| Form type | Document | Filing | Description | Filing date | Reporting date | File number(s) |
|---|---|---|---|---|---|---|
| 13F-NT | Open Document | Open Filing | 06 May 2020 | 31 Mar 2020 | 028-00487 | |
| 13F-NT | Open Document | Open Filing | 14 Jan 2020 | 31 Dec 2019 | 028-00487 | |
| 13F-NT | Open Document | Open Filing | 13 Nov 2019 | 30 Sep 2019 | 028-00487 | |
| 13F-NT | Open Document | Open Filing | 16 Aug 2019 | 30 Jun 2019 | 028-00487 | |
| 13F-NT | Open Document | Open Filing | 13 May 2019 | 31 Mar 2019 | 028-00487 | |
| 13F-NT | Open Document | Open Filing | 13 Feb 2019 | 31 Dec 2018 | 028-00487 | |
| 13F-NT | Open Document | Open Filing | 13 Nov 2018 | 30 Sep 2018 | 028-00487 | |
| 13F-NT | Open Document | Open Filing | 10 Aug 2018 | 30 Jun 2018 | 028-00487 | |
| 13F-NT | Open Document | Open Filing | 14 May 2018 | 31 Mar 2018 | 028-00487 | |
| 13F-NT | Open Document | Open Filing | 14 Feb 2018 | 31 Dec 2017 | 028-00487 | |
| 13F-NT | Open Document | Open Filing | 14 Nov 2017 | 30 Sep 2017 | 028-00487 | |
| 13F-NT | Open Document | Open Filing | 14 Aug 2017 | 30 Jun 2017 | 028-00487 | |
| 13F-NT | Open Document | Open Filing | 11 May 2017 | 31 Mar 2017 | 028-00487 | |
| 13F-NT | Open Document | Open Filing | 13 Feb 2017 | 31 Dec 2016 | 028-00487 | |
| 40-APP/A | Open Document | Open Filing | FIRST AMENDED INDEX-BASED ETF EXEMPTIVE ORDER APPLICATION | 31 Jan 2017 | 812-14692-03 | |
| 40-APP/A | Open Document | Open Filing | FIRST AMENDED FUND OF FUNDS EXEMPTIVE ORDER APPLICATION | 27 Jan 2017 | 812-14693-03 | |
| 13F-NT | Open Document | Open Filing | 14 Nov 2016 | 30 Sep 2016 | 028-00487 | |
| 40-APP | Open Document | Open Filing | EXEMPTIVE ORDER APPLICATION FOR ASSET MANAGEMENT COMPANY | 18 Aug 2016 | 812-14693-03 | |
| 40-APP | Open Document | Open Filing | EXEMPTIVE ORDER APPLICATION FOR ETF | 18 Aug 2016 | 812-14692-03 | |
| 13F-NT | Open Document | Open Filing | 11 Aug 2016 | 30 Jun 2016 | 028-00487 | |
| 40-APP/A | Open Document | Open Filing | AMENDED EXEMPTIVE ORDER APPLICATION FOR ETF | 18 May 2016 | 812-14445-02 | |
| 13F-NT | Open Document | Open Filing | 12 May 2016 | 31 Mar 2016 | 028-00487 | |
| 13F-NT | Open Document | Open Filing | 16 Feb 2016 | 31 Dec 2015 | 028-00487 | |
| 40-APP/A | Open Document | Open Filing | AMENDED EXEMPTIVE ORDER APPLICATION FOR ETF | 04 Jan 2016 | 812-14445-02 | |
| 13F-NT | Open Document | Open Filing | 12 Nov 2015 | 30 Sep 2015 | 028-00487 | |
| 40-APP/A | Open Document | Open Filing | AMENDED EXEMPTIVE ORDER APPLICATION FOR ETF | 16 Sep 2015 | 812-14445-02 | |
| 13F-NT | Open Document | Open Filing | 12 Aug 2015 | 30 Jun 2015 | 028-00487 | |
| 13F-NT | Open Document | Open Filing | 15 May 2015 | 31 Mar 2015 | 028-00487 | |
| 40-APP | Open Document | Open Filing | AMENDED APPLICATION | 20 Apr 2015 | 812-14445-02 | |
| 13F-NT | Open Document | Open Filing | 17 Feb 2015 | 31 Dec 2014 | 028-00487 | |
| 13F-NT | Open Document | Open Filing | 14 Nov 2014 | 30 Sep 2014 | 028-00487 | |
| 13F-NT | Open Document | Open Filing | 13 Aug 2014 | 30 Jun 2014 | 028-00487 | |
| 13F-NT | Open Document | Open Filing | 14 May 2014 | 31 Mar 2014 | 028-00487 | |
| 13F-NT | Open Document | Open Filing | 14 Feb 2014 | 31 Dec 2013 | 028-00487 | |
| 40-APP/A | Open Document | Open Filing | AMENDED APPLICATION | 17 Jan 2014 | 812-14140-01 |