R. LAWRENCE ROTH SEC EDGAR Filings (CIK 0001215176)

SEC EDGAR filings, ownership reports, and insider transactions for R. LAWRENCE ROTH.

Business address
C/O Oppenheimer Holdings Inc., 85 Broad Street, New York, NY, 10004
Top holdings (ownership)
OPY
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R. LAWRENCE ROTH has filed 12 SEC EDGAR filings since 09 May 2007

Latest Filings

Recent SEC filings for R. LAWRENCE ROTH including 4, 3.

Form type Document Filing Description Filing date Reporting date File number(s)
4 Open 4 document View SEC filing for 4 FORM 4 03 Mar 2026 26 Feb 2026 001-12043
4 Open 4 document View SEC filing for 4 FORM 4 31 Jan 2025 30 Jan 2025 001-12043
4 Open 4 document View SEC filing for 4 FORM 4 29 Jan 2024 25 Jan 2024 001-12043
4 Open 4 document View SEC filing for 4 FORM 4 30 Jan 2023 26 Jan 2023 001-12043
4 Open 4 document View SEC filing for 4 FORM 4 27 Jan 2022 27 Jan 2022 001-12043
4 Open 4 document View SEC filing for 4 FORM 4 29 Jan 2021 28 Jan 2021 001-12043
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 28 Feb 2020 28 Feb 2020 001-12043
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 01 Mar 2019 28 Feb 2019 001-12043
3 Open 3 document View SEC filing for 3 PRIMARY DOCUMENT 27 Jul 2018 25 Jul 2018 001-12043
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 17 Sep 2015 25 Aug 2015 001-35924
3 Open 3 document View SEC filing for 3 OWNERSHIP DOCUMENT 08 May 2015 29 Apr 2015 001-35924

About this filer

R. LAWRENCE ROTH files with the SEC under CIK 0001215176. This page aggregates EDGAR filings and related ownership activity.

See reporting owner transactions.

FAQ

What is a CIK?
A Central Index Key (CIK) is a unique identifier assigned by the SEC to each filer.
Why are some filings missing?
New filings appear as the SEC updates EDGAR, and older records can vary by availability.
How often is this page updated?
Updates follow new EDGAR submissions and periodic data refreshes.

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