MIRAE ASSET SECURITIES (USA) INC. SEC EDGAR Filings (CIK 0000890203)

SEC EDGAR filings, ownership reports, and insider transactions for MIRAE ASSET SECURITIES (USA) INC..

Business address
810 Seventh Avenue, 37 Th Floor, New York, NY, 10019
Top securities (13F)
QQQ, IWM, SPY, XRT, XLI, DIA, XOP, AVGO, META, MDY, GOOGL, IREN, AMZN, XHB, MSFT, MSTR, AAPL, NVDA, TSM, and AMD
State of incorporation
NY
Fiscal year end
31 December
Former names
DAEWOO SECURITIES (AMERICA) INC. (to 26 Feb 2016), DAEWOO SECURITIES AMERICA INC /BD (to 01 Mar 2002)
⭐ Add to watchlist ⭐
MIRAE ASSET SECURITIES (USA) INC. has filed 49 SEC EDGAR filings since 01 Mar 2002

Latest Filings

Recent SEC filings for MIRAE ASSET SECURITIES (USA) INC. including X-17A-5, 13F-HR, FOCUSN and more.

Form type Document Filing Description Filing date Reporting date File number(s)
X-17A-5 Open X-17A-5 document View SEC filing for X-17A-5 02 Mar 2026 31 Dec 2025 008-45034
13F-HR Open 13F-HR document View SEC filing for 13F-HR 11 Feb 2026 31 Dec 2025 028-24253
13F-HR Open 13F-HR document View SEC filing for 13F-HR 24 Oct 2025 30 Sep 2025 028-24253
13F-HR Open 13F-HR document View SEC filing for 13F-HR 05 Aug 2025 30 Jun 2025 028-24253
13F-HR Open 13F-HR document View SEC filing for 13F-HR 15 May 2025 31 Mar 2025 028-24253
FOCUSN Open FOCUSN document View SEC filing for FOCUSN AUTO-GENERATED PAPER DOCUMENT 03 Mar 2025 31 Dec 2024 008-45034
13F-HR Open 13F-HR document View SEC filing for 13F-HR 11 Feb 2025 31 Dec 2024 028-24253
13F-HR Open 13F-HR document View SEC filing for 13F-HR 06 Nov 2024 30 Sep 2024 028-24253
13F-HR Open 13F-HR document View SEC filing for 13F-HR 31 Jul 2024 30 Jun 2024 028-24253
X-17A-5 Open X-17A-5 document View SEC filing for X-17A-5 AUTO-GENERATED PAPER DOCUMENT 28 Feb 2024 31 Dec 2023 008-45034
FOCUSN Open FOCUSN document View SEC filing for FOCUSN AUTO-GENERATED PAPER DOCUMENT 28 Feb 2024 31 Dec 2023 008-45034
FOCUSN Open FOCUSN document View SEC filing for FOCUSN AUTO-GENERATED PAPER DOCUMENT 01 Mar 2023 31 Dec 2022 008-45034
FOCUSN Open FOCUSN document View SEC filing for FOCUSN AUTO-GENERATED PAPER DOCUMENT 01 Mar 2022 31 Dec 2021 008-45034
X-17A-5 Open X-17A-5 document View SEC filing for X-17A-5 AUTO-GENERATED PAPER DOCUMENT 01 Mar 2022 31 Dec 2021 008-45034
X-17A-5 Open X-17A-5 document View SEC filing for X-17A-5 AUTO-GENERATED PAPER DOCUMENT 01 Mar 2021 31 Dec 2020 008-45034
FOCUSN Open FOCUSN document View SEC filing for FOCUSN AUTO-GENERATED PAPER DOCUMENT 09 Mar 2020 31 Dec 2019 008-45034
X-17A-5/A Open X-17A-5/A document View SEC filing for X-17A-5/A 05 Mar 2020 31 Dec 2019 008-45034
X-17A-5 Open X-17A-5 document View SEC filing for X-17A-5 02 Mar 2020 31 Dec 2019 008-45034
X-17A-5 Open X-17A-5 document View SEC filing for X-17A-5 07 Mar 2019 31 Dec 2018 008-45034
X-17A-5 Open X-17A-5 document View SEC filing for X-17A-5 01 Mar 2018 31 Dec 2017 008-45034
X-17A-5 Open X-17A-5 document View SEC filing for X-17A-5 15 Mar 2017 31 Dec 2016 008-45034
FOCUSN Open FOCUSN document View SEC filing for FOCUSN AUTO-GENERATED PAPER DOCUMENT 26 Feb 2016 31 Dec 2015 008-45034
X-17A-5 Open X-17A-5 document View SEC filing for X-17A-5 AUTO-GENERATED PAPER DOCUMENT 26 Feb 2016 31 Dec 2015 008-45034
X-17A-5 Open X-17A-5 document View SEC filing for X-17A-5 AUTO-GENERATED PAPER DOCUMENT 02 Mar 2015 31 Dec 2014 008-45034
FOCUSN Open FOCUSN document View SEC filing for FOCUSN AUTO-GENERATED PAPER DOCUMENT 28 Feb 2014 31 Dec 2013 008-45034
X-17A-5 Open X-17A-5 document View SEC filing for X-17A-5 AUTO-GENERATED PAPER DOCUMENT 28 Feb 2014 31 Dec 2013 008-45034
FOCUSN Open FOCUSN document View SEC filing for FOCUSN AUTO-GENERATED PAPER DOCUMENT 29 May 2013 31 Mar 2013 008-45034
X-17A-5 Open X-17A-5 document View SEC filing for X-17A-5 AUTO-GENERATED PAPER DOCUMENT 29 May 2013 31 Mar 2013 008-45034
FOCUSN Open FOCUSN document View SEC filing for FOCUSN AUTO-GENERATED PAPER DOCUMENT 30 May 2012 31 Mar 2012 008-45034
X-17A-5 Open X-17A-5 document View SEC filing for X-17A-5 AUTO-GENERATED PAPER DOCUMENT 30 May 2012 31 Mar 2012 008-45034
FOCUSN Open FOCUSN document View SEC filing for FOCUSN AUTO-GENERATED PAPER DOCUMENT 31 May 2011 31 Mar 2011 008-45034
X-17A-5 Open X-17A-5 document View SEC filing for X-17A-5 AUTO-GENERATED PAPER DOCUMENT 31 May 2011 31 Mar 2011 008-45034
X-17A-5/A Open X-17A-5/A document View SEC filing for X-17A-5/A AUTO-GENERATED PAPER DOCUMENT 23 Nov 2010 31 Mar 2010 008-45034
X-17A-5 Open X-17A-5 document View SEC filing for X-17A-5 AUTO-GENERATED PAPER DOCUMENT 28 May 2010 31 Mar 2010 008-45034
FOCUSN Open FOCUSN document View SEC filing for FOCUSN AUTO-GENERATED PAPER DOCUMENT 28 May 2010 31 Mar 2010 008-45034

About this filer

MIRAE ASSET SECURITIES (USA) INC. files with the SEC under CIK 0000890203. This page aggregates EDGAR filings and related ownership activity.

FAQ

What is a CIK?
A Central Index Key (CIK) is a unique identifier assigned by the SEC to each filer.
Why are some filings missing?
New filings appear as the SEC updates EDGAR, and older records can vary by availability.
How often is this page updated?
Updates follow new EDGAR submissions and periodic data refreshes.

Related pages