Type | Sym | Class | Transaction | Value $ | Shares | Change % | Price $ | Shares After | Date | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|
transaction | RJF | Common Stock | +Options Exercise | $0 | +821 | +0% | $0.00 | 17,606,654 | Dec 15, 2023 | By Thomas A. James Family Rev Trust | F1 |
holding | RJF | Common Stock | 50,625 | Dec 15, 2023 | By James Ventures, Inc. | ||||||
holding | RJF | Common Stock | 1,500,000 | Dec 15, 2023 | By TA James Ventures Partnership | ||||||
holding | RJF | Common Stock | 689 | Dec 15, 2023 | ESOP | F2 | |||||
holding | RJF | Common Stock | 162,730 | Dec 15, 2023 | Spouse |
Type | Sym | Class | Transaction | Value $ | Shares | Change % | Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
transaction | RJF | Restricted Stock Units | -Options Exercise | $0 | -821 | -100% | $0.00 | 0 | Dec 15, 2023 | Common Stock | 821 | Direct | F1, F3 | |
transaction | RJF | Restricted Stock Units | +Grant/Award | $0 | +1,353 | $0.00 | 1,353 | Dec 15, 2023 | Common Stock | 1,353 | Direct | F1, F4 |
Id | Content |
---|---|
F1 | Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. |
F2 | Amount of securities reflects the balance after an IRS mandated required minimum distribution from the ESOP for individuals over age 70 1/2 and the receipt of additional allocations to the reporting person's account under the ESOP through December 11, 2023. |
F3 | The RSU grant was previously reported as covering 547 shares awarded on December 15, 2020, but was adjusted to reflect the 3-for-2 stock split by means of a stock dividend that occurred on September 21, 2021. |
F4 | Award of RSUs as a portion of annual bonus under Amended and Restated 2012 Stock Incentive Plan. |
This Form 4 reports (i) the vesting of RSUs awarded to the reporting person on December 15, 2020 and (ii) a grant of RSUs as a portion of the annual bonus to the reporting person.