COWEN & COMPANY, LLC SEC EDGAR Filings (CIK 0001066036)

SEC EDGAR filings, ownership reports, and insider transactions for COWEN & COMPANY, LLC.

Business address
599 Lexington Avenue, 20 Th Floor, New York, NY, 10022
Former names
SG COWEN & CO., LLC (to 04 May 2006), SG COWEN SECURITIES CORP (to 03 May 2004)
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COWEN & COMPANY, LLC has filed 97 SEC EDGAR filings since 15 Jul 1998

Latest Filings

Recent SEC filings for COWEN & COMPANY, LLC including 13F-NT, 13F-HR, 13F-HR/A and more.

Form type Document Filing Description Filing date Reporting date File number(s)
13F-NT Open 13F-NT document View SEC filing for 13F-NT 14 Aug 2019 30 Jun 2019 028-04125
13F-NT Open 13F-NT document View SEC filing for 13F-NT 14 May 2019 31 Mar 2019 028-04125
13F-NT Open 13F-NT document View SEC filing for 13F-NT 13 Feb 2019 31 Dec 2018 028-04125
13F-NT Open 13F-NT document View SEC filing for 13F-NT 13 Nov 2018 30 Sep 2018 028-04125
13F-NT Open 13F-NT document View SEC filing for 13F-NT 14 Aug 2018 30 Jun 2018 028-04125
13F-NT Open 13F-NT document View SEC filing for 13F-NT 15 May 2018 31 Mar 2018 028-04125
13F-NT Open 13F-NT document View SEC filing for 13F-NT 15 Feb 2018 31 Dec 2017 028-04125
13F-NT Open 13F-NT document View SEC filing for 13F-NT 14 Nov 2017 30 Sep 2017 028-04125
13F-NT Open 13F-NT document View SEC filing for 13F-NT 10 Aug 2017 30 Jun 2017 028-04125
13F-NT Open 13F-NT document View SEC filing for 13F-NT 12 May 2017 31 Mar 2017 028-04125
13F-NT Open 13F-NT document View SEC filing for 13F-NT 13 Feb 2017 31 Dec 2016 028-04125
13F-NT Open 13F-NT document View SEC filing for 13F-NT 14 Nov 2016 30 Sep 2016 028-04125
13F-NT Open 13F-NT document View SEC filing for 13F-NT 10 Aug 2016 30 Jun 2016 028-04125
13F-NT Open 13F-NT document View SEC filing for 13F-NT 16 May 2016 31 Mar 2016 028-04125
13F-NT Open 13F-NT document View SEC filing for 13F-NT 09 Feb 2016 31 Dec 2015 028-04125
13F-NT Open 13F-NT document View SEC filing for 13F-NT 13 Nov 2015 30 Sep 2015 028-04125
13F-NT Open 13F-NT document View SEC filing for 13F-NT 14 Aug 2015 30 Jun 2015 028-04125
13F-NT Open 13F-NT document View SEC filing for 13F-NT 18 May 2015 31 Mar 2015 028-04125
13F-NT Open 13F-NT document View SEC filing for 13F-NT 17 Feb 2015 31 Dec 2014 028-04125
13F-NT Open 13F-NT document View SEC filing for 13F-NT 17 Nov 2014 30 Sep 2014 028-04125
13F-NT Open 13F-NT document View SEC filing for 13F-NT 14 Aug 2014 30 Jun 2014 028-04125
13F-NT Open 13F-NT document View SEC filing for 13F-NT 16 May 2014 31 Mar 2014 028-04125
13F-NT Open 13F-NT document View SEC filing for 13F-NT 13 Feb 2014 31 Dec 2013 028-04125
13F-NT Open 13F-NT document View SEC filing for 13F-NT 15 Nov 2013 30 Sep 2013 028-04125
13F-NT Open 13F-NT document View SEC filing for 13F-NT 15 Aug 2013 30 Jun 2013 028-04125
13F-NT Open 13F-NT document View SEC filing for 13F-NT COWEN AND COMPANY LLC 15 May 2013 31 Mar 2013 028-04125
13F-NT Open 13F-NT document View SEC filing for 13F-NT COWEN AND COMPANY LLC 12 Feb 2013 31 Dec 2012 028-04125
13F-NT Open 13F-NT document View SEC filing for 13F-NT COWEN AND COMPANY LLC 13 Nov 2012 30 Sep 2012 028-04125
13F-NT Open 13F-NT document View SEC filing for 13F-NT COWEN AND COMPANY LLC 14 Aug 2012 30 Jun 2012 028-04125
13F-NT Open 13F-NT document View SEC filing for 13F-NT COWEN AND COMPANY LLC 15 May 2012 31 Mar 2012 028-04125
13F-NT Open 13F-NT document View SEC filing for 13F-NT COWEN AND COMPANY LLC 14 Feb 2012 31 Dec 2011 028-04125
13F-NT Open 13F-NT document View SEC filing for 13F-NT COWEN AND COMPANY LLC 14 Nov 2011 30 Sep 2011 028-04125
13F-NT Open 13F-NT document View SEC filing for 13F-NT COWEN AND COMPANY LLC 16 Aug 2011 30 Jun 2011 028-04125

About this filer

COWEN & COMPANY, LLC files with the SEC under CIK 0001066036. This page aggregates EDGAR filings and related ownership activity.

FAQ

What is a CIK?
A Central Index Key (CIK) is a unique identifier assigned by the SEC to each filer.
Why are some filings missing?
New filings appear as the SEC updates EDGAR, and older records can vary by availability.
How often is this page updated?
Updates follow new EDGAR submissions and periodic data refreshes.

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