Engaged Capital LLC

Q4 2013 13F Holdings Report, New Holdings, Stock Holdings

Notable people
Glenn W. Welling
Signature - Title
Glenn W. Welling - Founder and Chief Investment Officer
Location
Newport Beach, CA
Holdings as of
December 31, 2013
Value $
$1.69M
Num holdings
1
Date filed
4/18/2014, 05:25 PM
Description
Request for Confidential Treatment (2/14/2014): Denied on 4/10/2014. The Form 13F report requires disclosure of the manager that files the report, the name and class of the security, the CUSIP code, the number of shares as of the end of the calendar quarter for which the report is filed, and the total market value. The market value column should not be used as a substitute for Assets Under Management (AUM), as it does not include cash held in accounts.
Next filing
Q1 2014 - May 15, 2014
Sym Weight Trade Impact Company Class Shares Change Activity Value Change $ Value $ * Price $ Shares Principal
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

This filing lists securities holdings reported on the form 13F filed on 02-14-2014 pursuant to a request for confidential treatment and for which denied on 04-10-2014.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Glenn W. Welling Founder and Chief Investment Officer Newport Beach, California 4/18/2014

Other Included Managers (2):

Num Name File Number
1 Engaged Capital Holdings, LLC 028-16008
2 Welling Glenn W. 028-16006