SEC EDGAR filings, ownership reports, and insider transactions for Carlyle Investment Management LLC.
Recent SEC filings for Carlyle Investment Management LLC including 13F-NT, 40-APP/A, N-PX and more.
| Form type | Document | Filing | Description | Filing date | Reporting date | File number(s) |
|---|---|---|---|---|---|---|
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 13 Feb 2026 | 31 Dec 2025 | 028-12429 | |
| 40-APP/A | Open 40-APP/A document | View SEC filing for 40-APP/A | 40-APP/A | 04 Dec 2025 | 812-15836-454 | |
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 07 Nov 2025 | 30 Sep 2025 | 028-12429 | |
| 40-APP/A | Open 40-APP/A document | View SEC filing for 40-APP/A | 40-APP/A | 02 Oct 2025 | 812-15836-454 | |
| 40-APP/A | Open 40-APP/A document | View SEC filing for 40-APP/A | 40-APP/A | 08 Sep 2025 | 812-15836-454 | |
| N-PX | Open N-PX document | View SEC filing for N-PX | 22 Aug 2025 | 30 Jun 2025 | 028-12429 | |
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 08 Aug 2025 | 30 Jun 2025 | 028-12429 | |
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 09 May 2025 | 31 Mar 2025 | 028-12429 | |
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 13 Feb 2025 | 31 Dec 2024 | 028-12429 | |
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 08 Nov 2024 | 30 Sep 2024 | 028-12429 | |
| N-PX | Open N-PX document | View SEC filing for N-PX | 30 Aug 2024 | 30 Jun 2024 | 028-12429 | |
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 09 Aug 2024 | 30 Jun 2024 | 028-12429 | |
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 03 May 2024 | 31 Mar 2024 | 028-12429 | |
| 4 | Open 4 document | View SEC filing for 4 | 4 | 12 Feb 2024 | 08 Feb 2024 | 001-39138 |
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 02 Feb 2024 | 31 Dec 2023 | 028-12429 | |
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 03 Nov 2023 | 30 Sep 2023 | 028-12429 | |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 SUBMISSION | 02 Oct 2023 | 28 Sep 2023 | 001-36593 |
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 04 Aug 2023 | 30 Jun 2023 | 028-12429 | |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 SUBMISSION | 10 May 2023 | 08 May 2023 | 001-36593 |
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 05 May 2023 | 31 Mar 2023 | 028-12429 | |
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 10 Feb 2023 | 31 Dec 2022 | 028-12429 | |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 SUBMISSION | 31 Jan 2023 | 27 Jan 2023 | 001-39138 |
| 3 | Open 3 document | View SEC filing for 3 | FORM 3 SUBMISSION | 23 Jan 2023 | 12 Jan 2023 | 811-22554 |
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 10 Nov 2022 | 30 Sep 2022 | 028-12429 | |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 SUBMISSION | 19 Aug 2022 | 17 Aug 2022 | 001-40407 |
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 12 Aug 2022 | 30 Jun 2022 | 028-12429 | |
| 3 | Open 3 document | View SEC filing for 3 | FORM 3 SUBMISSION | 11 Aug 2022 | 01 Aug 2022 | 001-39866 |
| 3 | Open 3 document | View SEC filing for 3 | FORM 3 SUBMISSION | 11 Aug 2022 | 01 Aug 2022 | 001-39138 |
| 3 | Open 3 document | View SEC filing for 3 | FORM 3 SUBMISSION | 11 Aug 2022 | 01 Aug 2022 | 001-36593 |
| 3 | Open 3 document | View SEC filing for 3 | FORM 3 SUBMISSION | 11 Aug 2022 | 01 Aug 2022 | 001-40407 |
| SC 13D | Open SC 13D document | View SEC filing for SC 13D | SC 13D | 13 May 2022 | ||
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 13 May 2022 | 31 Mar 2022 | 028-12429 | |
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 11 Feb 2022 | 31 Dec 2021 | 028-12429 | |
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 12 Nov 2021 | 30 Sep 2021 | 028-12429 | |
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 12 Aug 2021 | 30 Jun 2021 | 028-12429 | |
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 14 May 2021 | 31 Mar 2021 | 028-12429 | |
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 12 Feb 2021 | 31 Dec 2020 | 028-12429 | |
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 13 Nov 2020 | 30 Sep 2020 | 028-12429 | |
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 13 Aug 2020 | 30 Jun 2020 | 028-12429 | |
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 13 May 2020 | 31 Mar 2020 | 028-12429 | |
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 13 Feb 2020 | 31 Dec 2019 | 028-12429 | |
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 13 Nov 2019 | 30 Sep 2019 | 028-12429 | |
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 13 Aug 2019 | 30 Jun 2019 | 028-12429 | |
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 13 May 2019 | 31 Mar 2019 | 028-12429 | |
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 14 Feb 2019 | 31 Dec 2018 | 028-12429 | |
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 13 Nov 2018 | 30 Sep 2018 | 028-12429 | |
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 14 Aug 2018 | 30 Jun 2018 | 028-12429 | |
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 14 May 2018 | 31 Mar 2018 | 028-12429 | |
| 3 | Open 3 document | View SEC filing for 3 | PRIMARY DOCUMENT | 02 May 2018 | 02 May 2018 | 811-23319 |
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 14 Feb 2018 | 31 Dec 2017 | 028-12429 | |
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 13 Nov 2017 | 30 Sep 2017 | 028-12429 | |
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 11 Aug 2017 | 30 Jun 2017 | 028-12429 | |
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 11 May 2017 | 31 Mar 2017 | 028-12429 | |
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 10 Feb 2017 | 31 Dec 2016 | 028-12429 | |
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 14 Nov 2016 | 30 Sep 2016 | 028-12429 | |
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 11 Aug 2016 | 30 Jun 2016 | 028-12429 | |
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 13 May 2016 | 31 Mar 2016 | 028-12429 | |
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 12 Feb 2016 | 31 Dec 2015 | 028-12429 | |
| SC 13G/A | Open SC 13G/A document | View SEC filing for SC 13G/A | SC 13G | 12 Feb 2016 | ||
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 13 Nov 2015 | 30 Sep 2015 | 028-12429 | |
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 14 Aug 2015 | 30 Jun 2015 | 028-12429 | |
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 15 May 2015 | 31 Mar 2015 | 028-12429 | |
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 17 Feb 2015 | 31 Dec 2014 | 028-12429 | |
| SC 13G/A | Open SC 13G/A document | View SEC filing for SC 13G/A | SC 13G/A | 12 Feb 2015 | ||
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 14 Nov 2014 | 30 Sep 2014 | 028-12429 | |
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 14 Aug 2014 | 30 Jun 2014 | 028-12429 | |
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 15 May 2014 | 31 Mar 2014 | 028-12429 | |
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 14 Feb 2014 | 31 Dec 2013 | 028-12429 | |
| SC 13G | Open SC 13G document | View SEC filing for SC 13G | SC 13G | 14 Feb 2014 | ||
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 14 Nov 2013 | 30 Sep 2013 | 028-12429 | |
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 14 Aug 2013 | 30 Jun 2013 | 028-12429 | |
| 3 | Open 3 document | View SEC filing for 3 | MAIN DOCUMENT DESCRIPTION | 23 Jul 2013 | 23 Jul 2013 | 000-54961 |
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 15 May 2013 | 31 Mar 2013 | 028-12429 | |
| 3 | Open 3 document | View SEC filing for 3 | MAIN DOCUMENT DESCRIPTION | 12 Apr 2013 | 12 Apr 2013 | 814-00995 |
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 14 Feb 2013 | 31 Dec 2012 | 028-12429 | |
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 14 Nov 2012 | 30 Sep 2012 | 028-12429 | |
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 14 Aug 2012 | 30 Jun 2012 | 028-12429 | |
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 15 May 2012 | 31 Mar 2012 | 028-12429 | |
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 14 Feb 2012 | 31 Dec 2011 | 028-12429 | |
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 14 Nov 2011 | 30 Sep 2011 | 028-12429 | |
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 15 Aug 2011 | 30 Jun 2011 | 028-12429 | |
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 16 May 2011 | 31 Mar 2011 | 028-12429 | |
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 11 Feb 2011 | 31 Dec 2010 | 028-12429 | |
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 15 Nov 2010 | 30 Sep 2010 | 028-12429 | |
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 05 Aug 2010 | 30 Jun 2010 | 028-12429 | |
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 17 May 2010 | 31 Mar 2010 | 028-12429 | |
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 16 Feb 2010 | 31 Dec 2009 | 028-12429 |
Carlyle Investment Management LLC files with the SEC under CIK 0001354120. This page aggregates EDGAR filings and related ownership activity.