Ernest A. Bates SEC EDGAR Filings (CIK 0000946042)

SEC EDGAR filings, ownership reports, and insider transactions for Ernest A. Bates.

Business address
Four Embarcadero Center 3620, San Franciso, CA, 94111-4155
State of incorporation
CA
Fiscal year end
31 December
Get insider transactions for this reporting owner
Ernest A. Bates has filed 20 SEC EDGAR filings since 01 Jun 1995

Latest Filings

Recent SEC filings for Ernest A. Bates including 4, 4/A, 3 and more.

Form type Document Filing Description Filing date Reporting date File number(s)
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 24 Jan 2022 20 Jan 2022 001-37392
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 13 Nov 2020 11 Nov 2020 001-37392
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 20 Nov 2019 11 Oct 2019 001-37392
4/A Open 4/A document View SEC filing for 4/A 05 Apr 2019 11 Jan 2019 001-37392
4 Open 4 document View SEC filing for 4 15 Jan 2019 11 Jan 2019 001-37392
3 Open 3 document View SEC filing for 3 06 Jul 2018 21 Jun 2018 001-37392
4 Open 4 document View SEC filing for 4 FORM 4 31 Mar 2017 29 Mar 2017 001-08789
4 Open 4 document View SEC filing for 4 FORM 4 06 Jan 2017 04 Jan 2017 001-08789
4 Open 4 document View SEC filing for 4 FORM 4 10 Jun 2016 08 Jun 2016 001-08789
4 Open 4 document View SEC filing for 4 FORM 4 08 Jun 2016 06 Jun 2016 001-08789
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 27 Jan 2015 30 Dec 2014 001-08789
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 29 Dec 2014 23 Dec 2014 001-08789
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 26 Aug 2014 22 Aug 2014 001-08789
SC 13D/A Open SC 13D/A document View SEC filing for SC 13D/A FORM SC 13D/A 15 Jul 2011

About this filer

Ernest A. Bates files with the SEC under CIK 0000946042. This page aggregates EDGAR filings and related ownership activity.

See reporting owner transactions.

FAQ

What is a CIK?
A Central Index Key (CIK) is a unique identifier assigned by the SEC to each filer.
Why are some filings missing?
New filings appear as the SEC updates EDGAR, and older records can vary by availability.
How often is this page updated?
Updates follow new EDGAR submissions and periodic data refreshes.

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