Thomas M. Siebel - Oct 13, 2021 Form 4 Insider Report for C3.ai, Inc. (AI)

Role
Chief Executive Officer, Director, More than 10% owner
Signature
/s/ Brady Mickelsen, Attorney-in-Fact
Stock symbol
AI
Transactions as of
Oct 13, 2021
Transactions value $
-$22,352,186
Form type
4
Date filed
10/15/2021, 05:43 PM
Previous filing
Sep 15, 2021
Next filing
Nov 17, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % Price $ Shares After Date Ownership Footnotes
transaction AI Class A Common Stock -Sell -$3,709,932 -81,376 -1.77% $45.59 4,515,085 Oct 13, 2021 See Footnote F1, F2, F3
transaction AI Class A Common Stock -Sell -$4,852,583 -104,424 -2.31% $46.47 4,410,661 Oct 13, 2021 See Footnote F1, F3, F4
transaction AI Class A Common Stock -Sell -$6,068,949 -129,623 -2.94% $46.82 4,281,038 Oct 14, 2021 See Footnote F1, F3, F5
transaction AI Class A Common Stock -Sell -$242,357 -5,126 -0.12% $47.28 4,275,912 Oct 14, 2021 See Footnote F1, F3, F6
transaction AI Class A Common Stock -Sell -$5,966,560 -131,018 -3.06% $45.54 4,144,894 Oct 15, 2021 See Footnote F1, F3, F7
transaction AI Class A Common Stock -Sell -$1,511,805 -32,582 -0.79% $46.40 4,112,312 Oct 15, 2021 See Footnote F1, F3, F8
holding AI Class A Common Stock 1,756,390 Oct 13, 2021 Direct
holding AI Class A Common Stock 9,216 Oct 13, 2021 See Footnote F9
holding AI Class A Common Stock 170,294 Oct 13, 2021 See Footnote F10
holding AI Class A Common Stock 72,695 Oct 13, 2021 See Footnote F11
holding AI Class A Common Stock 1,237,115 Oct 13, 2021 See Footnote F12

Explanation of Responses:

Id Content
F1 Transaction pursuant to a previously established Rule 10b5-1 Plan.
F2 Represents weighted average sales price. The shares were sold at prices ranging from $45.02 to $46.015. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F3 The shares are held by The Siebel Living Trust u/a/d 7/27/93, as amended, of which the Reporting Person is trustee.
F4 Represents weighted average sales price. The shares were sold at prices ranging from $46.02 to $46.87. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F5 Represents weighted average sales price. The shares were sold at prices ranging from $46.24 to $47.235. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F6 Represents weighted average sales price. The shares were sold at prices ranging from $47.24 to $47.32. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F7 Represents weighted average sales price. The shares were sold at prices ranging from $45.15 to $46.145. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F8 Represents weighted average sales price. The shares were sold at prices ranging from $46.15 to $46.90. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F9 The shares are held by First Virtual Holdings, LLC, of which the Reporting Person is Chairman.
F10 The shares are held by Siebel Asset Management, L.P., of which the Reporting Person is the general partner.
F11 The shares are held by Siebel Asset Management III, L.P., of which the Reporting Person is the general partner.
F12 The shares are held by The Siebel 2011 Irrevocable Children's Trust, of which the Reporting Person is co-trustee.