| Type | Sym | Class | Transaction | Value $ | Shares | Change % | Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | CAT | Common Stock | +Grant/Award | $0 | +5,168 | +66.52% | $0.00 | 12,937 | Mar 4, 2024 | Direct | |
| holding | CAT | Common Stock | 11,175 | Mar 4, 2024 | Held by 401(k) Plan | F1 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | CAT | Employee Stock Options | +Grant/Award | $0 | +16,783 | $0.00 | 16,783 | Mar 4, 2024 | Common Stock | 16,783 | $338.65 | Direct | F2 |
| Id | Content |
|---|---|
| F1 | The information in this report is based on a 401(k) plan statement dated as of February 29, 2024. |
| F2 | The stock options were granted pursuant to the Caterpillar Inc. 2023 Long Term Incentive Plan and vest equally in 1/3 increments on the first, second and third anniversaries of the grant date. |