D. E. Shaw & Co., Inc. (David Shaw)

Q3 2014 13F Holdings Report, Excl. Options

Notable people
David Shaw
Signature - Title
Nathan Thomas - See Additional Information
Location
New York, New York
Holdings as of
Sep 30, 2014
Value $
$77,216,353,000
Num holdings
4,058
Date filed
11/14/2014, 03:34 PM
Description
All US holdings of this investor are reported in this report.
Previous filing
Q2 2014 - Aug 14, 2014
Next filing
Q4 2014 - Feb 17, 2015
Options
Showing stock holdings, see here for stock options
Sym Weight Trade Impact Company Class Shares Change Activity Value Change $ Value $ * Price $ Shares Principal
Filing 2014 Q3 compared to 2014 Q2 by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Nathan Thomas See Additional Information New York, New York 11/14/2014

Nathan Thomas signs this Report as Attorney-in-Fact for David E. Shaw, President of D. E. Shaw & Co., Inc. D. E. Shaw & Co., Inc. may be deemed an institutional investment manager in its capacity as the general partner of D. E. Shaw & Co., L.P., which in turn is the managing member of certain other affiliated institutional investment managers. D. E. Shaw & Co., Inc. does not exercise investment or voting discretion, and therefore disclaims such discretion, with respect to Section 13(f) securities. D. E. Shaw & Co., L.P. may be deemed to exercise investment or voting discretion for affiliated institutional investment managers. D. E. Shaw & Co., L.P. does not exercise investment or voting discretion, and therefore disclaims such discretion, with respect to Section 13(f) securities over which such affiliated institutional investment managers exercise investment or voting discretion.

Other Included Managers (5):

Num Name File Number
1 D. E. SHAW & CO, L.P. 028-05394
2 D. E. Shaw Investment Management, L.L.C. 028-11452
3 D. E. Shaw Heliant Adviser, L.L.C. 028-14492
4 D. E. Shaw Adviser II, L.L.C. 028-15385
5 D. E. Shaw Adviser, L.L.C. 028-16053