UBS AG NEW YORK BRANCH SEC EDGAR Filings (CIK 0001070765)

SEC EDGAR filings, ownership reports, and insider transactions for UBS AG NEW YORK BRANCH.

Business address
One North Wacker Drive, Chicago, IL, 60606
State of incorporation
DE
Fiscal year end
31 December
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UBS AG NEW YORK BRANCH has filed 96 SEC EDGAR filings since 18 May 1999

Latest Filings

Recent SEC filings for UBS AG NEW YORK BRANCH including 13F-NT, 13F-NT/A, 13F-HR/A and more.

Form type Document Filing Description Filing date Reporting date File number(s)
13F-NT Open 13F-NT document View SEC filing for 13F-NT 11 Feb 2021 31 Dec 2020 028-07344
13F-NT Open 13F-NT document View SEC filing for 13F-NT 12 Nov 2020 30 Sep 2020 028-07344
13F-NT Open 13F-NT document View SEC filing for 13F-NT 31 Jul 2020 30 Jun 2020 028-07344
13F-NT Open 13F-NT document View SEC filing for 13F-NT 01 May 2020 31 Mar 2020 028-07344
13F-NT Open 13F-NT document View SEC filing for 13F-NT 14 Feb 2020 31 Dec 2019 028-07344
13F-NT Open 13F-NT document View SEC filing for 13F-NT 14 Nov 2019 30 Sep 2019 028-07344
13F-NT Open 13F-NT document View SEC filing for 13F-NT 14 Aug 2019 30 Jun 2019 028-07344
13F-NT Open 13F-NT document View SEC filing for 13F-NT 14 May 2019 31 Mar 2019 028-07344
13F-NT Open 13F-NT document View SEC filing for 13F-NT 14 Feb 2019 31 Dec 2018 028-07344
13F-NT Open 13F-NT document View SEC filing for 13F-NT 14 Nov 2018 30 Sep 2018 028-07344
13F-NT Open 13F-NT document View SEC filing for 13F-NT 14 Aug 2018 30 Jun 2018 028-07344
13F-NT Open 13F-NT document View SEC filing for 13F-NT 15 May 2018 31 Mar 2018 028-07344
13F-NT Open 13F-NT document View SEC filing for 13F-NT 14 Feb 2018 31 Dec 2017 028-07344
13F-NT Open 13F-NT document View SEC filing for 13F-NT 14 Nov 2017 30 Sep 2017 028-07344
13F-NT/A Open 13F-NT/A document View SEC filing for 13F-NT/A 14 Nov 2017 30 Jun 2017 028-07344
13F-NT/A Open 13F-NT/A document View SEC filing for 13F-NT/A 14 Nov 2017 31 Mar 2017 028-07344
13F-NT Open 13F-NT document View SEC filing for 13F-NT 14 Aug 2017 30 Jun 2017 028-07344
13F-NT Open 13F-NT document View SEC filing for 13F-NT 12 May 2017 31 Mar 2017 028-07344
13F-NT Open 13F-NT document View SEC filing for 13F-NT 14 Feb 2017 31 Dec 2016 028-07344
13F-NT Open 13F-NT document View SEC filing for 13F-NT 14 Nov 2016 30 Sep 2016 028-07344
13F-NT Open 13F-NT document View SEC filing for 13F-NT 12 Aug 2016 30 Jun 2016 028-07344
13F-NT Open 13F-NT document View SEC filing for 13F-NT 12 May 2016 31 Mar 2016 028-07344
13F-NT/A Open 13F-NT/A document View SEC filing for 13F-NT/A 02 Mar 2016 31 Dec 2015 028-07344
13F-NT/A Open 13F-NT/A document View SEC filing for 13F-NT/A 02 Mar 2016 30 Sep 2015 028-07344
13F-NT/A Open 13F-NT/A document View SEC filing for 13F-NT/A 01 Mar 2016 30 Jun 2015 028-07344
13F-NT/A Open 13F-NT/A document View SEC filing for 13F-NT/A 01 Mar 2016 31 Mar 2015 028-07344
13F-NT Open 13F-NT document View SEC filing for 13F-NT 12 Feb 2016 31 Dec 2015 028-07344
13F-NT Open 13F-NT document View SEC filing for 13F-NT 26 Oct 2015 30 Sep 2015 028-07344
13F-NT Open 13F-NT document View SEC filing for 13F-NT 27 Jul 2015 30 Jun 2015 028-07344
13F-NT Open 13F-NT document View SEC filing for 13F-NT 04 May 2015 31 Mar 2015 028-07344
13F-NT Open 13F-NT document View SEC filing for 13F-NT 30 Jan 2015 31 Dec 2014 028-07344
13F-NT Open 13F-NT document View SEC filing for 13F-NT 27 Oct 2014 30 Sep 2014 028-07344
13F-NT Open 13F-NT document View SEC filing for 13F-NT 18 Jul 2014 30 Jun 2014 028-07344
13F-NT Open 13F-NT document View SEC filing for 13F-NT 12 May 2014 31 Mar 2014 028-07344
13F-NT Open 13F-NT document View SEC filing for 13F-NT 31 Jan 2014 31 Dec 2013 028-07344
13F-NT Open 13F-NT document View SEC filing for 13F-NT 08 Nov 2013 30 Sep 2013 028-07344
13F-NT Open 13F-NT document View SEC filing for 13F-NT 14 Aug 2013 30 Jun 2013 028-07344
13F-NT Open 13F-NT document View SEC filing for 13F-NT 25 Apr 2013 31 Mar 2013 028-07344
13F-NT Open 13F-NT document View SEC filing for 13F-NT 12 Feb 2013 31 Dec 2012 028-07344
13F-NT Open 13F-NT document View SEC filing for 13F-NT 30 Oct 2012 30 Sep 2012 028-07344
13F-NT Open 13F-NT document View SEC filing for 13F-NT 03 Aug 2012 30 Jun 2012 028-07344
13F-NT Open 13F-NT document View SEC filing for 13F-NT 11 May 2012 31 Mar 2012 028-07344
13F-NT Open 13F-NT document View SEC filing for 13F-NT 13 Feb 2012 31 Dec 2011 028-07344
13F-NT Open 13F-NT document View SEC filing for 13F-NT 14 Nov 2011 30 Sep 2011 028-07344
13F-NT Open 13F-NT document View SEC filing for 13F-NT 28 Jul 2011 30 Jun 2011 028-07344
13F-NT Open 13F-NT document View SEC filing for 13F-NT 04 Apr 2011 31 Mar 2011 028-07344
13F-NT Open 13F-NT document View SEC filing for 13F-NT 03 Jan 2011 31 Dec 2010 028-07344
13F-NT Open 13F-NT document View SEC filing for 13F-NT 01 Oct 2010 30 Sep 2010 028-07344
13F-NT Open 13F-NT document View SEC filing for 13F-NT 30 Jul 2010 30 Jun 2010 028-07344

About this filer

UBS AG NEW YORK BRANCH files with the SEC under CIK 0001070765. This page aggregates EDGAR filings and related ownership activity.

FAQ

What is a CIK?
A Central Index Key (CIK) is a unique identifier assigned by the SEC to each filer.
Why are some filings missing?
New filings appear as the SEC updates EDGAR, and older records can vary by availability.
How often is this page updated?
Updates follow new EDGAR submissions and periodic data refreshes.

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