NATIONAL BANK OF CANADA FINANCIAL INC. SEC EDGAR Filings (CIK 0000835587)

SEC EDGAR filings, ownership reports, and insider transactions for NATIONAL BANK OF CANADA FINANCIAL INC..

Business address
65 East 55 Th Street, 8 Th Floor, New York, NY, 10022
State of incorporation
DE
Fiscal year end
31 October
Former names
NATIONAL BANC FINANCIAL INC. (to 26 Dec 2007), PUTNAM LOVELL NBF SECURITIES INC. (to 22 Dec 2006), PUTNAM LOVELL SECURITIES INC. (to 29 Nov 2002)
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NATIONAL BANK OF CANADA FINANCIAL INC. has filed 52 SEC EDGAR filings since 01 Mar 2002

Latest Filings

Recent SEC filings for NATIONAL BANK OF CANADA FINANCIAL INC. including 13F-NT, X-17A-5, N-PX and more.

Form type Document Filing Description Filing date Reporting date File number(s)
13F-NT Open 13F-NT document View SEC filing for 13F-NT 17 Feb 2026 31 Dec 2025 028-24332
X-17A-5 Open X-17A-5 document View SEC filing for X-17A-5 22 Dec 2025 31 Oct 2025 008-39947
13F-NT Open 13F-NT document View SEC filing for 13F-NT 19 Nov 2025 30 Sep 2025 028-24332
N-PX Open N-PX document View SEC filing for N-PX 21 Aug 2025 30 Jun 2025 028-24332
13F-NT Open 13F-NT document View SEC filing for 13F-NT 15 Aug 2025 30 Jun 2025 028-24332
13F-NT Open 13F-NT document View SEC filing for 13F-NT 12 May 2025 31 Mar 2025 028-24332
13F-NT Open 13F-NT document View SEC filing for 13F-NT 14 Feb 2025 31 Dec 2024 028-24332
X-17A-5 Open X-17A-5 document View SEC filing for X-17A-5 23 Dec 2024 31 Oct 2024 008-39947
13F-NT Open 13F-NT document View SEC filing for 13F-NT 14 Nov 2024 30 Sep 2024 028-24332
N-PX Open N-PX document View SEC filing for N-PX 20 Aug 2024 30 Jun 2024 028-24332
13F-NT Open 13F-NT document View SEC filing for 13F-NT 15 Aug 2024 30 Jun 2024 028-24332
X-17A-5 Open X-17A-5 document View SEC filing for X-17A-5 22 Dec 2023 31 Oct 2023 008-39947
X-17A-5 Open X-17A-5 document View SEC filing for X-17A-5 23 Dec 2022 31 Oct 2022 008-39947
X-17A-5 Open X-17A-5 document View SEC filing for X-17A-5 28 Dec 2021 31 Oct 2021 008-39947
FOCUSN Open FOCUSN document View SEC filing for FOCUSN AUTO-GENERATED PAPER DOCUMENT 08 Dec 2021 31 Oct 2021 008-39947
X-17A-5 Open X-17A-5 document View SEC filing for X-17A-5 29 Dec 2020 31 Oct 2020 008-39947
FOCUSN Open FOCUSN document View SEC filing for FOCUSN AUTO-GENERATED PAPER DOCUMENT 28 Dec 2020 31 Oct 2020 008-39947
FOCUSN Open FOCUSN document View SEC filing for FOCUSN AUTO-GENERATED PAPER DOCUMENT 03 Jan 2020 31 Oct 2019 008-39947
X-17A-5 Open X-17A-5 document View SEC filing for X-17A-5 26 Dec 2019 31 Oct 2019 008-39947
FOCUSN Open FOCUSN document View SEC filing for FOCUSN AUTO-GENERATED PAPER DOCUMENT 09 Jan 2019 31 Oct 2018 008-39947
X-17A-5 Open X-17A-5 document View SEC filing for X-17A-5 27 Dec 2018 31 Oct 2018 008-39947
FOCUSN Open FOCUSN document View SEC filing for FOCUSN AUTO-GENERATED PAPER DOCUMENT 28 Dec 2017 31 Oct 2017 008-39947
X-17A-5 Open X-17A-5 document View SEC filing for X-17A-5 27 Dec 2017 31 Oct 2017 008-39947
FOCUSN Open FOCUSN document View SEC filing for FOCUSN AUTO-GENERATED PAPER DOCUMENT 27 Dec 2016 31 Oct 2016 008-39947
X-17A-5 Open X-17A-5 document View SEC filing for X-17A-5 AUTO-GENERATED PAPER DOCUMENT 27 Dec 2016 31 Oct 2016 008-39947
FOCUSN Open FOCUSN document View SEC filing for FOCUSN AUTO-GENERATED PAPER DOCUMENT 24 Dec 2015 31 Oct 2015 008-39947
X-17A-5 Open X-17A-5 document View SEC filing for X-17A-5 AUTO-GENERATED PAPER DOCUMENT 24 Dec 2015 31 Oct 2015 008-39947
FOCUSN Open FOCUSN document View SEC filing for FOCUSN AUTO-GENERATED PAPER DOCUMENT 16 Jan 2015 31 Oct 2014 008-39947
X-17A-5 Open X-17A-5 document View SEC filing for X-17A-5 AUTO-GENERATED PAPER DOCUMENT 16 Jan 2015 31 Oct 2014 008-39947
FOCUSN Open FOCUSN document View SEC filing for FOCUSN AUTO-GENERATED PAPER DOCUMENT 26 Dec 2013 31 Oct 2013 008-39947
X-17A-5 Open X-17A-5 document View SEC filing for X-17A-5 AUTO-GENERATED PAPER DOCUMENT 26 Dec 2013 31 Oct 2013 008-39947
FOCUSN Open FOCUSN document View SEC filing for FOCUSN AUTO-GENERATED PAPER DOCUMENT 31 Dec 2012 31 Oct 2012 008-39947
X-17A-5 Open X-17A-5 document View SEC filing for X-17A-5 AUTO-GENERATED PAPER DOCUMENT 31 Dec 2012 31 Oct 2012 008-39947
X-17A-5 Open X-17A-5 document View SEC filing for X-17A-5 AUTO-GENERATED PAPER DOCUMENT 29 Dec 2011 31 Oct 2011 008-39947
FOCUSN Open FOCUSN document View SEC filing for FOCUSN AUTO-GENERATED PAPER DOCUMENT 29 Dec 2011 31 Oct 2011 008-39947
FOCUSN Open FOCUSN document View SEC filing for FOCUSN AUTO-GENERATED PAPER DOCUMENT 27 Dec 2010 31 Oct 2010 008-39947
X-17A-5/A Open X-17A-5/A document View SEC filing for X-17A-5/A AUTO-GENERATED PAPER DOCUMENT 27 Dec 2010 31 Oct 2010 008-39947

About this filer

NATIONAL BANK OF CANADA FINANCIAL INC. files with the SEC under CIK 0000835587. This page aggregates EDGAR filings and related ownership activity.

FAQ

What is a CIK?
A Central Index Key (CIK) is a unique identifier assigned by the SEC to each filer.
Why are some filings missing?
New filings appear as the SEC updates EDGAR, and older records can vary by availability.
How often is this page updated?
Updates follow new EDGAR submissions and periodic data refreshes.

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