A Central Index Key (CIK) is a unique identifier assigned by the SEC to each filer.

Why are some filings missing?

New filings appear as the SEC updates EDGAR, and older records can vary by availability.

How often is this page updated?

Updates follow new EDGAR submissions and periodic data refreshes.

SEC EDGAR filings, ownership reports, and insider transactions for Stephen J. Lockwood.

Business address: C/O Bny Mellon Investment Adviser, Inc., 240 Greenwich Street, New York, NY, 10286

Get insider transactions for this reporting owner

Stephen J. Lockwood has filed 8 SEC EDGAR filings since 28 Jul 2003

Recent SEC filings for Stephen J. Lockwood including 3, 4.

Form type	Document	Filing	Description	Filing date	Reporting date	File number(s)
3	Open 3 document	View SEC filing for 3	PRIMARY DOCUMENT	06 Oct 2021	06 Oct 2021	811-23651
3	Open 3 document	View SEC filing for 3	PRIMARY DOCUMENT	27 Aug 2019	27 Aug 2019	811-23330
3	Open 3 document	View SEC filing for 3	PRIMARY DOCUMENT	26 Oct 2017	26 Oct 2017	811-23014

Stephen J. Lockwood files with the SEC under CIK 0001180620. This page aggregates EDGAR filings and related ownership activity.

What is a CIK?: A Central Index Key (CIK) is a unique identifier assigned by the SEC to each filer.
Why are some filings missing?: New filings appear as the SEC updates EDGAR, and older records can vary by availability.
How often is this page updated?: Updates follow new EDGAR submissions and periodic data refreshes.