GUGGENHEIM FUNDS INVESTMENT ADVISORS, LLC SEC EDGAR Filings (CIK 0001280782)

SEC EDGAR filings, ownership reports, and insider transactions for GUGGENHEIM FUNDS INVESTMENT ADVISORS, LLC.

Business address
227 West Monroe Street, Chicago, IL, 60606
State of incorporation
DE
Former names
CLAYMORE ADVISORS LLC (to 02 Nov 2010)
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GUGGENHEIM FUNDS INVESTMENT ADVISORS, LLC has filed 140 SEC EDGAR filings since 23 Feb 2004

Latest Filings

Recent SEC filings for GUGGENHEIM FUNDS INVESTMENT ADVISORS, LLC including 13F-NT, 40-APP, N-PX and more.

Form type Document Filing Description Filing date Reporting date File number(s)
13F-NT Open 13F-NT document View SEC filing for 13F-NT 28 Jan 2026 31 Dec 2025 028-11097
40-APP Open 40-APP document View SEC filing for 40-APP 40-APP 10 Nov 2025 812-15938-01
13F-NT Open 13F-NT document View SEC filing for 13F-NT 29 Oct 2025 30 Sep 2025 028-11097
N-PX Open N-PX document View SEC filing for N-PX 26 Aug 2025 30 Jun 2025 028-11097
13F-NT Open 13F-NT document View SEC filing for 13F-NT 11 Jul 2025 30 Jun 2025 028-11097
13F-NT Open 13F-NT document View SEC filing for 13F-NT 28 Apr 2025 31 Mar 2025 028-11097
13F-NT Open 13F-NT document View SEC filing for 13F-NT 06 Feb 2025 31 Dec 2024 028-11097
13F-NT Open 13F-NT document View SEC filing for 13F-NT 15 Oct 2024 30 Sep 2024 028-11097
N-PX Open N-PX document View SEC filing for N-PX 28 Aug 2024 30 Jun 2024 028-11097
13F-NT Open 13F-NT document View SEC filing for 13F-NT 01 Aug 2024 30 Jun 2024 028-11097
13F-NT Open 13F-NT document View SEC filing for 13F-NT 03 May 2024 31 Mar 2024 028-11097
13F-NT Open 13F-NT document View SEC filing for 13F-NT 01 Feb 2024 31 Dec 2023 028-11097
13F-NT Open 13F-NT document View SEC filing for 13F-NT 31 Oct 2023 30 Sep 2023 028-11097
13F-NT Open 13F-NT document View SEC filing for 13F-NT 18 Jul 2023 30 Jun 2023 028-11097
13F-NT Open 13F-NT document View SEC filing for 13F-NT 05 May 2023 31 Mar 2023 028-11097
13F-NT Open 13F-NT document View SEC filing for 13F-NT 07 Feb 2023 31 Dec 2022 028-11097
13F-NT Open 13F-NT document View SEC filing for 13F-NT 10 Nov 2022 30 Sep 2022 028-11097
13F-NT Open 13F-NT document View SEC filing for 13F-NT 11 Aug 2022 30 Jun 2022 028-11097
13F-NT Open 13F-NT document View SEC filing for 13F-NT 04 May 2022 31 Mar 2022 028-11097
13F-NT Open 13F-NT document View SEC filing for 13F-NT 27 Jan 2022 31 Dec 2021 028-11097
3 Open 3 document View SEC filing for 3 FORM 3 - 24 Nov 2021 24 Nov 2021 811-23702
13F-NT Open 13F-NT document View SEC filing for 13F-NT 02 Nov 2021 30 Sep 2021 028-11097
13F-NT Open 13F-NT document View SEC filing for 13F-NT 16 Jul 2021 30 Jun 2021 028-11097
13F-NT Open 13F-NT document View SEC filing for 13F-NT 20 Apr 2021 31 Mar 2021 028-11097
13F-NT Open 13F-NT document View SEC filing for 13F-NT 15 Jan 2021 31 Dec 2020 028-11097
13F-NT Open 13F-NT document View SEC filing for 13F-NT 21 Oct 2020 30 Sep 2020 028-11097
13F-NT Open 13F-NT document View SEC filing for 13F-NT 27 Jul 2020 30 Jun 2020 028-11097
13F-NT Open 13F-NT document View SEC filing for 13F-NT 15 Apr 2020 31 Mar 2020 028-11097
13F-NT Open 13F-NT document View SEC filing for 13F-NT 10 Jan 2020 31 Dec 2019 028-11097
13F-NT Open 13F-NT document View SEC filing for 13F-NT 18 Oct 2019 30 Sep 2019 028-11097
13F-NT Open 13F-NT document View SEC filing for 13F-NT 12 Jul 2019 30 Jun 2019 028-11097
13F-NT Open 13F-NT document View SEC filing for 13F-NT 04 Apr 2019 31 Mar 2019 028-11097
13F-NT Open 13F-NT document View SEC filing for 13F-NT 09 Jan 2019 31 Dec 2018 028-11097
13F-NT Open 13F-NT document View SEC filing for 13F-NT 18 Oct 2018 30 Sep 2018 028-11097
13F-NT Open 13F-NT document View SEC filing for 13F-NT 10 Jul 2018 30 Jun 2018 028-11097
13F-NT Open 13F-NT document View SEC filing for 13F-NT 11 Apr 2018 31 Mar 2018 028-11097
13F-NT Open 13F-NT document View SEC filing for 13F-NT 11 Jan 2018 31 Dec 2017 028-11097
13F-NT Open 13F-NT document View SEC filing for 13F-NT 05 Dec 2017 30 Sep 2017 028-11097
40-APP/A Open 40-APP/A document View SEC filing for 40-APP/A 40-APP/A 22 Nov 2017 812-14821-27
40-APP Open 40-APP document View SEC filing for 40-APP 40-APP 22 Sep 2017 812-14821-27
40-APP/A Open 40-APP/A document View SEC filing for 40-APP/A 40-APP/A 20 Sep 2017 812-14426-35
13F-NT Open 13F-NT document View SEC filing for 13F-NT 07 Jul 2017 30 Jun 2017 028-11097
13F-NT Open 13F-NT document View SEC filing for 13F-NT 08 May 2017 31 Mar 2017 028-11097
13F-NT Open 13F-NT document View SEC filing for 13F-NT 13 Jan 2017 31 Dec 2016 028-11097
13F-NT Open 13F-NT document View SEC filing for 13F-NT 14 Oct 2016 30 Sep 2016 028-11097
13F-NT Open 13F-NT document View SEC filing for 13F-NT 01 Aug 2016 30 Jun 2016 028-11097
13F-NT Open 13F-NT document View SEC filing for 13F-NT 12 May 2016 31 Mar 2016 028-11097
40-APP/A Open 40-APP/A document View SEC filing for 40-APP/A 40-APP/A 29 Apr 2016 812-14426-35
40-APP/A Open 40-APP/A document View SEC filing for 40-APP/A 40-APP/A 25 Feb 2016 812-14426-35
13F-NT Open 13F-NT document View SEC filing for 13F-NT 08 Feb 2016 31 Dec 2015 028-11097
13F-NT Open 13F-NT document View SEC filing for 13F-NT 09 Nov 2015 30 Sep 2015 028-11097
13F-NT Open 13F-NT document View SEC filing for 13F-NT 10 Aug 2015 30 Jun 2015 028-11097
13F-NT Open 13F-NT document View SEC filing for 13F-NT 04 May 2015 31 Mar 2015 028-11097
13F-NT Open 13F-NT document View SEC filing for 13F-NT 06 Feb 2015 31 Dec 2014 028-11097
13F-NT Open 13F-NT document View SEC filing for 13F-NT 31 Oct 2014 30 Sep 2014 028-11097
13F-NT Open 13F-NT document View SEC filing for 13F-NT 25 Jul 2014 30 Jun 2014 028-11097
13F-NT Open 13F-NT document View SEC filing for 13F-NT 08 May 2014 31 Mar 2014 028-11097
13F-NT Open 13F-NT document View SEC filing for 13F-NT 04 Feb 2014 31 Dec 2013 028-11097
13F-NT Open 13F-NT document View SEC filing for 13F-NT 03 Dec 2013 30 Sep 2013 028-11097
40-APP/A Open 40-APP/A document View SEC filing for 40-APP/A GUGGENHEIM 25 Sep 2013 812-14151-02
13F-NT Open 13F-NT document View SEC filing for 13F-NT 07 Aug 2013 30 Jun 2013 028-11097
APP ORDR Open APP ORDR document View SEC filing for APP ORDR 11 Jul 2013 812-13991
APP NTC Open APP NTC document View SEC filing for APP NTC 20 Jun 2013 812-13991
40-APP/A Open 40-APP/A document View SEC filing for 40-APP/A GUGGENHEIM FUNDS INVESTMENT ADVISORS 12 Jun 2013 812-13991
13F-NT Open 13F-NT document View SEC filing for 13F-NT GUGGENHEIM FUNDS INVESTMENT ADVISORS, LLC 15 May 2013 31 Mar 2013 028-11097
40-APP Open 40-APP document View SEC filing for 40-APP GUGGENHEIM 22 Apr 2013 812-14151-02
40-APP/A Open 40-APP/A document View SEC filing for 40-APP/A GUGGENHEIM FUNDS INVESTMENT ADVISORS 18 Apr 2013 812-13991
40-APP/A Open 40-APP/A document View SEC filing for 40-APP/A GUGGENHEIM FUNDS INVESTMENT ADVISORS 08 Feb 2013 812-13991
13F-NT Open 13F-NT document View SEC filing for 13F-NT GUGGENHEIM FUNDS INVESTMENT ADVISORS, LLC 08 Feb 2013 31 Dec 2012 028-11097
13F-NT Open 13F-NT document View SEC filing for 13F-NT GUGGENHEIM FUNDS INVESTMENT ADVISORS, LLC 08 Nov 2012 30 Sep 2012 028-11097
40-APP/A Open 40-APP/A document View SEC filing for 40-APP/A GUGGENHEIM 40-APP/A 06 Sep 2012 812-13991
13F-NT Open 13F-NT document View SEC filing for 13F-NT GUGGENHEIM FUNDS INVESTMENT ADVISORS, LLC 07 Aug 2012 30 Jun 2012 028-11097
13F-NT/A Open 13F-NT/A document View SEC filing for 13F-NT/A GUGGENHEIM FUNDS INVESTMENT ADVISORS, LLC 24 May 2012 31 Mar 2012 028-11097
13F-NT Open 13F-NT document View SEC filing for 13F-NT GUGGENHEIM FUNDS INVESTMENT ADVISORS, LLC 11 May 2012 31 Mar 2012 028-11097
13F-NT Open 13F-NT document View SEC filing for 13F-NT GUGGENHEIM FUNDS INVESTMENT ADVISORS, LLC 14 Feb 2012 31 Dec 2011 028-11097
40-APP Open 40-APP document View SEC filing for 40-APP GUGGENHEIM 40-APP 16 Dec 2011 812-13991
13F-NT Open 13F-NT document View SEC filing for 13F-NT GUGGENHEIM FUNDS INVESTMENT ADVISORS, LLC 04 Nov 2011 30 Sep 2011 028-11097
13F-NT Open 13F-NT document View SEC filing for 13F-NT GUGGENHEIM FUNDS INVESTMENT ADVISORS, LLC 05 Aug 2011 30 Jun 2011 028-11097
13F-NT Open 13F-NT document View SEC filing for 13F-NT GUGGENHEIM FUNDS INVESTMENT ADVISORS, LLC 11 May 2011 31 Mar 2011 028-11097
13F-NT Open 13F-NT document View SEC filing for 13F-NT GUGGENHEIM FUNDS INVESTMENT ADVISORS, LLC 02 Feb 2011 31 Dec 2010 028-11097
13F-NT Open 13F-NT document View SEC filing for 13F-NT GUGGENHEIM FUNDS INVESTMENT ADVISORS, LLC 10 Nov 2010 30 Sep 2010 028-11097
APP ORDR Open APP ORDR document View SEC filing for APP ORDR 03 Nov 2010 812-13657-02
APP NTC Open APP NTC document View SEC filing for APP NTC 02 Nov 2010 812-13657-02
40-APP/A Open 40-APP/A document View SEC filing for 40-APP/A CLAYMORE 20 Oct 2010 812-13657-02
40-APP/A Open 40-APP/A document View SEC filing for 40-APP/A CLAYMORE 01 Oct 2010 812-13657-02
40-APP/A Open 40-APP/A document View SEC filing for 40-APP/A CLAYMORE 03 Sep 2010 812-13657-02
13F-HR Open 13F-HR document View SEC filing for 13F-HR CLAYMORE ADVISORS, LLC 05 Aug 2010 30 Jun 2010 028-11097
APP ORDR Open APP ORDR document View SEC filing for APP ORDR 29 Jun 2010 812-13534-02
13F-HR Open 13F-HR document View SEC filing for 13F-HR CLAYMORE ADVISORS, LLC 06 May 2010 31 Mar 2010 028-11097
NO ACT Open NO ACT document View SEC filing for NO ACT AUTO-GENERATED PAPER DOCUMENT 27 Apr 2010 27 Apr 2010 028-11097
40-APP/A Open 40-APP/A document View SEC filing for 40-APP/A CLAYMORE ETF 3 23 Apr 2010 812-13534-02
13F-HR Open 13F-HR document View SEC filing for 13F-HR CLAYMORE ADVISORS, LLC 11 Feb 2010 31 Dec 2009 028-11097
40-APP Open 40-APP document View SEC filing for 40-APP CLAYMORE ETF 3 19 Jan 2010 812-13744-01

About this filer

GUGGENHEIM FUNDS INVESTMENT ADVISORS, LLC files with the SEC under CIK 0001280782. This page aggregates EDGAR filings and related ownership activity.

See reporting owner transactions.

FAQ

What is a CIK?
A Central Index Key (CIK) is a unique identifier assigned by the SEC to each filer.
Why are some filings missing?
New filings appear as the SEC updates EDGAR, and older records can vary by availability.
How often is this page updated?
Updates follow new EDGAR submissions and periodic data refreshes.

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