RBC Capital Markets, LLC SEC EDGAR Filings (CIK 0000050916)

SEC EDGAR filings, ownership reports, and insider transactions for RBC Capital Markets, LLC.

Industry
Security Brokers, Dealers & Flotation Companies (Office Of Finance)
Business address
200 Vesey Street, New York, NY, 10281
State of incorporation
MN
Fiscal year end
31 October
Former names
RBC Capital Markets CORP (to 16 Aug 2010), RBC DAIN RAUSCHER INC (to 31 Jan 2008), RBC DAIN RAUSCHER CORP (to 14 Nov 2005), DAIN RAUSCHER CORP (to 17 Oct 2001), INTERRA FINANCIAL INC (to 15 Oct 1997), INTER REGIONAL FINANCIAL GROUP INC (to 27 Jan 1997)
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RBC Capital Markets, LLC has filed 623 SEC EDGAR filings since 15 Feb 1994

Latest Filings

Recent SEC filings for RBC Capital Markets, LLC including MA-I/A, 13F-NT, MA-A and more.

Form type Document Filing Description Filing date Reporting date File number(s)
MA-I/A Open MA-I/A document View SEC filing for MA-I/A 02 Mar 2026 868-04312
13F-NT Open 13F-NT document View SEC filing for 13F-NT 13 Feb 2026 31 Dec 2025 028-04069
MA-A Open MA-A document View SEC filing for MA-A 29 Jan 2026 31 Oct 2025 867-01264
MA-I/A Open MA-I/A document View SEC filing for MA-I/A 05 Jan 2026 868-04312
MA-I/A Open MA-I/A document View SEC filing for MA-I/A 22 Dec 2025 868-04312
MA-I/A Open MA-I/A document View SEC filing for MA-I/A 22 Dec 2025 868-04312
MA-I/A Open MA-I/A document View SEC filing for MA-I/A 22 Dec 2025 868-04312
MA-I/A Open MA-I/A document View SEC filing for MA-I/A 22 Dec 2025 868-04312
MA-I/A Open MA-I/A document View SEC filing for MA-I/A 08 Dec 2025 868-04312
MA-I/A Open MA-I/A document View SEC filing for MA-I/A 08 Dec 2025 868-04312
MA-I/A Open MA-I/A document View SEC filing for MA-I/A 08 Dec 2025 868-04312
MA-I/A Open MA-I/A document View SEC filing for MA-I/A 04 Dec 2025 868-04312
13F-NT Open 13F-NT document View SEC filing for 13F-NT 14 Nov 2025 30 Sep 2025 028-04069
MA-I/A Open MA-I/A document View SEC filing for MA-I/A 07 Nov 2025 868-04312
MA-I/A Open MA-I/A document View SEC filing for MA-I/A 03 Nov 2025 868-04312
MA-I/A Open MA-I/A document View SEC filing for MA-I/A 31 Oct 2025 868-04312
MA-I Open MA-I document View SEC filing for MA-I 19 Sep 2025 868-04312
MA-I Open MA-I document View SEC filing for MA-I 25 Aug 2025 868-04312
N-PX Open N-PX document View SEC filing for N-PX 20 Aug 2025 30 Jun 2025 028-04069
13F-NT Open 13F-NT document View SEC filing for 13F-NT 12 Aug 2025 30 Jun 2025 028-04069
MA-I Open MA-I document View SEC filing for MA-I 06 Aug 2025 868-04312
MA-I Open MA-I document View SEC filing for MA-I 24 Jul 2025 868-04312
MA-I Open MA-I document View SEC filing for MA-I 15 Jul 2025 868-04312
MA-I/A Open MA-I/A document View SEC filing for MA-I/A 02 Jul 2025 868-04312
MA-I/A Open MA-I/A document View SEC filing for MA-I/A 02 Jul 2025 868-04312
MA-I/A Open MA-I/A document View SEC filing for MA-I/A 02 Jul 2025 868-04312
MA-I Open MA-I document View SEC filing for MA-I 18 Jun 2025 868-04312
MA-I/A Open MA-I/A document View SEC filing for MA-I/A 18 Jun 2025 868-04312
MA-I Open MA-I document View SEC filing for MA-I 16 Jun 2025 868-04312
MA-I/A Open MA-I/A document View SEC filing for MA-I/A 16 Jun 2025 868-04312
MA-I/A Open MA-I/A document View SEC filing for MA-I/A 19 May 2025 868-04312
13F-NT Open 13F-NT document View SEC filing for 13F-NT 14 May 2025 31 Mar 2025 028-04069
MA-I/A Open MA-I/A document View SEC filing for MA-I/A 22 Apr 2025 868-04312
MA-I Open MA-I document View SEC filing for MA-I 07 Apr 2025 868-04312
MA-I/A Open MA-I/A document View SEC filing for MA-I/A 17 Mar 2025 868-04312
MA-I/A Open MA-I/A document View SEC filing for MA-I/A 14 Mar 2025 868-04312
MA-I/A Open MA-I/A document View SEC filing for MA-I/A 03 Mar 2025 868-04312
MA-I Open MA-I document View SEC filing for MA-I 27 Feb 2025 868-04312
MA-I/A Open MA-I/A document View SEC filing for MA-I/A 24 Feb 2025 868-04312
MA-I/A Open MA-I/A document View SEC filing for MA-I/A 18 Feb 2025 868-04312
13F-NT Open 13F-NT document View SEC filing for 13F-NT 12 Feb 2025 31 Dec 2024 028-04069
MA-A Open MA-A document View SEC filing for MA-A 28 Jan 2025 31 Oct 2024 867-01264
MA-I/A Open MA-I/A document View SEC filing for MA-I/A 02 Jan 2025 868-04312
MA-I/A Open MA-I/A document View SEC filing for MA-I/A 31 Dec 2024 868-04312
MA-I Open MA-I document View SEC filing for MA-I 11 Dec 2024 868-04312
MA-I Open MA-I document View SEC filing for MA-I 06 Dec 2024 868-04312
MA-I/A Open MA-I/A document View SEC filing for MA-I/A 26 Nov 2024 868-04312
MA-I/A Open MA-I/A document View SEC filing for MA-I/A 25 Nov 2024 868-04312
MA-I/A Open MA-I/A document View SEC filing for MA-I/A 22 Nov 2024 868-04312
MA-I/A Open MA-I/A document View SEC filing for MA-I/A 15 Nov 2024 868-04312
13F-NT Open 13F-NT document View SEC filing for 13F-NT 12 Nov 2024 30 Sep 2024 028-04069
MA-I/A Open MA-I/A document View SEC filing for MA-I/A 04 Nov 2024 868-04312
MA-I/A Open MA-I/A document View SEC filing for MA-I/A 31 Oct 2024 868-04312
MA-I/A Open MA-I/A document View SEC filing for MA-I/A 31 Oct 2024 868-04312
MA-I/A Open MA-I/A document View SEC filing for MA-I/A 31 Oct 2024 868-04312
MA-I/A Open MA-I/A document View SEC filing for MA-I/A 18 Oct 2024 868-04312
MA-I/A Open MA-I/A document View SEC filing for MA-I/A 10 Oct 2024 868-04312
MA-I/A Open MA-I/A document View SEC filing for MA-I/A 23 Sep 2024 868-04312
MA/A Open MA/A document View SEC filing for MA/A 06 Sep 2024 867-01264
N-PX Open N-PX document View SEC filing for N-PX 28 Aug 2024 30 Jun 2024 028-04069
13F-NT Open 13F-NT document View SEC filing for 13F-NT 13 Aug 2024 30 Jun 2024 028-04069
MA/A Open MA/A document View SEC filing for MA/A 30 Jul 2024 867-01264
MA/A Open MA/A document View SEC filing for MA/A 08 Jul 2024 867-01264
MA/A Open MA/A document View SEC filing for MA/A 08 Jul 2024 867-01264
MA-I Open MA-I document View SEC filing for MA-I 02 Jul 2024 868-04312
MA-I/A Open MA-I/A document View SEC filing for MA-I/A 02 Jul 2024 868-04312
MA-I/A Open MA-I/A document View SEC filing for MA-I/A 27 Jun 2024 868-04312
MA/A Open MA/A document View SEC filing for MA/A 21 Jun 2024 867-01264
MA/A Open MA/A document View SEC filing for MA/A 21 Jun 2024 867-01264
MA-I/A Open MA-I/A document View SEC filing for MA-I/A 04 Jun 2024 868-04312
MA-I/A Open MA-I/A document View SEC filing for MA-I/A 22 May 2024 868-04312
13F-NT Open 13F-NT document View SEC filing for 13F-NT 13 May 2024 31 Mar 2024 028-04069
MA/A Open MA/A document View SEC filing for MA/A 05 Apr 2024 867-01264
MA-I/A Open MA-I/A document View SEC filing for MA-I/A 04 Apr 2024 868-04312
MA-I/A Open MA-I/A document View SEC filing for MA-I/A 01 Apr 2024 868-04312
MA-I/A Open MA-I/A document View SEC filing for MA-I/A 18 Mar 2024 868-04312
MA-I Open MA-I document View SEC filing for MA-I 11 Mar 2024 868-04312
MA-I Open MA-I document View SEC filing for MA-I 06 Mar 2024 868-04312
MA-I/A Open MA-I/A document View SEC filing for MA-I/A 29 Feb 2024 868-04312
MA/A Open MA/A document View SEC filing for MA/A 28 Feb 2024 867-01264
MA/A Open MA/A document View SEC filing for MA/A 28 Feb 2024 867-01264
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A AMENDMENT NO. 3 14 Feb 2024
13F-NT Open 13F-NT document View SEC filing for 13F-NT 13 Feb 2024 31 Dec 2023 028-04069
MA-A Open MA-A document View SEC filing for MA-A 26 Jan 2024 31 Oct 2023 867-01264
MA-I/A Open MA-I/A document View SEC filing for MA-I/A 04 Jan 2024 868-04312
MA-I/A Open MA-I/A document View SEC filing for MA-I/A 30 Nov 2023 868-04312
MA-I/A Open MA-I/A document View SEC filing for MA-I/A 15 Nov 2023 868-04312
MA-I/A Open MA-I/A document View SEC filing for MA-I/A 14 Nov 2023 868-04312
13F-NT Open 13F-NT document View SEC filing for 13F-NT 13 Nov 2023 30 Sep 2023 028-04069
MA-I Open MA-I document View SEC filing for MA-I 06 Nov 2023 868-04312
MA-I/A Open MA-I/A document View SEC filing for MA-I/A 01 Nov 2023 868-04312
MA-I Open MA-I document View SEC filing for MA-I 26 Oct 2023 868-04312
MA-I Open MA-I document View SEC filing for MA-I 23 Oct 2023 868-04312
MA-I/A Open MA-I/A document View SEC filing for MA-I/A 12 Oct 2023 868-04312
13F-NT Open 13F-NT document View SEC filing for 13F-NT 10 Aug 2023 30 Jun 2023 028-04069
MA/A Open MA/A document View SEC filing for MA/A 02 Aug 2023 867-01264
MA/A Open MA/A document View SEC filing for MA/A 02 Aug 2023 867-01264
MA/A Open MA/A document View SEC filing for MA/A 27 Jul 2023 867-01264
MA-I/A Open MA-I/A document View SEC filing for MA-I/A 10 Jul 2023 868-04312
MA-I Open MA-I document View SEC filing for MA-I 29 Jun 2023 868-04312
MA-I/A Open MA-I/A document View SEC filing for MA-I/A 06 Jun 2023 868-04312
MA-I Open MA-I document View SEC filing for MA-I 02 Jun 2023 868-04312
MA-I/A Open MA-I/A document View SEC filing for MA-I/A 31 May 2023 868-04312
MA-I/A Open MA-I/A document View SEC filing for MA-I/A 31 May 2023 868-04312
MA-I/A Open MA-I/A document View SEC filing for MA-I/A 30 May 2023 868-04312
MA-I Open MA-I document View SEC filing for MA-I 25 May 2023 868-04312
13F-NT Open 13F-NT document View SEC filing for 13F-NT 12 May 2023 31 Mar 2023 028-04069
MA-I/A Open MA-I/A document View SEC filing for MA-I/A 03 Apr 2023 868-04312
MA-I Open MA-I document View SEC filing for MA-I 31 Mar 2023 868-04312
MA-I Open MA-I document View SEC filing for MA-I 20 Mar 2023 868-04312
MA-I/A Open MA-I/A document View SEC filing for MA-I/A 15 Mar 2023 868-04312
MA-I/A Open MA-I/A document View SEC filing for MA-I/A 06 Mar 2023 868-04312
MA-I/A Open MA-I/A document View SEC filing for MA-I/A 27 Feb 2023 868-04312
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A AMENDMENT NO. 2 14 Feb 2023
13F-NT Open 13F-NT document View SEC filing for 13F-NT 09 Feb 2023 31 Dec 2022 028-04069
MA-I Open MA-I document View SEC filing for MA-I 08 Feb 2023 868-04312
MA-I/A Open MA-I/A document View SEC filing for MA-I/A 03 Feb 2023 868-04312
MA-A Open MA-A document View SEC filing for MA-A 26 Jan 2023 31 Oct 2022 867-01264
MA-I/A Open MA-I/A document View SEC filing for MA-I/A 20 Jan 2023 868-04312
MA/A Open MA/A document View SEC filing for MA/A 19 Jan 2023 867-01264
MA/A Open MA/A document View SEC filing for MA/A 19 Jan 2023 867-01264
MA-I Open MA-I document View SEC filing for MA-I 09 Jan 2023 868-04312
MA-I/A Open MA-I/A document View SEC filing for MA-I/A 20 Dec 2022 868-04312
MA-I/A Open MA-I/A document View SEC filing for MA-I/A 08 Dec 2022 868-04312
MA-I/A Open MA-I/A document View SEC filing for MA-I/A 25 Nov 2022 868-04312
13F-NT Open 13F-NT document View SEC filing for 13F-NT 10 Nov 2022 30 Sep 2022 028-04069
MA-I Open MA-I document View SEC filing for MA-I 04 Nov 2022 868-04312
MA-I/A Open MA-I/A document View SEC filing for MA-I/A 02 Nov 2022 868-04312
MA-I Open MA-I document View SEC filing for MA-I 25 Oct 2022 868-04312
MA-I/A Open MA-I/A document View SEC filing for MA-I/A 21 Oct 2022 868-04312
MA-I/A Open MA-I/A document View SEC filing for MA-I/A 21 Oct 2022 868-04312
MA-I/A Open MA-I/A document View SEC filing for MA-I/A 07 Sep 2022 868-04312
13F-NT Open 13F-NT document View SEC filing for 13F-NT 10 Aug 2022 30 Jun 2022 028-04069
MA-I/A Open MA-I/A document View SEC filing for MA-I/A 27 Jul 2022 868-04312
MA-I Open MA-I document View SEC filing for MA-I 26 Jul 2022 868-04312
MA-I/A Open MA-I/A document View SEC filing for MA-I/A 22 Jul 2022 868-04312
MA-I/A Open MA-I/A document View SEC filing for MA-I/A 05 Jul 2022 868-04312
13F-NT Open 13F-NT document View SEC filing for 13F-NT 12 May 2022 31 Mar 2022 028-04069
MA-I/A Open MA-I/A document View SEC filing for MA-I/A 04 May 2022 868-04312
MA-I Open MA-I document View SEC filing for MA-I 12 Apr 2022 868-04312
MA/A Open MA/A document View SEC filing for MA/A 11 Apr 2022 867-01264
MA-I Open MA-I document View SEC filing for MA-I 21 Mar 2022 868-04312
MA/A Open MA/A document View SEC filing for MA/A 14 Mar 2022 867-01264
MA-I Open MA-I document View SEC filing for MA-I 01 Mar 2022 868-04312
MA-I Open MA-I document View SEC filing for MA-I 25 Feb 2022 868-04312
MA/A Open MA/A document View SEC filing for MA/A 24 Feb 2022 867-01264
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A AMENDMENT NO. 1 14 Feb 2022
13F-NT Open 13F-NT document View SEC filing for 13F-NT 11 Feb 2022 31 Dec 2021 028-04069
MA-I Open MA-I document View SEC filing for MA-I 09 Feb 2022 868-04312
MA-A Open MA-A document View SEC filing for MA-A 26 Jan 2022 31 Oct 2021 867-01264
MA-I/A Open MA-I/A document View SEC filing for MA-I/A 24 Jan 2022 868-04312
MA-I Open MA-I document View SEC filing for MA-I 15 Dec 2021 868-04312
MA-I Open MA-I document View SEC filing for MA-I 15 Dec 2021 868-04312
MA-I Open MA-I document View SEC filing for MA-I 13 Dec 2021 868-04312
MA-I Open MA-I document View SEC filing for MA-I 15 Nov 2021 868-04312
13F-NT Open 13F-NT document View SEC filing for 13F-NT 09 Nov 2021 30 Sep 2021 028-04069
MA-I Open MA-I document View SEC filing for MA-I 02 Nov 2021 868-04312
MA/A Open MA/A document View SEC filing for MA/A 14 Oct 2021 867-01264
MA-I Open MA-I document View SEC filing for MA-I 27 Sep 2021 868-04312
MA-I Open MA-I document View SEC filing for MA-I 16 Aug 2021 868-04312
13F-NT Open 13F-NT document View SEC filing for 13F-NT 11 Aug 2021 30 Jun 2021 028-04069
MA-I/A Open MA-I/A document View SEC filing for MA-I/A 17 Jun 2021 868-04312
MA-I/A Open MA-I/A document View SEC filing for MA-I/A 19 May 2021 868-04312
13F-NT Open 13F-NT document View SEC filing for 13F-NT 13 May 2021 31 Mar 2021 028-04069
MA-I Open MA-I document View SEC filing for MA-I 11 May 2021 868-04312
MA-I Open MA-I document View SEC filing for MA-I 27 Apr 2021 868-04312
MA-I Open MA-I document View SEC filing for MA-I 16 Apr 2021 868-04312
MA-I/A Open MA-I/A document View SEC filing for MA-I/A 15 Apr 2021 868-04312
MA-I/A Open MA-I/A document View SEC filing for MA-I/A 09 Mar 2021 868-04312
MA-I/A Open MA-I/A document View SEC filing for MA-I/A 09 Mar 2021 868-04312
MA-I/A Open MA-I/A document View SEC filing for MA-I/A 09 Mar 2021 868-04312
MA-I/A Open MA-I/A document View SEC filing for MA-I/A 09 Mar 2021 868-04312
MA-I/A Open MA-I/A document View SEC filing for MA-I/A 09 Mar 2021 868-04312
MA-I/A Open MA-I/A document View SEC filing for MA-I/A 19 Feb 2021 868-04312
MA-I/A Open MA-I/A document View SEC filing for MA-I/A 19 Feb 2021 868-04312
MA-I/A Open MA-I/A document View SEC filing for MA-I/A 19 Feb 2021 868-04312
MA-I/A Open MA-I/A document View SEC filing for MA-I/A 19 Feb 2021 868-04312
MA-I/A Open MA-I/A document View SEC filing for MA-I/A 18 Feb 2021 868-04312
SC 13G Open SC 13G document View SEC filing for SC 13G 16 Feb 2021
13F-NT Open 13F-NT document View SEC filing for 13F-NT 16 Feb 2021 31 Dec 2020 028-04069
SC 13G Open SC 13G document View SEC filing for SC 13G 16 Feb 2021
MA-A Open MA-A document View SEC filing for MA-A 28 Jan 2021 31 Oct 2020 867-01264
13F-NT Open 13F-NT document View SEC filing for 13F-NT 13 Nov 2020 30 Sep 2020 028-04069
MA-I/A Open MA-I/A document View SEC filing for MA-I/A 05 Nov 2020 868-04312
MA-I/A Open MA-I/A document View SEC filing for MA-I/A 05 Nov 2020 868-04312
MA-I/A Open MA-I/A document View SEC filing for MA-I/A 05 Nov 2020 868-04312
MA-I Open MA-I document View SEC filing for MA-I 28 Oct 2020 868-04312
MA-I Open MA-I document View SEC filing for MA-I 28 Oct 2020 868-04312
MA-I Open MA-I document View SEC filing for MA-I 21 Oct 2020 868-04312
MA-I Open MA-I document View SEC filing for MA-I 16 Sep 2020 868-04312
13F-NT Open 13F-NT document View SEC filing for 13F-NT 14 Aug 2020 30 Jun 2020 028-04069
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A AMENDMENT NO. 2 10 Aug 2020
13F-NT Open 13F-NT document View SEC filing for 13F-NT 14 May 2020 31 Mar 2020 028-04069
MA-I Open MA-I document View SEC filing for MA-I 08 May 2020 868-04312
MA-I/A Open MA-I/A document View SEC filing for MA-I/A 16 Apr 2020 868-04312
MA-I/A Open MA-I/A document View SEC filing for MA-I/A 16 Apr 2020 868-04312
MA-I/A Open MA-I/A document View SEC filing for MA-I/A 16 Apr 2020 868-04312
MA-I/A Open MA-I/A document View SEC filing for MA-I/A 16 Apr 2020 868-04312
MA-I/A Open MA-I/A document View SEC filing for MA-I/A 16 Apr 2020 868-04312
MA-I/A Open MA-I/A document View SEC filing for MA-I/A 16 Apr 2020 868-04312
MA-I/A Open MA-I/A document View SEC filing for MA-I/A 16 Apr 2020 868-04312
MA-I/A Open MA-I/A document View SEC filing for MA-I/A 16 Apr 2020 868-04312
MA-I/A Open MA-I/A document View SEC filing for MA-I/A 15 Apr 2020 868-04312
MA-I Open MA-I document View SEC filing for MA-I 02 Mar 2020 868-04312
MA-I Open MA-I document View SEC filing for MA-I 28 Feb 2020 868-04312
MA-I Open MA-I document View SEC filing for MA-I 21 Feb 2020 868-04312
13F-NT Open 13F-NT document View SEC filing for 13F-NT 14 Feb 2020 31 Dec 2019 028-04069
MA-A Open MA-A document View SEC filing for MA-A 29 Jan 2020 31 Oct 2019 867-01264
MA-I Open MA-I document View SEC filing for MA-I 29 Jan 2020 868-04312
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A AMENDMENT NO. 1 10 Jan 2020
13F-NT Open 13F-NT document View SEC filing for 13F-NT 14 Nov 2019 30 Sep 2019 028-04069
MA-I Open MA-I document View SEC filing for MA-I 29 Aug 2019 868-04312
13F-NT Open 13F-NT document View SEC filing for 13F-NT 14 Aug 2019 30 Jun 2019 028-04069
MA-I Open MA-I document View SEC filing for MA-I 25 Jul 2019 868-04312
MA-I Open MA-I document View SEC filing for MA-I 19 Jul 2019 868-04312
4 Open 4 document View SEC filing for 4 03 Jun 2019 30 May 2019 811-07398
4 Open 4 document View SEC filing for 4 03 Jun 2019 30 May 2019 811-06537
MA-I/A Open MA-I/A document View SEC filing for MA-I/A 10 May 2019 868-04312
13F-NT Open 13F-NT document View SEC filing for 13F-NT 10 May 2019 31 Mar 2019 028-04069
4 Open 4 document View SEC filing for 4 03 May 2019 01 May 2019 811-06537
4 Open 4 document View SEC filing for 4 03 May 2019 01 May 2019 811-07398
MA-I/A Open MA-I/A document View SEC filing for MA-I/A 02 May 2019 868-04312
MA-I Open MA-I document View SEC filing for MA-I 29 Apr 2019 868-04312
MA-I Open MA-I document View SEC filing for MA-I 29 Apr 2019 868-04312
MA-I/A Open MA-I/A document View SEC filing for MA-I/A 29 Apr 2019 868-04312
MA-I/A Open MA-I/A document View SEC filing for MA-I/A 29 Apr 2019 868-04312
SC 13G Open SC 13G document View SEC filing for SC 13G 14 Feb 2019
13F-NT Open 13F-NT document View SEC filing for 13F-NT 14 Feb 2019 31 Dec 2018 028-04069
MA-I Open MA-I document View SEC filing for MA-I 05 Feb 2019 868-04312
MA-I Open MA-I document View SEC filing for MA-I 25 Jan 2019 868-04312
MA-I Open MA-I document View SEC filing for MA-I 18 Jan 2019 868-04312
MA-I/A Open MA-I/A document View SEC filing for MA-I/A 18 Jan 2019 868-04312
MA-I Open MA-I document View SEC filing for MA-I 14 Dec 2018 868-04312
MA-I Open MA-I document View SEC filing for MA-I 14 Dec 2018 868-04312
MA-I Open MA-I document View SEC filing for MA-I 14 Dec 2018 868-04312
MA-I Open MA-I document View SEC filing for MA-I 30 Nov 2018 868-04312
MA/A Open MA/A document View SEC filing for MA/A 28 Nov 2018 867-01264
MA-I Open MA-I document View SEC filing for MA-I 26 Nov 2018 868-04312
MA-I Open MA-I document View SEC filing for MA-I 21 Nov 2018 868-04312
13F-NT Open 13F-NT document View SEC filing for 13F-NT 14 Nov 2018 30 Sep 2018 028-04069
MA/A Open MA/A document View SEC filing for MA/A 12 Oct 2018 867-01264
MA-I Open MA-I document View SEC filing for MA-I 09 Oct 2018 868-04312
MA-I Open MA-I document View SEC filing for MA-I 21 Sep 2018 868-04312
MA-I/A Open MA-I/A document View SEC filing for MA-I/A 23 Aug 2018 868-04312
MA-I/A Open MA-I/A document View SEC filing for MA-I/A 23 Aug 2018 868-04312
MA-I Open MA-I document View SEC filing for MA-I 22 Aug 2018 868-04312
MA-I Open MA-I document View SEC filing for MA-I 17 Aug 2018 868-04312
13F-NT Open 13F-NT document View SEC filing for 13F-NT 14 Aug 2018 30 Jun 2018 028-04069
MA/A Open MA/A document View SEC filing for MA/A 10 Aug 2018 867-01264
MA-I Open MA-I document View SEC filing for MA-I 10 Aug 2018 868-04312
MA-I/A Open MA-I/A document View SEC filing for MA-I/A 31 Jul 2018 868-04312
MA/A Open MA/A document View SEC filing for MA/A 13 Jul 2018 867-01264
MA-I/A Open MA-I/A document View SEC filing for MA-I/A 13 Jul 2018 868-04312
MA-I/A Open MA-I/A document View SEC filing for MA-I/A 13 Jul 2018 868-04312
MA-I/A Open MA-I/A document View SEC filing for MA-I/A 13 Jul 2018 868-04312
MA-I/A Open MA-I/A document View SEC filing for MA-I/A 13 Jul 2018 868-04312
MA-I/A Open MA-I/A document View SEC filing for MA-I/A 13 Jul 2018 868-04312
MA/A Open MA/A document View SEC filing for MA/A 06 Jul 2018 867-01264
MA-I Open MA-I document View SEC filing for MA-I 19 Jun 2018 868-04312
MA-I Open MA-I document View SEC filing for MA-I 19 Jun 2018 868-04312
MA-I/A Open MA-I/A document View SEC filing for MA-I/A 13 Jun 2018 868-04312
MA-I/A Open MA-I/A document View SEC filing for MA-I/A 13 Jun 2018 868-04312
MA/A Open MA/A document View SEC filing for MA/A 12 Jun 2018 867-01264
MA/A Open MA/A document View SEC filing for MA/A 08 Jun 2018 867-01264
MA/A Open MA/A document View SEC filing for MA/A 07 Jun 2018 867-01264
MA/A Open MA/A document View SEC filing for MA/A 11 May 2018 867-01264
13F-NT Open 13F-NT document View SEC filing for 13F-NT 11 May 2018 31 Mar 2018 028-04069
MA-I/A Open MA-I/A document View SEC filing for MA-I/A 11 May 2018 868-04312
MA-I/A Open MA-I/A document View SEC filing for MA-I/A 11 May 2018 868-04312
MA/A Open MA/A document View SEC filing for MA/A 26 Apr 2018 867-01264
MA/A Open MA/A document View SEC filing for MA/A 02 Apr 2018 867-01264
MA/A Open MA/A document View SEC filing for MA/A 02 Mar 2018 867-01264
MA-I/A Open MA-I/A document View SEC filing for MA-I/A 16 Feb 2018 868-04312
MA-I/A Open MA-I/A document View SEC filing for MA-I/A 16 Feb 2018 868-04312
13F-NT Open 13F-NT document View SEC filing for 13F-NT 13 Feb 2018 31 Dec 2017 028-04069
MA-A Open MA-A document View SEC filing for MA-A 30 Jan 2018 31 Oct 2017 867-01264
MA-I/A Open MA-I/A document View SEC filing for MA-I/A 09 Jan 2018 868-04312
MA-I/A Open MA-I/A document View SEC filing for MA-I/A 09 Jan 2018 868-04312
MA-I/A Open MA-I/A document View SEC filing for MA-I/A 09 Jan 2018 868-04312
MA/A Open MA/A document View SEC filing for MA/A 21 Dec 2017 867-01264
MA-I Open MA-I document View SEC filing for MA-I 14 Nov 2017 868-04312
13F-NT Open 13F-NT document View SEC filing for 13F-NT 09 Nov 2017 30 Sep 2017 028-04069
MA-I/A Open MA-I/A document View SEC filing for MA-I/A 09 Nov 2017 868-04312
MA-I/A Open MA-I/A document View SEC filing for MA-I/A 09 Nov 2017 868-04312
MA-I/A Open MA-I/A document View SEC filing for MA-I/A 08 Nov 2017 868-04312
MA-I/A Open MA-I/A document View SEC filing for MA-I/A 08 Nov 2017 868-04312
MA-I/A Open MA-I/A document View SEC filing for MA-I/A 08 Nov 2017 868-04312
MA-I/A Open MA-I/A document View SEC filing for MA-I/A 20 Sep 2017 868-04312
MA-I/A Open MA-I/A document View SEC filing for MA-I/A 20 Sep 2017 868-04312
MA-I/A Open MA-I/A document View SEC filing for MA-I/A 20 Sep 2017 868-04312
MA-I/A Open MA-I/A document View SEC filing for MA-I/A 20 Sep 2017 868-04312
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A AMENDMENT NO. 1 28 Aug 2017
4/A Open 4/A document View SEC filing for 4/A OWNERSHIP DOCUMENT 28 Aug 2017 01 Jun 2017 811-07398
13F-NT Open 13F-NT document View SEC filing for 13F-NT 10 Aug 2017 30 Jun 2017 028-04069
MA-I/A Open MA-I/A document View SEC filing for MA-I/A 20 Jun 2017 868-04312
MA-I Open MA-I document View SEC filing for MA-I 12 Jun 2017 868-04312
MA-I Open MA-I document View SEC filing for MA-I 12 Jun 2017 868-04312
MA-I/A Open MA-I/A document View SEC filing for MA-I/A 12 Jun 2017 868-04312
SC 13G Open SC 13G document View SEC filing for SC 13G 05 Jun 2017
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 05 Jun 2017 01 Jun 2017 811-07398
MA-I Open MA-I document View SEC filing for MA-I 31 May 2017 868-04312
MA-I/A Open MA-I/A document View SEC filing for MA-I/A 26 May 2017 868-04312
MA-I/A Open MA-I/A document View SEC filing for MA-I/A 22 May 2017 868-04312
MA-I/A Open MA-I/A document View SEC filing for MA-I/A 16 May 2017 868-04312
13F-NT Open 13F-NT document View SEC filing for 13F-NT 10 May 2017 31 Mar 2017 028-04069
MA-I/A Open MA-I/A document View SEC filing for MA-I/A 13 Apr 2017 868-04312
MA-I/A Open MA-I/A document View SEC filing for MA-I/A 05 Apr 2017 868-04312
MA-I/A Open MA-I/A document View SEC filing for MA-I/A 29 Mar 2017 868-04312
MA-I/A Open MA-I/A document View SEC filing for MA-I/A 28 Mar 2017 868-04312
MA-I/A Open MA-I/A document View SEC filing for MA-I/A 15 Mar 2017 868-04312
13F-NT Open 13F-NT document View SEC filing for 13F-NT 08 Feb 2017 31 Dec 2016 028-04069
MA-I/A Open MA-I/A document View SEC filing for MA-I/A 03 Feb 2017 868-04312
MA-I/A Open MA-I/A document View SEC filing for MA-I/A 06 Dec 2016 868-04312
MA-I/A Open MA-I/A document View SEC filing for MA-I/A 30 Nov 2016 868-04312
MA-I/A Open MA-I/A document View SEC filing for MA-I/A 23 Nov 2016 868-04312
MA-I/A Open MA-I/A document View SEC filing for MA-I/A 21 Nov 2016 868-04312
MA-I/A Open MA-I/A document View SEC filing for MA-I/A 21 Nov 2016 868-04312
MA-I Open MA-I document View SEC filing for MA-I 21 Nov 2016 868-04312
13F-NT Open 13F-NT document View SEC filing for 13F-NT 10 Nov 2016 30 Sep 2016 028-04069
MA-I Open MA-I document View SEC filing for MA-I 01 Nov 2016 868-04312
MA-I Open MA-I document View SEC filing for MA-I 01 Nov 2016 868-04312
MA-I Open MA-I document View SEC filing for MA-I 27 Oct 2016 868-04312
MA-I/A Open MA-I/A document View SEC filing for MA-I/A 12 Oct 2016 868-04312
MA-I/A Open MA-I/A document View SEC filing for MA-I/A 12 Sep 2016 868-04312
MA-I/A Open MA-I/A document View SEC filing for MA-I/A 06 Sep 2016 868-04312
MA-I Open MA-I document View SEC filing for MA-I 17 Aug 2016 868-04312
MA-I/A Open MA-I/A document View SEC filing for MA-I/A 16 Aug 2016 868-04312
MA-I/A Open MA-I/A document View SEC filing for MA-I/A 15 Aug 2016 868-04312
13F-NT Open 13F-NT document View SEC filing for 13F-NT 03 Aug 2016 30 Jun 2016 028-04069
MA-I Open MA-I document View SEC filing for MA-I 02 Aug 2016 868-04312
MA-I Open MA-I document View SEC filing for MA-I 27 Jul 2016 868-04312
MA-I/A Open MA-I/A document View SEC filing for MA-I/A 24 Jun 2016 868-04312
MA-I/A Open MA-I/A document View SEC filing for MA-I/A 23 Jun 2016 868-04312
MA-I/A Open MA-I/A document View SEC filing for MA-I/A 23 Jun 2016 868-04312
MA-I/A Open MA-I/A document View SEC filing for MA-I/A 15 Jun 2016 868-04312
MA-I/A Open MA-I/A document View SEC filing for MA-I/A 15 Jun 2016 868-04312
MA-I/A Open MA-I/A document View SEC filing for MA-I/A 15 Jun 2016 868-04312
MA-I/A Open MA-I/A document View SEC filing for MA-I/A 15 Jun 2016 868-04312
MA-I/A Open MA-I/A document View SEC filing for MA-I/A 15 Jun 2016 868-04312
MA-I/A Open MA-I/A document View SEC filing for MA-I/A 15 Jun 2016 868-04312
MA-I/A Open MA-I/A document View SEC filing for MA-I/A 15 Jun 2016 868-04312
MA-I/A Open MA-I/A document View SEC filing for MA-I/A 15 Jun 2016 868-04312
MA-I/A Open MA-I/A document View SEC filing for MA-I/A 15 Jun 2016 868-04312
MA-I/A Open MA-I/A document View SEC filing for MA-I/A 15 Jun 2016 868-04312
MA-I/A Open MA-I/A document View SEC filing for MA-I/A 14 Jun 2016 868-04312
MA-I/A Open MA-I/A document View SEC filing for MA-I/A 25 May 2016 868-04312
MA-I/A Open MA-I/A document View SEC filing for MA-I/A 17 May 2016 868-04312
13F-NT/A Open 13F-NT/A document View SEC filing for 13F-NT/A 16 May 2016 31 Mar 2016 028-04069
MA-I/A Open MA-I/A document View SEC filing for MA-I/A 16 May 2016 868-04312
MA-I/A Open MA-I/A document View SEC filing for MA-I/A 16 May 2016 868-04312
MA-I/A Open MA-I/A document View SEC filing for MA-I/A 16 May 2016 868-04312
13F-NT Open 13F-NT document View SEC filing for 13F-NT 13 May 2016 31 Mar 2016 028-04069
MA-I/A Open MA-I/A document View SEC filing for MA-I/A 22 Apr 2016 868-04312
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A AMENDMENT NO. 1 16 Feb 2016
13F-NT Open 13F-NT document View SEC filing for 13F-NT 16 Feb 2016 31 Dec 2015 028-04069
MA-A Open MA-A document View SEC filing for MA-A 29 Jan 2016 31 Oct 2015 867-01264
MA-I/A Open MA-I/A document View SEC filing for MA-I/A 27 Jan 2016 868-04312
MA-I Open MA-I document View SEC filing for MA-I 22 Jan 2016 868-04312
MA-I Open MA-I document View SEC filing for MA-I 22 Jan 2016 868-04312
MA-I Open MA-I document View SEC filing for MA-I 13 Jan 2016 868-04312
MA-I/A Open MA-I/A document View SEC filing for MA-I/A 21 Dec 2015 868-04312
MA-I/A Open MA-I/A document View SEC filing for MA-I/A 21 Dec 2015 868-04312
MA-I/A Open MA-I/A document View SEC filing for MA-I/A 21 Dec 2015 868-04312
MA-I/A Open MA-I/A document View SEC filing for MA-I/A 21 Dec 2015 868-04312
MA-I/A Open MA-I/A document View SEC filing for MA-I/A 21 Dec 2015 868-04312
MA-I/A Open MA-I/A document View SEC filing for MA-I/A 21 Dec 2015 868-04312
MA-I/A Open MA-I/A document View SEC filing for MA-I/A 21 Dec 2015 868-04312
MA-I Open MA-I document View SEC filing for MA-I 24 Nov 2015 868-04312
13F-NT Open 13F-NT document View SEC filing for 13F-NT 03 Nov 2015 30 Sep 2015 028-04069
MA-I Open MA-I document View SEC filing for MA-I 23 Oct 2015 868-04312
MA-I Open MA-I document View SEC filing for MA-I 22 Oct 2015 868-04312
MA-I Open MA-I document View SEC filing for MA-I 22 Oct 2015 868-04312
13F-NT Open 13F-NT document View SEC filing for 13F-NT 07 Aug 2015 30 Jun 2015 028-04069
MA-I Open MA-I document View SEC filing for MA-I 03 Jun 2015 868-04312
MA-I Open MA-I document View SEC filing for MA-I 01 Jun 2015 868-04312
MA-I Open MA-I document View SEC filing for MA-I 15 May 2015 868-04312
13F-NT Open 13F-NT document View SEC filing for 13F-NT 08 May 2015 31 Mar 2015 028-04069
SC 13G Open SC 13G document View SEC filing for SC 13G 12 Feb 2015
13F-NT Open 13F-NT document View SEC filing for 13F-NT 11 Feb 2015 31 Dec 2014 028-04069
13F-NT Open 13F-NT document View SEC filing for 13F-NT 13 Nov 2014 30 Sep 2014 028-04069
13F-NT Open 13F-NT document View SEC filing for 13F-NT 11 Aug 2014 30 Jun 2014 028-04069
MA-I Open MA-I document View SEC filing for MA-I 01 Aug 2014 868-04312
MA-I Open MA-I document View SEC filing for MA-I 01 Aug 2014 868-04312
MA-I Open MA-I document View SEC filing for MA-I 01 Aug 2014 868-04312
MA-I Open MA-I document View SEC filing for MA-I 01 Aug 2014 868-04312
MA-I Open MA-I document View SEC filing for MA-I 01 Aug 2014 868-04312
MA-I Open MA-I document View SEC filing for MA-I 01 Aug 2014 868-04312
MA-I Open MA-I document View SEC filing for MA-I 01 Aug 2014 868-04312
MA-I Open MA-I document View SEC filing for MA-I 01 Aug 2014 868-04312
MA-I Open MA-I document View SEC filing for MA-I 01 Aug 2014 868-04312
MA-I Open MA-I document View SEC filing for MA-I 01 Aug 2014 868-04312
MA-I Open MA-I document View SEC filing for MA-I 01 Aug 2014 868-04312
MA-I Open MA-I document View SEC filing for MA-I 01 Aug 2014 868-04312
MA-I Open MA-I document View SEC filing for MA-I 01 Aug 2014 868-04312
MA Open MA document View SEC filing for MA 01 Aug 2014 867-01264
MA-I Open MA-I document View SEC filing for MA-I 31 Jul 2014 868-04312
MA-I Open MA-I document View SEC filing for MA-I 31 Jul 2014 868-04312
MA-I Open MA-I document View SEC filing for MA-I 31 Jul 2014 868-04312
MA-I Open MA-I document View SEC filing for MA-I 31 Jul 2014 868-04312
MA-I Open MA-I document View SEC filing for MA-I 31 Jul 2014 868-04312
MA-I Open MA-I document View SEC filing for MA-I 31 Jul 2014 868-04312
MA-I Open MA-I document View SEC filing for MA-I 31 Jul 2014 868-04312
MA-I Open MA-I document View SEC filing for MA-I 31 Jul 2014 868-04312
MA-I Open MA-I document View SEC filing for MA-I 31 Jul 2014 868-04312
MA-I Open MA-I document View SEC filing for MA-I 31 Jul 2014 868-04312
MA-I Open MA-I document View SEC filing for MA-I 31 Jul 2014 868-04312
MA-I Open MA-I document View SEC filing for MA-I 31 Jul 2014 868-04312
MA-I Open MA-I document View SEC filing for MA-I 31 Jul 2014 868-04312
MA-I Open MA-I document View SEC filing for MA-I 31 Jul 2014 868-04312
MA-I Open MA-I document View SEC filing for MA-I 31 Jul 2014 868-04312
MA-I Open MA-I document View SEC filing for MA-I 31 Jul 2014 868-04312
MA-I Open MA-I document View SEC filing for MA-I 31 Jul 2014 868-04312
MA-I Open MA-I document View SEC filing for MA-I 31 Jul 2014 868-04312
MA-I Open MA-I document View SEC filing for MA-I 31 Jul 2014 868-04312
MA-I Open MA-I document View SEC filing for MA-I 31 Jul 2014 868-04312
MA-I Open MA-I document View SEC filing for MA-I 31 Jul 2014 868-04312
MA-I Open MA-I document View SEC filing for MA-I 31 Jul 2014 868-04312
MA-I Open MA-I document View SEC filing for MA-I 31 Jul 2014 868-04312
MA-I Open MA-I document View SEC filing for MA-I 31 Jul 2014 868-04312
MA-I Open MA-I document View SEC filing for MA-I 31 Jul 2014 868-04312
MA-I Open MA-I document View SEC filing for MA-I 31 Jul 2014 868-04312
MA-I Open MA-I document View SEC filing for MA-I 31 Jul 2014 868-04312
MA-I Open MA-I document View SEC filing for MA-I 31 Jul 2014 868-04312
MA-I Open MA-I document View SEC filing for MA-I 31 Jul 2014 868-04312
MA-I Open MA-I document View SEC filing for MA-I 31 Jul 2014 868-04312
MA-I Open MA-I document View SEC filing for MA-I 31 Jul 2014 868-04312
MA-I Open MA-I document View SEC filing for MA-I 31 Jul 2014 868-04312
MA-I Open MA-I document View SEC filing for MA-I 31 Jul 2014 868-04312
MA-I Open MA-I document View SEC filing for MA-I 31 Jul 2014 868-04312
MA-I Open MA-I document View SEC filing for MA-I 31 Jul 2014 868-04312
MA-I Open MA-I document View SEC filing for MA-I 31 Jul 2014 868-04312
MA-I Open MA-I document View SEC filing for MA-I 31 Jul 2014 868-04312
MA-I Open MA-I document View SEC filing for MA-I 31 Jul 2014 868-04312
MA-I Open MA-I document View SEC filing for MA-I 31 Jul 2014 868-04312
MA-I Open MA-I document View SEC filing for MA-I 31 Jul 2014 868-04312
MA-I Open MA-I document View SEC filing for MA-I 31 Jul 2014 868-04312
MA-I Open MA-I document View SEC filing for MA-I 31 Jul 2014 868-04312
MA-I Open MA-I document View SEC filing for MA-I 31 Jul 2014 868-04312
MA-I Open MA-I document View SEC filing for MA-I 31 Jul 2014 868-04312
13F-NT Open 13F-NT document View SEC filing for 13F-NT 09 May 2014 31 Mar 2014 028-04069
13F-NT Open 13F-NT document View SEC filing for 13F-NT 14 Feb 2014 31 Dec 2013 028-04069
13F-NT Open 13F-NT document View SEC filing for 13F-NT 12 Nov 2013 30 Sep 2013 028-04069
13F-NT Open 13F-NT document View SEC filing for 13F-NT 09 Aug 2013 30 Jun 2013 028-04069
13F-NT Open 13F-NT document View SEC filing for 13F-NT FORM 13F-NT 13 May 2013 31 Mar 2013 028-04069
13F-NT Open 13F-NT document View SEC filing for 13F-NT FORM 13F-NT 14 Feb 2013 31 Dec 2012 028-04069
13F-NT Open 13F-NT document View SEC filing for 13F-NT FORM 13F 14 Nov 2012 30 Sep 2012 028-04069
13F-NT Open 13F-NT document View SEC filing for 13F-NT FORM 13F 14 Aug 2012 30 Jun 2012 028-04069
13F-NT Open 13F-NT document View SEC filing for 13F-NT FORM 13F 14 May 2012 31 Mar 2012 028-04069
13F-NT Open 13F-NT document View SEC filing for 13F-NT FORM 13F 13 Feb 2012 31 Dec 2011 028-04069
13F-NT Open 13F-NT document View SEC filing for 13F-NT FORM 13F-NT 14 Nov 2011 30 Sep 2011 028-04069
13F-NT Open 13F-NT document View SEC filing for 13F-NT 13F-NT 15 Aug 2011 30 Jun 2011 028-04069
13F-NT Open 13F-NT document View SEC filing for 13F-NT 13F-NT 16 May 2011 31 Mar 2011 028-04069
13F-NT Open 13F-NT document View SEC filing for 13F-NT 13F-NT 14 Feb 2011 31 Dec 2010 028-04069
13F-HR Open 13F-HR document View SEC filing for 13F-HR FORM 13F 12 Nov 2010 30 Sep 2010 028-04069
13F-NT Open 13F-NT document View SEC filing for 13F-NT FORM 13F 16 Aug 2010 30 Jun 2010 028-04069
13F-NT/A Open 13F-NT/A document View SEC filing for 13F-NT/A FORM 13F 17 May 2010 31 Mar 2010 028-04069
13F-NT Open 13F-NT document View SEC filing for 13F-NT FORM 13F 17 May 2010 31 Mar 2010 028-04069
13F-NT Open 13F-NT document View SEC filing for 13F-NT FORM 13F 16 Feb 2010 31 Dec 2009 028-04069

About this filer

RBC Capital Markets, LLC files with the SEC under CIK 0000050916. This page aggregates EDGAR filings and related ownership activity.

Industry: Security Brokers, Dealers & Flotation Companies.

FAQ

What is a CIK?
A Central Index Key (CIK) is a unique identifier assigned by the SEC to each filer.
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New filings appear as the SEC updates EDGAR, and older records can vary by availability.
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Updates follow new EDGAR submissions and periodic data refreshes.

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