Thomas M. Siebel - May 1, 2024 Form 4 Insider Report for C3.ai, Inc. (AI)

Role
CHIEF EXECUTIVE OFFICER, Director, More than 10% owner
Signature
/s/ Eric Jensen, Attorney-in-Fact
Stock symbol
AI
Transactions as of
May 1, 2024
Transactions value $
-$610,906
Form type
4
Date filed
5/3/2024, 08:08 PM
Previous filing
Mar 5, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % Price $ Shares After Date Ownership Footnotes
transaction AI Class A Common Stock +Options Exercise +53,125 +3.02% 1,809,515 May 1, 2024 Direct F1
transaction AI Class A Common Stock -Tax liability -$610,906 -26,924 -1.49% $22.69 1,782,591 May 1, 2024 Direct
transaction AI Class A Common Stock -Gift $0 -26,201 -1.47% $0.00 1,756,390 May 2, 2024 Direct
transaction AI Class A Common Stock +Gift $0 +26,201 +0.7% $0.00 3,750,307 May 2, 2024 See Footnote F2
holding AI Class A Common Stock 9,216 May 1, 2024 See Footnote F3
holding AI Class A Common Stock 170,924 May 1, 2024 See Footnote F4
holding AI Class A Common Stock 72,695 May 1, 2024 See Footnote F5
holding AI Class A Common Stock 1,237,115 May 1, 2024 See Footnote F6

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AI Restricted Stock Units -Options Exercise $0 -53,125 -11.11% $0.00 425,000 May 1, 2024 Class A Common Stock 53,125 Direct F1, F7

Explanation of Responses:

Id Content
F1 Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement.
F2 The shares are held by The Siebel Living Trust u/a/d 7/27/93, as amended, of which the Reporting Person is trustee.
F3 The shares are held by First Virtual Holdings, LLC, of which the Reporting Person is Chairman
F4 The shares are held by Siebel Asset Management, L.P., of which the Reporting Person is the general partner.
F5 The shares are held by Siebel Asset Management III, L.P., of which the Reporting Person is the general partner.
F6 The shares are held by The Siebel 2011 Irrevocable Children's Trust, of which the Reporting Person is co-trustee
F7 6.25% of each such RSU award vested on August 1, 2022 and 6.25% of each such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date.