First Trust Capital Management L.P.

Holdings History for Great Elm Group, Inc. - Common Stock, par value $0.001 per share (GEC)

Symbol: GEC
Investment type: Equity / Common Stock, par value $0.001 per share

Shares, Excluding Options vs Price

Value, Excluding Options

Holdings date	Weight	Change	Value $	Shares	Change	Activity %	Price	All Holders
9/30/2019		-0.1%	$0	0	-174,460	-100%		Q3 2019
6/30/2019	0.1%	-0.14%	$750K	174K	-236,263	-57.5%	$4.30	Q2 2019
3/31/2019	0.48%	+0.27%	$1.75M	411K	+229,303	+126%	$4.25	Q1 2019
12/31/2018	0.16%	-0.01%	$613K	181K	-11,558	-5.99%	$3.38	Q4 2018
9/30/2018	0.07%	+0.07%	$627K	193K	+192,978	NEW	$3.25	Q3 2018
3/31/2018		-0.02%	$0	0	-27,144	-100%		Q1 2018
12/31/2017	0.02%	+0.02%	$110K	27.1K	+27,144	NEW	$4.05	Q4 2017

* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.