-84058
DEFA14A Open DEFA14A document View SEC filing for DEFA14A DEFINITIVE ADDITIONAL MATERIALS 09 Feb 2024 811-22039
N-CSR Open N-CSR document | Open XBRL data View SEC filing for N-CSR ANNUAL REPORT TO SHAREHOLDERS 08 Feb 2024 30 Nov 2023 811-22039
DEFA14A Open DEFA14A document View SEC filing for DEFA14A DEFINITIVE ADDITIONAL MATERIALS 02 Feb 2024 811-22039
40-17G/A Open 40-17G/A document View SEC filing for 40-17G/A AMENDED FIDELITY BOND 01 Feb 2024 811-22039
DEFA14A Open DEFA14A document View SEC filing for DEFA14A DEFINITIVE ADDITIONAL MATERIALS 26 Jan 2024 811-22039
NPORT-P Open NPORT-P document View SEC filing for NPORT-P 23 Jan 2024 30 Nov 2023 811-22039
DEFC14A Open DEFC14A document View SEC filing for DEFC14A FIRST TRUST SPECIALTY FINANCE AND FINANCIAL OPPORTUNITIES FUND 12 Jan 2024 811-22039
DEFA14A Open DEFA14A document View SEC filing for DEFA14A ADDITIONAL SOLICITATION MATERIALS 12 Jan 2024 811-22039
DEFA14A Open DEFA14A document View SEC filing for DEFA14A DEFINITIVE ADDITIONAL MATERIALS 09 Jan 2024 811-22039
PRRN14A Open PRRN14A document View SEC filing for PRRN14A FIRST TRUST SPECIALTY FINANCE AND FINANCIAL OPPORTUNITIES FUND 27 Nov 2023 811-22039
PREC14A Open PREC14A document View SEC filing for PREC14A FIRST TRUST SPECIALTY FINANCE AND FINANCIAL OPPORTUNITIES FUND 16 Nov 2023 811-22039
NPORT-P Open NPORT-P document View SEC filing for NPORT-P 26 Oct 2023 31 Aug 2023 811-22039
425 Open 425 document View SEC filing for 425 425 24 Oct 2023 811-22039
425 Open 425 document View SEC filing for 425 425 24 Oct 2023 811-22039
8-K Open 8-K document | Open XBRL data View SEC filing for 8-K CURRENT REPORT 24 Oct 2023 23 Oct 2023 811-22039
40-17G Open 40-17G document View SEC filing for 40-17G AMENDED FIDELITY BOND 18 Oct 2023 811-22039
3 Open 3 document View SEC filing for 3 OWNERSHIP DOCUMENT 12 Sep 2023 10 Sep 2023
8-K Open 8-K document | Open XBRL data View SEC filing for 8-K CURRENT REPORT 12 Sep 2023 11 Sep 2023 811-22039
N-CSRS Open N-CSRS document | Open XBRL data View SEC filing for N-CSRS SEMI-ANNUAL REPORT TO SHAREHOLDERS 07 Aug 2023 31 May 2023 811-22039
N-PX Open N-PX document View SEC filing for N-PX VOTING RECORD SUMMANY 27 Jul 2023 30 Jun 2023 811-22039
NPORT-P Open NPORT-P document View SEC filing for NPORT-P 24 Jul 2023 31 May 2023 811-22039
8-K Open 8-K document | Open XBRL data View SEC filing for 8-K CURRENT REPORT 23 Jun 2023 22 Jun 2023 811-22039
NPORT-P Open NPORT-P document View SEC filing for NPORT-P 27 Apr 2023 28 Feb 2023 811-22039
40-17G/A Open 40-17G/A document View SEC filing for 40-17G/A AMENDED FIDELITY BOND 15 Mar 2023 811-22039
DEF 14A Open DEF 14A document View SEC filing for DEF 14A DEFINITIVE PROXY STATEMENT 08 Mar 2023 07 Mar 2023 811-22039
N-CEN Open N-CEN document View SEC filing for N-CEN 10 Feb 2023 30 Nov 2022 811-22039
N-CSR Open N-CSR document | Open XBRL data View SEC filing for N-CSR ANNUAL REPORT TO SHAREHOLDERS 06 Feb 2023 811-22039
SC 13G Open SC 13G document View SEC filing for SC 13G SC 13G 03 Feb 2023 005-84058
NPORT-P Open NPORT-P document View SEC filing for NPORT-P 24 Jan 2023 30 Nov 2022 811-22039
8-K Open 8-K document View SEC filing for 8-K CURRENT REPORT 02 Nov 2022 02 Nov 2022 811-22039
NPORT-P Open NPORT-P document View SEC filing for NPORT-P 28 Oct 2022 31 Aug 2022 811-22039
40-17G Open 40-17G document View SEC filing for 40-17G FIDELITY BOND 14 Oct 2022 811-22039
N-CSRS Open N-CSRS document View SEC filing for N-CSRS SEMI-ANNUAL REPORT TO SHAREHOLDERS 08 Aug 2022 31 May 2022 811-22039
N-PX Open N-PX document View SEC filing for N-PX VOTING RECORD SUMMANY 27 Jul 2022 30 Jun 2022 811-22039
NPORT-P Open NPORT-P document View SEC filing for NPORT-P 25 Jul 2022 31 May 2022 811-22039
NPORT-P Open NPORT-P document View SEC filing for NPORT-P 27 Apr 2022 28 Feb 2022 811-22039
DEF 14A Open DEF 14A document View SEC filing for DEF 14A DEFINITIVE PROXY STATEMENT 10 Mar 2022 09 Mar 2022 811-22039
N-CEN Open N-CEN document View SEC filing for N-CEN 10 Feb 2022 30 Nov 2021 811-22039
N-CSR Open N-CSR document View SEC filing for N-CSR ANNUAL REPORT TO SHAREHOLDERS 03 Feb 2022 30 Nov 2021 811-22039
NPORT-P Open NPORT-P document View SEC filing for NPORT-P 21 Jan 2022 30 Nov 2021 811-22039
4 Open 4 document View SEC filing for 4 29 Dec 2021 28 Dec 2021
8-K Open 8-K document View SEC filing for 8-K CURRENT REPORT 08 Nov 2021 08 Nov 2021 811-22039
3 Open 3 document View SEC filing for 3 OWNERSHIP DOCUMENT 05 Nov 2021 01 Nov 2021
40-17G Open 40-17G document View SEC filing for 40-17G FIDELITY BOND 04 Nov 2021 811-22039
NPORT-P Open NPORT-P document View SEC filing for NPORT-P 26 Oct 2021 31 Aug 2021 811-22039
8-K Open 8-K document View SEC filing for 8-K CURRENT REPORT 21 Oct 2021 20 Oct 2021 811-22039
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 09 Sep 2021 07 Sep 2021
5 Open 5 document View SEC filing for 5 OWNERSHIP DOCUMENT 17 Aug 2021 30 Nov 2020
3 Open 3 document View SEC filing for 3 OWNERSHIP DOCUMENT 17 Aug 2021 21 Jun 2021
N-CSRS Open N-CSRS document View SEC filing for N-CSRS SEMI-ANNUAL REPORT TO SHAREHOLDERS 05 Aug 2021 31 May 2021 811-22039
NPORT-P Open NPORT-P document View SEC filing for NPORT-P 23 Jul 2021 28 May 2021 811-22039
N-PX Open N-PX document View SEC filing for N-PX VOTING RECORD SUMMANY 13 Jul 2021 30 Jun 2021 811-22039
40-17G/A Open 40-17G/A document View SEC filing for 40-17G/A AMENDED FIDELITY BOND 14 May 2021 811-22039
NPORT-P Open NPORT-P document View SEC filing for NPORT-P 26 Apr 2021 26 Feb 2021 811-22039
40-17G/A Open 40-17G/A document View SEC filing for 40-17G/A AMENDED FIDELITY BOND 26 Mar 2021 811-22039
DEF 14A Open DEF 14A document View SEC filing for DEF 14A DEFINITIVE PROXY STATEMENT 18 Mar 2021 17 Mar 2021 811-22039
N-CEN Open N-CEN document View SEC filing for N-CEN 09 Feb 2021 30 Nov 2020 811-22039
N-CSR Open N-CSR document View SEC filing for N-CSR ANNUAL REPORT TO SHAREHOLDERS 08 Feb 2021 30 Nov 2020 811-22039
NPORT-P Open NPORT-P document View SEC filing for NPORT-P 27 Jan 2021 30 Nov 2020 811-22039
NPORT-P Open NPORT-P document View SEC filing for NPORT-P 27 Oct 2020 31 Aug 2020 811-22039
40-17G Open 40-17G document View SEC filing for 40-17G FIDELITY BOND 23 Oct 2020 811-22039
8-K Open 8-K document View SEC filing for 8-K CURRENT REPORT 20 Oct 2020 20 Oct 2020 811-22039
CORRESP Open CORRESP document View SEC filing for CORRESP 09 Oct 2020
8-K/A Open 8-K/A document View SEC filing for 8-K/A AMENDMENT TO CURRENT REPORT 11 Aug 2020 07 Aug 2020 811-22039
8-K Open 8-K document View SEC filing for 8-K CURRENT REPORT 10 Aug 2020 07 Aug 2020 811-22039
N-CSRS Open N-CSRS document View SEC filing for N-CSRS SEMI-ANNUAL REPORT TO SHAREHOLDERS 31 Jul 2020 31 May 2020 811-22039
NPORT-P Open NPORT-P document View SEC filing for NPORT-P 28 Jul 2020 29 May 2020 811-22039
N-PX Open N-PX document View SEC filing for N-PX VOTING RECORD SUMMANY 09 Jul 2020 30 Jun 2020 811-22039
40-17G/A Open 40-17G/A document View SEC filing for 40-17G/A AMENDED FIDELITY BOND 09 Jul 2020 811-22039
3 Open 3 document View SEC filing for 3 OWNERSHIP DOCUMENT 02 Jul 2020 24 Jun 2020
5 Open 5 document View SEC filing for 5 OWNERSHIP DOCUMENT 30 Jun 2020 30 Nov 2019
8-K Open 8-K document View SEC filing for 8-K CURRENT REPORT 29 May 2020 28 May 2020 811-22039
NPORT-P Open NPORT-P document View SEC filing for NPORT-P 27 Apr 2020 28 Feb 2020 811-22039
DEFA14A Open DEFA14A document View SEC filing for DEFA14A ADDITIONAL PROXY SOLICITATION MATERIAL 16 Apr 2020 811-22039
40-17G/A Open 40-17G/A document View SEC filing for 40-17G/A AMENDED FIDELITY BOND 03 Apr 2020 811-22039
DEF 14A Open DEF 14A document View SEC filing for DEF 14A DEFINITIVE PROXY STATEMENT 11 Mar 2020 11 Mar 2020 811-22039
40-17G/A Open 40-17G/A document View SEC filing for 40-17G/A AMENDED FIDELITY BOND 18 Feb 2020 811-22039
N-CEN Open N-CEN document View SEC filing for N-CEN 06 Feb 2020 30 Nov 2019 811-22039
N-CSR/A Open N-CSR/A document View SEC filing for N-CSR/A ANNUAL REPORT TO SHAREHOLDERS 31 Jan 2020 30 Nov 2019 811-22039
N-CSR Open N-CSR document View SEC filing for N-CSR ANNUAL REPORT TO SHAREHOLDERS 30 Jan 2020 30 Nov 2019 811-22039
NPORT-P Open NPORT-P document View SEC filing for NPORT-P 27 Jan 2020 29 Nov 2019 811-22039
40-17G/A Open 40-17G/A document View SEC filing for 40-17G/A AMENDED FIDELITY BOND 06 Jan 2020 811-22039
N-CEN/A Open N-CEN/A document View SEC filing for N-CEN/A 03 Jan 2020 30 Nov 2018 811-22039
NPORT-EX Open NPORT-EX document View SEC filing for NPORT-EX 28 Oct 2019 31 Aug 2019 811-22039
40-17G Open 40-17G document View SEC filing for 40-17G FIDELITY BOND 16 Oct 2019 811-22039
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 03 Oct 2019 02 Oct 2019
40-17G/A Open 40-17G/A document View SEC filing for 40-17G/A AMENDMENT TO FORM 40-17G 17 Sep 2019 811-22039
N-CSRS Open N-CSRS document View SEC filing for N-CSRS SEMI-ANNUAL REPORT TO SHAREHOLDERS 05 Aug 2019 31 May 2019 811-22039
N-PX Open N-PX document View SEC filing for N-PX VOTING RECORD SUMMANY 19 Jul 2019 30 Jun 2019 811-22039
3 Open 3 document View SEC filing for 3 OWNERSHIP DOCUMENT 15 Jul 2019 08 Jul 2019
5 Open 5 document View SEC filing for 5 OWNERSHIP DOCUMENT 05 Jul 2019 30 Jun 2019
40-17G/A Open 40-17G/A document View SEC filing for 40-17G/A AMENDMENT TO FORM 40-17G 03 Jul 2019 811-22039
N-Q Open N-Q document View SEC filing for N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS 17 Apr 2019 28 Feb 2019 811-22039
DEF 14A Open DEF 14A document View SEC filing for DEF 14A DEFINITIVE PROXY STATEMENT 04 Mar 2019 04 Mar 2019 811-22039
8-K Open 8-K document View SEC filing for 8-K CURRENT REPORT 22 Feb 2019 22 Feb 2019 811-22039
N-CEN Open N-CEN document View SEC filing for N-CEN 11 Feb 2019 30 Nov 2018 811-22039
N-CSR Open N-CSR document View SEC filing for N-CSR ANNUAL REPORT TO SHAREHOLDERS 08 Feb 2019 30 Nov 2018 811-22039
40-17G/A Open 40-17G/A document View SEC filing for 40-17G/A AMENDMENT TO FORM 40-17G 07 Jan 2019 811-22039
8-K Open 8-K document View SEC filing for 8-K CURRENT REPORT 06 Nov 2018 06 Nov 2018 811-22039
N-Q Open N-Q document View SEC filing for N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS 25 Oct 2018 31 Aug 2018 811-22039
40-17G Open 40-17G document View SEC filing for 40-17G FIDELITY BOND 12 Oct 2018 811-22039
N-CSRS Open N-CSRS document View SEC filing for N-CSRS ANNUAL REPORT TO SHAREHOLDERS 08 Aug 2018 31 May 2018 811-22039
40-17G/A Open 40-17G/A document View SEC filing for 40-17G/A FIDELITY BOND 17 Jul 2018 811-22039
N-PX Open N-PX document View SEC filing for N-PX VOTING RECORD SUMMANY 13 Jul 2018 30 Jun 2018 811-22039
N-Q Open N-Q document View SEC filing for N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS 19 Apr 2018 28 Feb 2018 811-22039
40-17G/A Open 40-17G/A document View SEC filing for 40-17G/A FIDELITY BOND 05 Apr 2018 811-22039
DEF 14A Open DEF 14A document View SEC filing for DEF 14A DEFINITIVE PROXY STATEMENT 12 Mar 2018 12 Mar 2018 811-22039
N-CSR Open N-CSR document View SEC filing for N-CSR ANNUAL REPORT TO SHAREHOLDERS 08 Feb 2018 30 Nov 2017 811-22039
SC 13G Open SC 13G document View SEC filing for SC 13G 06 Feb 2018 005-84058
NSAR-B Open NSAR-B document View SEC filing for NSAR-B ANNUAL REPORT FOR REGISTERED INVESTMENT COMPANIES 29 Jan 2018 30 Nov 2017 811-22039
3 Open 3 document View SEC filing for 3 OWNERSHIP DOCUMENT 25 Jan 2018 16 Jan 2018
40-17G/A Open 40-17G/A document View SEC filing for 40-17G/A FIDELITY BOND 04 Jan 2018 811-22039
40-17G/A Open 40-17G/A document View SEC filing for 40-17G/A FIDELITY BOND 09 Nov 2017 811-22039
N-Q Open N-Q document View SEC filing for N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS 19 Oct 2017 31 Aug 2017 811-22039
40-17G Open 40-17G document View SEC filing for 40-17G FIDELITY BOND 05 Oct 2017 811-22039
8-K Open 8-K document View SEC filing for 8-K CURRENT REPORT 11 Sep 2017 11 Sep 2017 811-22039
N-CSRS Open N-CSRS document View SEC filing for N-CSRS SEMI-ANNUAL REPORT TO SHAREHOLDERS 07 Aug 2017 31 May 2017 811-22039
NSAR-A Open NSAR-A document | Open XBRL data View SEC filing for NSAR-A SEMI-ANNUAL REPORT FOR REGISTERED INVESTMENT COMPANIES 28 Jul 2017 31 May 2017 811-22039
N-PX Open N-PX document View SEC filing for N-PX VOTING RECORD SUMMANY 14 Jul 2017 30 Jun 2017 811-22039
40-17G/A Open 40-17G/A document View SEC filing for 40-17G/A AMENDMENT TO FIDELITY BOND 14 Jul 2017 811-22039
N-Q Open N-Q document View SEC filing for N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS 01 May 2017 28 Feb 2017 811-22039
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A 10 Apr 2017 005-84058
40-17G/A Open 40-17G/A document View SEC filing for 40-17G/A AMENDMENT TO FIDELITY BOND 05 Apr 2017 811-22039
8-K Open 8-K document View SEC filing for 8-K CURRENT REPORT 10 Mar 2017 10 Mar 2017 811-22039
DEF 14A Open DEF 14A document View SEC filing for DEF 14A DEFINITIVE PROXY STATEMENT 09 Mar 2017 09 Mar 2017 811-22039
N-CSR Open N-CSR document View SEC filing for N-CSR ANNUAL REPORT TO SHAREHOLDERS 03 Feb 2017 30 Nov 2016 811-22039
NSAR-B Open NSAR-B document View SEC filing for NSAR-B ANNUAL REPORT FOR REGISTERED INVESTMENT COMPANIES 27 Jan 2017 30 Nov 2016 811-22039
SC 13G Open SC 13G document View SEC filing for SC 13G 27 Jan 2017 005-84058
40-17G/A Open 40-17G/A document View SEC filing for 40-17G/A AMENDMENT TO FIDELITY BOND 13 Jan 2017 811-22039
N-Q Open N-Q document View SEC filing for N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS 26 Oct 2016 31 Aug 2016 811-22039
40-17G Open 40-17G document View SEC filing for 40-17G FIDELITY BOND 05 Oct 2016 811-22039
8-K Open 8-K document View SEC filing for 8-K CURRENT REPORT 09 Aug 2016 09 Aug 2016 811-22039
N-CSRS Open N-CSRS document View SEC filing for N-CSRS SEMI-ANNUAL REPORT TO SHAREHOLDERS 05 Aug 2016 31 May 2016 811-22039
NSAR-A Open NSAR-A document View SEC filing for NSAR-A SEMI-ANNUAL REPORT FOR REGISTERED INVESTMENT COMPANIES 29 Jul 2016 31 May 2016 811-22039
N-PX Open N-PX document View SEC filing for N-PX VOTING RECORD SUMMANY 21 Jul 2016 30 Jun 2016 811-22039
40-17G/A Open 40-17G/A document View SEC filing for 40-17G/A FIDELITY BOND 14 Jul 2016 811-22039
N-Q Open N-Q document | Open XBRL data View SEC filing for N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS 22 Apr 2016 29 Feb 2016 811-22039
40-17G/A Open 40-17G/A document | Open XBRL data View SEC filing for 40-17G/A FIDELITY BOND 18 Apr 2016 811-22039
DEF 14A Open DEF 14A document View SEC filing for DEF 14A DEFINITIVE PROXY STATEMENT 09 Mar 2016 30 Nov 2015 811-22039
8-K Open 8-K document View SEC filing for 8-K CURRENT REPORT 18 Feb 2016 18 Feb 2016 811-22039
N-CSR Open N-CSR document View SEC filing for N-CSR ANNUAL REPORT TO SHAREHOLDERS 03 Feb 2016 30 Nov 2015 811-22039
NSAR-B Open NSAR-B document View SEC filing for NSAR-B ANNUAL REPORT FOR REGISTERED INVESTMENT COMPANIES 28 Jan 2016 30 Nov 2015 811-22039
40-17G/A Open 40-17G/A document View SEC filing for 40-17G/A FIDELITY BOND 11 Jan 2016 811-22039
5 Open 5 document View SEC filing for 5 OWNERSHIP DOCUMENT 08 Jan 2016 30 Nov 2015
N-Q Open N-Q document View SEC filing for N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS 15 Oct 2015 31 Aug 2015 811-22039
40-17G Open 40-17G document View SEC filing for 40-17G FIDELITY BOND 07 Oct 2015 811-22039
N-CSRS Open N-CSRS document View SEC filing for N-CSRS SEMI-ANNUAL REPORT TO SHAREHOLDERS 05 Aug 2015 31 May 2015 811-22039
NSAR-A Open NSAR-A document View SEC filing for NSAR-A SEMI-ANNUAL REPORT FOR REGISTERED INVESTMENT COMPANIES 28 Jul 2015 31 May 2015 811-22039
N-PX Open N-PX document View SEC filing for N-PX VOTING RECORD SUMMANY 17 Jul 2015 30 Jun 2015 811-22039
N-Q Open N-Q document View SEC filing for N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS 29 Apr 2015 28 Feb 2015 811-22039
40-17G/A Open 40-17G/A document View SEC filing for 40-17G/A FIDELITY BOND 22 Apr 2015 811-22039
DEF 14A Open DEF 14A document View SEC filing for DEF 14A DEFINITIVE PROXY STATEMENT 09 Mar 2015 30 Nov 2014 811-22039
POS EX Open POS EX document View SEC filing for POS EX POST-EFFECTIVE AMENDMENT TO ADD EXHIBITS 23 Feb 2015 333-200618
497 Open 497 document View SEC filing for 497 DEFINITIVE MATERIALS 23 Feb 2015 333-200618
EFFECT Open EFFECT document View SEC filing for EFFECT 19 Feb 2015 333-200618
CORRESP Open CORRESP document View SEC filing for CORRESP 18 Feb 2015
N-2/A Open N-2/A document View SEC filing for N-2/A AMENDED REGISTRATION STATEMENT 11 Feb 2015 811-22039,333-200618
N-CSR Open N-CSR document View SEC filing for N-CSR ANNUAL REPORT TO SHAREHOLDERS 04 Feb 2015 30 Nov 2014 811-22039
NSAR-B Open NSAR-B document View SEC filing for NSAR-B ANNUAL REPORT FOR REGISTERED INVESTMENT COMPANIES 23 Jan 2015 30 Nov 2014 811-22039
CORRESP Open CORRESP document View SEC filing for CORRESP 23 Jan 2015
N-2/A Open N-2/A document View SEC filing for N-2/A AMENDED REGISTRATION STATEMENT 23 Jan 2015 811-22039,333-200618
40-17G/A Open 40-17G/A document View SEC filing for 40-17G/A FIDELITY BOND 06 Jan 2015 811-22039
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 30 Dec 2014 29 Dec 2014
N-2 Open N-2 document View SEC filing for N-2 AMENDED REGISTRATION STATEMENT 26 Nov 2014 811-22039,333-200618
N-Q Open N-Q document View SEC filing for N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS 28 Oct 2014 31 Aug 2014 811-22039
40-17G Open 40-17G document View SEC filing for 40-17G FIDELITY BOND 08 Oct 2014 811-22039
8-K/A Open 8-K/A document View SEC filing for 8-K/A CURRENT REPORT 22 Aug 2014 18 Aug 2014 811-22039
8-K Open 8-K document View SEC filing for 8-K CURRENT REPORT 04 Aug 2014 04 Aug 2014 811-22039
N-CSRS Open N-CSRS document View SEC filing for N-CSRS SEMI-ANNUAL REPORT TO SHAREHOLDERS 31 Jul 2014 31 May 2014 811-22039
NSAR-A Open NSAR-A document View SEC filing for NSAR-A SEMI-ANNUAL REPORT FOR REGISTERED INVESTMENT COMPANIES 30 Jul 2014 31 May 2014 811-22039
N-PX Open N-PX document View SEC filing for N-PX VOTING RECORD SUMMANY 24 Jul 2014 30 Jun 2014 811-22039
40-17G/A Open 40-17G/A document View SEC filing for 40-17G/A AMENDMENT TO FIDELITY BOND 23 Jul 2014 811-22039
CORRESP Open CORRESP document View SEC filing for CORRESP 21 Jul 2014
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 18 Jun 2014 09 Jun 2014
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 18 Jun 2014 09 Jun 2014
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 18 Jun 2014 09 Jun 2014
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 18 Jun 2014 09 Jun 2014
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 18 Jun 2014 09 Jun 2014
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 18 Jun 2014 09 Jun 2014
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 18 Jun 2014 09 Jun 2014
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 18 Jun 2014 09 Jun 2014
N-Q/A Open N-Q/A document View SEC filing for N-Q/A QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS 24 Apr 2014 28 Feb 2014 811-22039
40-17G/A Open 40-17G/A document View SEC filing for 40-17G/A AMENDMENT TO FIDELITY BOND 10 Apr 2014 811-22039
N-Q Open N-Q document View SEC filing for N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS 08 Apr 2014 28 Feb 2014 811-22039
3 Open 3 document View SEC filing for 3 OWNERSHIP DOCUMENT 26 Mar 2014 17 Mar 2014
NSAR-B/A Open NSAR-B/A document View SEC filing for NSAR-B/A ANNUAL REPORT FOR REGISTERED INVESTMENT COMPANIES 18 Mar 2014 30 Nov 2013 811-22039
DEF 14A Open DEF 14A document View SEC filing for DEF 14A DEFINITIVE PROXY STATEMENT 12 Mar 2014 30 Nov 2013 811-22039
8-K Open 8-K document View SEC filing for 8-K CURRENT REPORT 24 Feb 2014 24 Feb 2014 811-22039
N-CSR Open N-CSR document View SEC filing for N-CSR ANNUAL REPORT TO SHAREHOLDERS 04 Feb 2014 30 Nov 2013 811-22039
NSAR-B Open NSAR-B document View SEC filing for NSAR-B ANNUAL REPORT FOR REGISTERED INVESTMENT COMPANIES 29 Jan 2014 30 Nov 2013 811-22039
40-17G/A Open 40-17G/A document View SEC filing for 40-17G/A AMENDMENT TO FIDELITY BOND 11 Dec 2013 811-22039
N-Q Open N-Q document View SEC filing for N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS 15 Oct 2013 31 Aug 2013 811-22039
40-17G Open 40-17G document View SEC filing for 40-17G FIDELITY BOND 10 Oct 2013 811-22039
40-17G/A Open 40-17G/A document View SEC filing for 40-17G/A FIDELITY BOND 10 Sep 2013 811-22039
8-K Open 8-K document View SEC filing for 8-K CURRENT REPORT 14 Aug 2013 14 Aug 2013 811-22039
N-CSRS Open N-CSRS document View SEC filing for N-CSRS SEMI-ANNUAL REPORT TO SHAREHOLDERS 01 Aug 2013 31 May 2013 811-22039
NSAR-A Open NSAR-A document View SEC filing for NSAR-A ANNUAL REPORT FOR REGISTERED INVESTMENT COMPANIES 29 Jul 2013 31 May 2013 811-22039
N-PX Open N-PX document View SEC filing for N-PX VOTING RECORD SUMMANY 22 Jul 2013 30 Jun 2013 811-22039
40-17G/A Open 40-17G/A document View SEC filing for 40-17G/A FIDELITY BOND 03 Jul 2013 811-22039
40-17G/A Open 40-17G/A document View SEC filing for 40-17G/A FIDELITY BOND 28 Jun 2013 811-22039
N-Q Open N-Q document View SEC filing for N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS 17 Apr 2013 28 Feb 2013 811-22039
DEF 14A Open DEF 14A document View SEC filing for DEF 14A DEFINITIVE PROXY STATEMENT 19 Mar 2013 30 Nov 2012 811-22039
8-K Open 8-K document View SEC filing for 8-K CURRENT REPORT 15 Feb 2013 15 Feb 2013 811-22039
N-CSR Open N-CSR document View SEC filing for N-CSR ANNUAL REPORT TO SHAREHOLDERS 05 Feb 2013 30 Nov 2012 811-22039
NSAR-B Open NSAR-B document View SEC filing for NSAR-B ANNUAL REPORT FOR REGISTERED INVESTMENT COMPANIES 29 Jan 2013 30 Nov 2012 811-22039
40-17G Open 40-17G document View SEC filing for 40-17G FIDELITY BOND 08 Jan 2013 811-22039
N-Q Open N-Q document View SEC filing for N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS 29 Oct 2012 31 Aug 2012 811-22039
3 Open 3 document View SEC filing for 3 OWNERSHIP DOCUMENT 18 Sep 2012 17 Sep 2012
3 Open 3 document View SEC filing for 3 OWNERSHIP DOCUMENT 18 Sep 2012 17 Sep 2012
N-CSRS Open N-CSRS document View SEC filing for N-CSRS SEMI-ANNUAL REPORT TO SHAREHOLDERS 06 Aug 2012 31 May 2012 811-22039
NSAR-A Open NSAR-A document View SEC filing for NSAR-A ANNUAL REPORT FOR REGISTERED INVESTMENT COMPANIES 26 Jul 2012 31 May 2012 811-22039
N-PX Open N-PX document View SEC filing for N-PX VOTING RECORD SUMMANY 24 Jul 2012 30 Jun 2012 811-22039
8-K/A Open 8-K/A document View SEC filing for 8-K/A AMENDED CURRENT REPORT 23 May 2012 23 May 2012 811-22039
8-K Open 8-K document View SEC filing for 8-K CURRENT REPORT 23 May 2012 23 May 2012 811-22039
40-17G/A Open 40-17G/A document View SEC filing for 40-17G/A AMENDED FIDELITY BOND 20 Apr 2012 811-22039
N-Q Open N-Q document View SEC filing for N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS 19 Apr 2012 29 Feb 2012 811-22039
DEF 14A Open DEF 14A document View SEC filing for DEF 14A DEFINITIVE PROXY STATEMENT 16 Mar 2012 30 Nov 2011 811-22039
N-CSR Open N-CSR document View SEC filing for N-CSR ANNUAL REPORT TO SHAREHOLDERS 03 Feb 2012 30 Nov 2011 811-22039
NSAR-B Open NSAR-B document View SEC filing for NSAR-B SEMI-ANNUAL REPORT FOR REGISTERED INVESTMENT COMPANIES 30 Jan 2012 30 Nov 2011 811-22039
5 Open 5 document View SEC filing for 5 FORM 5 13 Jan 2012 30 Nov 2011
40-17G Open 40-17G document View SEC filing for 40-17G AMENDED FIDELITY BOND 28 Dec 2011 811-22039
N-Q Open N-Q document View SEC filing for N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS 24 Oct 2011 31 Aug 2011 811-22039
8-K Open 8-K document View SEC filing for 8-K CURRENT REPORT 24 Oct 2011 24 Oct 2011 811-22039
N-PX Open N-PX document View SEC filing for N-PX VOTING RECORD SUMMANY 31 Aug 2011 30 Jun 2011 811-22039
N-CSRS Open N-CSRS document View SEC filing for N-CSRS SEMI-ANNUAL SHAREHOLDER REPORT 05 Aug 2011 31 May 2011 811-22039
NSAR-A Open NSAR-A document View SEC filing for NSAR-A SEMI-ANNUAL REPORT FOR REGISTERED INVESTMENT COMPANIES 27 Jul 2011 31 May 2011 811-22039
40-17G/A Open 40-17G/A document View SEC filing for 40-17G/A AMENDED FIDELITY BOND 20 Jun 2011 811-22039
N-Q Open N-Q document View SEC filing for N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS 29 Apr 2011 28 Feb 2011 811-22039
3 Open 3 document View SEC filing for 3 FORM 3 28 Mar 2011 21 Mar 2011
DEF 14A Open DEF 14A document View SEC filing for DEF 14A DEFINITIVE PROXY STATEMENT 25 Mar 2011 30 Nov 2010 811-22039
8-K Open 8-K document View SEC filing for 8-K CURRENT REPORT 16 Feb 2011 16 Feb 2011 811-22039
N-CSR Open N-CSR document View SEC filing for N-CSR ANNUAL REPORT TO SHAREHOLDERS 07 Feb 2011 30 Nov 2010 811-22039
NSAR-B Open NSAR-B document View SEC filing for NSAR-B ANNUAL REPORT FOR REGISTERED INVESTMENT COMPANIES 31 Jan 2011 30 Nov 2010 811-22039
5 Open 5 document View SEC filing for 5 FORM 5 11 Jan 2011 30 Nov 2010
DEFA14A Open DEFA14A document View SEC filing for DEFA14A ADDITIONAL PROXY SOLICITATION MATERIALS 29 Dec 2010 811-22039
N-Q Open N-Q document View SEC filing for N-Q FORM N-Q 27 Oct 2010 31 Aug 2010 811-22039
DEF 14A Open DEF 14A document View SEC filing for DEF 14A DEFINITIVE PROXY STATEMENT 19 Oct 2010 30 Nov 2009 811-22039
CORRESP Open CORRESP document View SEC filing for CORRESP 19 Oct 2010
PRE 14A Open PRE 14A document View SEC filing for PRE 14A PRELIMINARY PROXY STATEMENT 24 Sep 2010 30 Nov 2009 811-22039
N-PX Open N-PX document View SEC filing for N-PX VOTING RECORD SUMMANY 31 Aug 2010 30 Jun 2010 811-22039
40-17G/A Open 40-17G/A document View SEC filing for 40-17G/A AMENDED FIDELITY BOND 06 Aug 2010 811-22039
N-CSRS Open N-CSRS document View SEC filing for N-CSRS FORM N-CSRS 06 Aug 2010 31 May 2010 811-22039
NSAR-A Open NSAR-A document View SEC filing for NSAR-A 28 Jul 2010 31 May 2010 811-22039
8-K Open 8-K document View SEC filing for 8-K CURRENT REPORT 23 Jul 2010 22 Jul 2010 811-22039
4 Open 4 document View SEC filing for 4 23 Jun 2010 29 Dec 2009
N-Q Open N-Q document View SEC filing for N-Q FIRST TRUST SPECIALTY FINANCE 29 Apr 2010 28 Feb 2010 811-22039
DEF 14A Open DEF 14A document View SEC filing for DEF 14A DEFINITIVE PROXY STATEMENT 22 Mar 2010 30 Nov 2009 811-22039
N-CSR Open N-CSR document View SEC filing for N-CSR NCSR FIRST TRUST SPECIALTY FINANCE 1109 05 Feb 2010 30 Nov 2009 811-22039
NSAR-B Open NSAR-B document View SEC filing for NSAR-B 29 Jan 2010 30 Nov 2009 811-22039
5 Open 5 document View SEC filing for 5 FORM 5 13 Jan 2010 30 Nov 2009

About this filer

FIRST TRUST SPECIALTY FINANCE & FINANCIAL OPPORTUNITIES FUND files with the SEC under CIK 0001392994. This page aggregates EDGAR filings and related ownership activity.

See insider transactions for this issuer.

FAQ

What is a CIK?
A Central Index Key (CIK) is a unique identifier assigned by the SEC to each filer.
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New filings appear as the SEC updates EDGAR, and older records can vary by availability.
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