ROTHSCHILD INVESTMENT LLC

Business address
311 S. Wacker Drive, Suite 5900, Chicago, IL, 60606-6618
Top securities (13F)
NVDA, AAPL, JPM, GOOGL, MSFT, BX, BRKB, PRF, AMZN, ABBV, GOOG, META, ORCL, CVX, COST, CGDG, JEPI, SPY, AVUV, and JNJ
State of incorporation
DE
Fiscal year end
31 December
Former names
ROTHSCHILD INVESTMENT CORPORATION (to 27 Feb 2023), ROTHSCHILD INVESTMENT CORP (to 30 May 2002)
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ROTHSCHILD INVESTMENT LLC has filed 48 SEC EDGAR filings since 30 May 2002

Latest Filings

Form type Document Filing Description Filing date Reporting date File number(s)
13F-HR Open Document Open Filing 07 Nov 2025 30 Sep 2025 028-24250
13F-HR Open Document Open Filing 11 Aug 2025 30 Jun 2025 028-24250
13F-HR Open Document Open Filing 08 Apr 2025 31 Mar 2025 028-24250
13F-HR Open Document Open Filing 04 Feb 2025 31 Dec 2024 028-24250
13F-HR Open Document Open Filing 18 Oct 2024 30 Sep 2024 028-24250
13F-HR Open Document Open Filing 31 Jul 2024 31 Mar 2024 028-24250
13F-HR Open Document Open Filing 31 Jul 2024 31 Dec 2023 028-24250
13F-HR Open Document Open Filing 31 Jul 2024 30 Jun 2024 028-24250
X-17A-5 Open Document Open Filing 01 Apr 2024 31 Dec 2023 008-16429
X-17A-5 Open Document Open Filing 27 Feb 2023 31 Dec 2022 008-16429
X-17A-5 Open Document Open Filing 28 Feb 2022 31 Dec 2021 008-16429
X-17A-5 Open Document Open Filing 26 Feb 2021 31 Dec 2020 008-16429
X-17A-5 Open Document Open Filing 28 Feb 2020 31 Dec 2019 008-16429
X-17A-5 Open Document Open Filing 01 Mar 2019 31 Dec 2018 008-16429
X-17A-5 Open Document Open Filing AUTO-GENERATED PAPER DOCUMENT 01 Mar 2018 31 Dec 2017 008-16429
FOCUSN Open Document Open Filing AUTO-GENERATED PAPER DOCUMENT 01 Mar 2018 31 Dec 2017 008-16429
FOCUSN Open Document Open Filing AUTO-GENERATED PAPER DOCUMENT 01 Mar 2017 31 Dec 2016 008-16429
X-17A-5 Open Document Open Filing AUTO-GENERATED PAPER DOCUMENT 01 Mar 2017 31 Dec 2016 008-16429
FOCUSN Open Document Open Filing AUTO-GENERATED PAPER DOCUMENT 29 Feb 2016 31 Dec 2015 008-16429
X-17A-5 Open Document Open Filing AUTO-GENERATED PAPER DOCUMENT 29 Feb 2016 31 Dec 2015 008-16429
FOCUSN Open Document Open Filing AUTO-GENERATED PAPER DOCUMENT 02 Mar 2015 31 Dec 2014 008-16429
X-17A-5 Open Document Open Filing AUTO-GENERATED PAPER DOCUMENT 02 Mar 2015 31 Dec 2014 008-16429
FOCUSN Open Document Open Filing AUTO-GENERATED PAPER DOCUMENT 04 Mar 2014 31 Dec 2013 008-16429
X-17A-5 Open Document Open Filing AUTO-GENERATED PAPER DOCUMENT 04 Mar 2014 31 Dec 2013 008-16429