Neuberger Berman Investment Advisers LLC SEC EDGAR Filings (CIK 0001230440)

SEC EDGAR filings, ownership reports, and insider transactions for Neuberger Berman Investment Advisers LLC.

Business address
1290 Avenue Of The Americas, 26 Th Floor, New York, NY, 10104
Fiscal year end
31 December
Former names
Neuberger Berman Fixed Income LLC (to 06 Aug 2010), LINCOLN CAPITAL FIXED INCOME MANAGEMENT CO LLC (to 27 Dec 2004)
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Neuberger Berman Investment Advisers LLC has filed 137 SEC EDGAR filings since 28 Apr 2003

Latest Filings

Recent SEC filings for Neuberger Berman Investment Advisers LLC including 13F-NT, 4, 40-APP/A and more.

Form type Document Filing Description Filing date Reporting date File number(s)
13F-NT Open 13F-NT document View SEC filing for 13F-NT 13 Feb 2026 31 Dec 2025 028-17085
4 Open 4 document View SEC filing for 4 30 Dec 2025 23 Dec 2025 001-41453
4 Open 4 document View SEC filing for 4 19 Dec 2025 17 Dec 2025 001-41453
13F-NT Open 13F-NT document View SEC filing for 13F-NT 12 Nov 2025 30 Sep 2025 028-17085
4 Open 4 document View SEC filing for 4 04 Nov 2025 31 Oct 2025 001-41453
4 Open 4 document View SEC filing for 4 31 Oct 2025 29 Oct 2025 001-41453
40-APP/A Open 40-APP/A document View SEC filing for 40-APP/A 40-APP/A 10 Oct 2025 812-15831-166
40-APP/A Open 40-APP/A document View SEC filing for 40-APP/A NB ETF SHARE CLASS EXEMPTIVE APP 4TH NB APP 30 Sep 2025 812-15751
N-PX Open N-PX document View SEC filing for N-PX 29 Aug 2025 30 Jun 2025 028-17085
3 Open 3 document View SEC filing for 3 FORM 3 19 Aug 2025 19 Aug 2025 811-24037
13F-NT Open 13F-NT document View SEC filing for 13F-NT 13 Aug 2025 30 Jun 2025 028-17085
40-APP/A Open 40-APP/A document View SEC filing for 40-APP/A NB ETF SHARE CLASS EXEMPTIVE APP 3RD MB APP 23 Jun 2025 812-15751
40-APP Open 40-APP document View SEC filing for 40-APP 40-APP 13 Jun 2025 812-15831-166
4 Open 4 document View SEC filing for 4 29 May 2025 27 May 2025 001-39272
13F-NT Open 13F-NT document View SEC filing for 13F-NT 13 May 2025 31 Mar 2025 028-17085
40-APP Open 40-APP document View SEC filing for 40-APP FORM 40-APP 10 Apr 2025 812-15751
13F-NT Open 13F-NT document View SEC filing for 13F-NT 13 Feb 2025 31 Dec 2024 028-17085
APP WDG Open APP WDG document View SEC filing for APP WDG 04 Dec 2024 812-15572
4 Open 4 document View SEC filing for 4 22 Nov 2024 20 Nov 2024 001-41453
13F-NT Open 13F-NT document View SEC filing for 13F-NT 14 Nov 2024 30 Sep 2024 028-17085
N-PX Open N-PX document View SEC filing for N-PX 30 Aug 2024 30 Jun 2024 028-17085
13F-NT Open 13F-NT document View SEC filing for 13F-NT 13 Aug 2024 30 Jun 2024 028-17085
13F-NT Open 13F-NT document View SEC filing for 13F-NT 13 May 2024 31 Mar 2024 028-17085
40-APP Open 40-APP document View SEC filing for 40-APP FORM 40-APP 09 May 2024 812-15572
13F-NT Open 13F-NT document View SEC filing for 13F-NT 09 Feb 2024 31 Dec 2023 028-17085
3 Open 3 document View SEC filing for 3 08 Dec 2023 01 Dec 2023 811-23889
13F-NT Open 13F-NT document View SEC filing for 13F-NT 14 Nov 2023 30 Sep 2023 028-17085
13F-NT Open 13F-NT document View SEC filing for 13F-NT 11 Aug 2023 30 Jun 2023 028-17085
13F-NT Open 13F-NT document View SEC filing for 13F-NT 12 May 2023 31 Mar 2023 028-17085
4 Open 4 document View SEC filing for 4 26 Apr 2023 24 Apr 2023 001-41453
4 Open 4 document View SEC filing for 4 29 Mar 2023 27 Mar 2023 001-39272
13F-NT Open 13F-NT document View SEC filing for 13F-NT 13 Feb 2023 31 Dec 2022 028-17085
4 Open 4 document View SEC filing for 4 09 Feb 2023 07 Feb 2023 001-41453
4 Open 4 document View SEC filing for 4 04 Jan 2023 30 Dec 2022 001-39272
40-6B/A Open 40-6B/A document View SEC filing for 40-6B/A 29 Dec 2022 813-00396
13F-NT Open 13F-NT document View SEC filing for 13F-NT 14 Nov 2022 30 Sep 2022 028-17085
4 Open 4 document View SEC filing for 4 FORM 4 21 Oct 2022 19 Oct 2022 001-41453
4 Open 4 document View SEC filing for 4 14 Oct 2022 12 Oct 2022 001-39272
40-APP/A Open 40-APP/A document View SEC filing for 40-APP/A 40-APP/A 22 Sep 2022 812-15378-134
4 Open 4 document View SEC filing for 4 FORM 4 20 Sep 2022 16 Sep 2022 001-41453
4 Open 4 document View SEC filing for 4 FORM 4 31 Aug 2022 29 Aug 2022 001-41453
4 Open 4 document View SEC filing for 4 FORM 4 26 Aug 2022 24 Aug 2022 001-41453
13F-NT Open 13F-NT document View SEC filing for 13F-NT 15 Aug 2022 30 Jun 2022 028-17085
40-APP Open 40-APP document View SEC filing for 40-APP 40-APP 05 Aug 2022 812-15378-134
3 Open 3 document View SEC filing for 3 FORM 3 01 Aug 2022 22 Jul 2022 001-41453
4 Open 4 document View SEC filing for 4 FORM 4 13 May 2022 09 May 2022 001-39272
13F-NT Open 13F-NT document View SEC filing for 13F-NT 13 May 2022 31 Mar 2022 028-17085
3 Open 3 document View SEC filing for 3 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES 11 Mar 2022 14 Feb 2022 811-23750
3 Open 3 document View SEC filing for 3 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES 11 Mar 2022 14 Feb 2022 811-23647
13F-NT Open 13F-NT document View SEC filing for 13F-NT 11 Feb 2022 31 Dec 2021 028-17085
4 Open 4 document View SEC filing for 4 FORM 4 19 Nov 2021 18 Nov 2021 001-39272
40-APP/A Open 40-APP/A document View SEC filing for 40-APP/A 40-APP/A 18 Nov 2021 812-15124-01
13F-NT Open 13F-NT document View SEC filing for 13F-NT 12 Nov 2021 30 Sep 2021 028-17085
4 Open 4 document View SEC filing for 4 FORM 4 03 Sep 2021 01 Sep 2021 001-39272
13F-NT Open 13F-NT document View SEC filing for 13F-NT 13 Aug 2021 30 Jun 2021 028-17085
40-APP/A Open 40-APP/A document View SEC filing for 40-APP/A 40-APP/A 06 Aug 2021 812-15124-01
4 Open 4 document View SEC filing for 4 FORM 4 10 Jun 2021 08 Jun 2021 001-39272
40-6B/A Open 40-6B/A document View SEC filing for 40-6B/A 28 May 2021 813-00396
3 Open 3 document View SEC filing for 3 26 May 2021 25 May 2021 811-23635
13F-NT Open 13F-NT document View SEC filing for 13F-NT 13 May 2021 31 Mar 2021 028-17085
3 Open 3 document View SEC filing for 3 FORM 3 16 Feb 2021 04 Feb 2021 001-39272
13F-NT Open 13F-NT document View SEC filing for 13F-NT 10 Feb 2021 31 Dec 2020 028-17085
40-APP/A Open 40-APP/A document View SEC filing for 40-APP/A 40-APP/A 22 Jan 2021 812-15124-01
3 Open 3 document View SEC filing for 3 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES 15 Dec 2020 15 Dec 2020 811-23591
13F-NT Open 13F-NT document View SEC filing for 13F-NT 12 Nov 2020 30 Sep 2020 028-17085
40-APP/A Open 40-APP/A document View SEC filing for 40-APP/A 40-APP/A 11 Sep 2020 812-15124-01
13F-NT Open 13F-NT document View SEC filing for 13F-NT 13 Aug 2020 30 Jun 2020 028-17085
40-APP Open 40-APP document View SEC filing for 40-APP 40-APP 07 Aug 2020 812-15150-01
40-6B/A Open 40-6B/A document View SEC filing for 40-6B/A 14 May 2020 813-00396
13F-NT Open 13F-NT document View SEC filing for 13F-NT 14 May 2020 31 Mar 2020 028-17085
40-APP Open 40-APP document View SEC filing for 40-APP 40-APP 17 Apr 2020 812-15124-01
3 Open 3 document View SEC filing for 3 PRIMARY DOCUMENT 18 Feb 2020 14 Feb 2020 811-23365
3 Open 3 document View SEC filing for 3 PRIMARY DOCUMENT 18 Feb 2020 14 Feb 2020 811-23436
3 Open 3 document View SEC filing for 3 PRIMARY DOCUMENT 18 Feb 2020 14 Feb 2020 811-23442
3 Open 3 document View SEC filing for 3 PRIMARY DOCUMENT 18 Feb 2020 14 Feb 2020 811-23441
13F-NT Open 13F-NT document View SEC filing for 13F-NT 12 Feb 2020 31 Dec 2019 028-17085
13F-NT Open 13F-NT document View SEC filing for 13F-NT 13 Nov 2019 30 Sep 2019 028-17085
40-6B Open 40-6B document View SEC filing for 40-6B 22 Aug 2019 813-00396
13F-NT Open 13F-NT document View SEC filing for 13F-NT 13 Aug 2019 30 Jun 2019 028-17085
DFAN14A Open DFAN14A document View SEC filing for DFAN14A 06 Jun 2019
DFAN14A Open DFAN14A document View SEC filing for DFAN14A 03 Jun 2019
DFAN14A Open DFAN14A document View SEC filing for DFAN14A 31 May 2019
DFAN14A Open DFAN14A document View SEC filing for DFAN14A 29 May 2019
DFAN14A Open DFAN14A document View SEC filing for DFAN14A 29 May 2019
DFAN14A Open DFAN14A document View SEC filing for DFAN14A 13 May 2019
13F-NT Open 13F-NT document View SEC filing for 13F-NT 13 May 2019 31 Mar 2019 028-17085
DEFN14A Open DEFN14A document View SEC filing for DEFN14A 13 May 2019 13 May 2019
CORRESP Open CORRESP document View SEC filing for CORRESP 03 May 2019
PRRN14A Open PRRN14A document View SEC filing for PRRN14A 03 May 2019
PREN14A Open PREN14A document View SEC filing for PREN14A 24 Apr 2019 24 Apr 2019
13F-NT Open 13F-NT document View SEC filing for 13F-NT 12 Feb 2019 31 Dec 2018 028-17085
13F-NT Open 13F-NT document View SEC filing for 13F-NT 13 Nov 2018 30 Sep 2018 028-17085
13F-NT Open 13F-NT document View SEC filing for 13F-NT 13 Aug 2018 30 Jun 2018 028-17085
3 Open 3 document View SEC filing for 3 PRIMARY DOCUMENT 12 Jun 2018 22 Aug 2017 811-23291
3 Open 3 document View SEC filing for 3 PRIMARY DOCUMENT 12 Jun 2018 22 Aug 2017 811-23292
3 Open 3 document View SEC filing for 3 PRIMARY DOCUMENT 12 Jun 2018 07 Apr 2017 811-23315
3 Open 3 document View SEC filing for 3 PRIMARY DOCUMENT 12 Jun 2018 07 Apr 2017 811-23290
3 Open 3 document View SEC filing for 3 PRIMARY DOCUMENT 12 Jun 2018 07 Apr 2017 811-23245
3 Open 3 document View SEC filing for 3 PRIMARY DOCUMENT 12 Jun 2018 18 Dec 2015 811-23176
3 Open 3 document View SEC filing for 3 PRIMARY DOCUMENT 12 Jun 2018 18 Dec 2015 811-23171
3 Open 3 document View SEC filing for 3 PRIMARY DOCUMENT 12 Jun 2018 18 Dec 2015 811-23170
3 Open 3 document View SEC filing for 3 PRIMARY DOCUMENT 12 Jun 2018 06 Aug 2015 811-22069
3 Open 3 document View SEC filing for 3 PRIMARY DOCUMENT 12 Jun 2018 06 Aug 2015 811-22816
3 Open 3 document View SEC filing for 3 PRIMARY DOCUMENT 12 Jun 2018 06 Aug 2015 811-22814
3 Open 3 document View SEC filing for 3 PRIMARY DOCUMENT 12 Jun 2018 06 Aug 2015 811-22815
3 Open 3 document View SEC filing for 3 PRIMARY DOCUMENT 12 Jun 2018 06 Aug 2015 811-22476
3 Open 3 document View SEC filing for 3 PRIMARY DOCUMENT 12 Jun 2018 06 Aug 2015 811-22475
3 Open 3 document View SEC filing for 3 PRIMARY DOCUMENT 12 Jun 2018 06 Aug 2015 811-22474
3 Open 3 document View SEC filing for 3 PRIMARY DOCUMENT 12 Jun 2018 14 Aug 2015 811-22386
13F-NT Open 13F-NT document View SEC filing for 13F-NT 08 May 2018 31 Mar 2018 028-17085
APP ORDR Open APP ORDR document View SEC filing for APP ORDR 16 Apr 2018 812-14563-11
APP NTC Open APP NTC document View SEC filing for APP NTC 16 Apr 2018 812-14563-11
13F-NT Open 13F-NT document View SEC filing for 13F-NT 14 Feb 2018 31 Dec 2017 028-17085
13F-NT Open 13F-NT document View SEC filing for 13F-NT 15 Nov 2017 30 Sep 2017 028-17085
13F-NT Open 13F-NT document View SEC filing for 13F-NT 08 Aug 2017 30 Jun 2017 028-17085
13F-NT Open 13F-NT document View SEC filing for 13F-NT 10 May 2017 31 Mar 2017 028-17085
40-APP/A Open 40-APP/A document View SEC filing for 40-APP/A EXCELSIOR PRIVATE MARKETS FUND II (MASTER), LLC 40-APP A NO. 4 3-28-2017 28 Mar 2017 812-14548-06
40-APP/A Open 40-APP/A document View SEC filing for 40-APP/A EXCELSIOR PRIVATE MARKETS FUND II (MASTER), LLC 40-APP A NO 3 2-27-2017 27 Feb 2017 812-14548-06
13F-NT Open 13F-NT document View SEC filing for 13F-NT 06 Feb 2017 31 Dec 2016 028-17085
40-APP/A Open 40-APP/A document View SEC filing for 40-APP/A 21 Dec 2016 812-14563-11
13F-NT Open 13F-NT document View SEC filing for 13F-NT 02 Nov 2016 30 Sep 2016 028-17085
40-APP/A Open 40-APP/A document View SEC filing for 40-APP/A 23 Sep 2016 812-14563-11
40-APP/A Open 40-APP/A document View SEC filing for 40-APP/A EXCELSIOR PRIVATE MARKETS FUND II (MASTER), LLC 40-APP A NO. 2 9-20-2016 20 Sep 2016 812-14548-06
13F-NT Open 13F-NT document View SEC filing for 13F-NT 05 Aug 2016 30 Jun 2016 028-17085
13F-NT Open 13F-NT document View SEC filing for 13F-NT 06 May 2016 31 Mar 2016 028-17085
40-APP/A Open 40-APP/A document View SEC filing for 40-APP/A EXCELSIOR PRIVATE MARKETS FUND II (MASTER), LLC 40-APP/A 2-3-2016 04 Feb 2016 812-14548-06
13F-NT Open 13F-NT document View SEC filing for 13F-NT 28 Jan 2016 31 Dec 2015 028-17085
3 Open 3 document View SEC filing for 3 06 Aug 2010 06 Aug 2010 811-22396

About this filer

Neuberger Berman Investment Advisers LLC files with the SEC under CIK 0001230440. This page aggregates EDGAR filings and related ownership activity.

See reporting owner transactions.

FAQ

What is a CIK?
A Central Index Key (CIK) is a unique identifier assigned by the SEC to each filer.
Why are some filings missing?
New filings appear as the SEC updates EDGAR, and older records can vary by availability.
How often is this page updated?
Updates follow new EDGAR submissions and periodic data refreshes.

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